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From: Paul Barret] To: Rafael Otovaehiameritradp Cal] Cc: Richard Kahn Subject: RE: The forms you recently requested Date: Wednesday, September 20, 2017 4:32:04 PM Attachments: TD Trading Authorintion for PS PDF Rafael Please see attached trading authorization form. Did you get any answers? Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646.876-5277(0) 646-342-6930(c) ----Original Message From: [email protected] (mailto•Rafael Otovaeulamerirraile rag] Sent: Tuesday, September 19, 2017 11:10 AM To: Paul Barrett cl Subject: FW: The forms you recently requested ----Original Message-----From: Ameritrade New Accounts Sent: Tuesday, September 19, 2017 10:02 AM To: Otoya, Rafael C Subject: The forms you recently requested Thank you for your interest in TD Ameritrade. The forms you requested have been attached in PDF format to this e-mail. Adobe Acrobat is required to open a PDF (https://urldefense.proorpoint.com/v2turl?wshttp- 3A_mvw.adobe.com_support_downloads_main.html&d•DwIFAg&cnulvIAQnC0yOOjC0e0NVa8TOcyq9jNhjZ156R- J.IU10&r•nizTVInkatWNK 1 SSF7PRl1rDinMhQdO7aMnrWqNs3ph7o&m•.7FIUQjd6tfcdvZe4GyGkbcxdBEQP7- rV2oG9C-n9AcE&s•,AshHjgFx7qq-GarqNcfsAvS3JevYeuvUa4XdbFB5I.Iek&e,• ). To get additional forms, please visit the Additional Forms page on the TD Ameritrade Web site at bttp•IMww tdameritrait, com/formc html Please print, complete, and return it to TD Ameritrade by mail or fax. Standard Delivery: TD Ameritrade PO Box 2760 Omaha, NE 68103-2760 CONFIDENTIAL SDNY_GM_000 12299 EFTA_00122949 EFTA01268375 ---PAGE BREAK--- Overnight Delivery TD Ameritrade 200 S. 108th Ave. Omaha, NE 68154 Fax: 866-468-6268 If you have any questions, please contact a New Accounts representative at 800.276.8746. We're here to help 24 hours a day, seven days a week (excluding market holidays). Again, thank you for your interest in TD Ameritrade. We look forward to serving you for years to come. Sincerely, Carrie Braxdale Managing Director, Investor Services TD Ameritrade TD Ameritrade understands the importance of protecting your privacy. We are sending you this notification to inform you of important information regarding your account. If you've elected to opt out of receiving marketing communications from us, we will honor your request. TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2016 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission. Distributed by TD Ameritrade, Inc. 200 S. 108th Ave., Omaha, NE 68154 ATI 3728 EM 06/16 Attachments: Attachments: Trading Authorization Agreement.pdf CONFIDENTIAL SONY_GM_000 12300 EFTA_00122950 EFTA01268376