EFTA Document EFTA01290318

15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEERERS IN C 6 100 RED HOOK QUARTER B3 ST THOM ASVI 00802 Otulkelke Sant Pointe Ilealkh Msnagemen laarlatk Cpaaerag< 6, w; Opaktche Omit Semeilies ne wave Peek Me 3AS fart Avenue. fib F Ace New 'leek Na 10114 Teti • enigma' Direct December 1,2017 - Decemb r 1, 2017 Account Number: Portfolio at a Glance Thishrtod Yew4o-Date your Investment Specialist BEGINNINGACCOUNT VALUE 63,236,312.13 $3,149,809.19 JOSHUA SHOSHAN Net Cash Deposits and W dhdrawah 0.00 31,276.11 Adjusted Previous Account Value 3,236,372.13 3,181,085.30 Dividends, Interest and Other Income 7,489.95 75,453.63 Net Change in Portfoliol 0.00 .12.676.85 lz $3,243,862.08 $3,243,8620 Estimated Anneal Income 576.759 78 Asset Summary ao 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. n Patent Asset Type PrlorYemad Lal Period ThisPeriod 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,521,384.75 1,522,837.51 53% Mutual Funds 1,670,021.47 1,714,987.38 1,721,024.57 100% Account Total (Pie Chart) $3,149,809.19 $3,236,372.13 $3,243,862.08 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 9 A0130270CSF30025 CONFIDO. AL- RaltaacaNnt Owing IlittnIthrsiing LI.C. • Sally owned 6%9"OG./ Since 2007 sibMWya TM Bordtel New York Mellon DALIAR ItAl ED COMMIRCATICOS Corponthal (SW Meta) EXCULENC( Pen/vett U.C.inerrtel allIPAtikriker344—°° 047681 DE!-SDNY-0010505 EFTA_OO15829O EFTA01290318 Summary of Gains and Losses Realized This Pedod Yette•Dale Wee* Short-Term Gain! Loss 0.00 9.00 -306.32 Long-Term Gain! Loss 0.00 9.00 -111,498.55 Net Gain! Loss 0.00 0.00 -111,804.87 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dale AdlvNy Type Cescsiplion Amount Biome Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 120% Activity Ending: 12/ 29117 12101117 Opening Balance 1.521.384.75 1,521,384.7$ 12729/17 Deposit INCOM ERBNVEST 1,452.76 1,522,837.51 12/29117 Closing Balance $1 522 837.51 Total All Money Market Funds $1,522,837.51 Income and Expense Summary Qmont Period Yetto•Cale iaeble Non Taxable WAN Noe habit Dividend Income Money Market 1,452.76 0.00 11,773.68 0.00 Other Dividends 6,037.19 0.00 63,679.95 0.00 Total Dividends, Interest. Income and Expenses 67.489.95 $0.00 $75,453.63 $0.00 Page 2 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100270 C SF30025 CONFIDO. AL- Rated (Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SDNY-0010506 EFTA_00158291 EFTA01290319 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Opening Dale CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTI. December 1, 2017 - December 31, 2017 JEEPERS INC Account Adivity Opening Gating Accrued Mame 30-Coy Current Ottanttly Number Ending Nance Balance Income ThleYeet Yield Yield 12101/17 1,522,837.510 NIA 12/29/17 1,521,38415 1,522,837.51 0.00 11,773.68 1.10% 120% Total Money Market $1,521,384.75 $1,522,837.51 $0.00 $11,773.68 Estimated Yield TOTAL CASH, M ONEY FUNDS, AND BANK DEPOSITS Date Acqdred Quantity Mt Cut Cod Bap $1.521,384.75 Market Price $1,522.837.51 Market Value $0.00 $11,773.88 Unrealized Coin. Loss Estimated Annual income MUTUAL FUNDS 53.0 0% of Portfolio SY ORGAN FLOATING RATE INOUE RIND Security Identifier PHU CLASS I 0.19P. 482t513 Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 02/13/13 * 148,957.299 10.0700 1,500,000.00 9.3800 1,397,219.46 102,780.54 52.759.18 3.77% 03/01/13 0 533.047 10.0800 5,362.46 9.3800 4,999.99 -362.47 188.80 377% 04/01/13 * 591.454 10.1100 5,979.61 9.3800 5,541.84 431.17 209.49 377% 05101/13 u 562.992 10.1300 5,703.11 9.3800 5,280.86 422.25 199.41 377% 08103/13 ° 581.343 10.0900 5,724.50 9.3800 5,321.68 402.82 200.95 3.77% 07/01/13 13 500.501 9.9700 4,990.00 9.3800 4494.70 495.30 177.27 3.77% 08101/13 ° 527.827 10.0600 5,309.94 9.3800 4,951.01 458.93 188.95 317% 09/03/13 0 531.248 10.0300 5,328.42 9.3800 4,983.11 445.31 188.16 317% Reinvestments to Date 30,706.388 9.5890 294,431.40 9.3800 288,025.92 4,405.48 10,875.89 3.77% Total Covered 183,478.099 1,832,829.44 1,721,024.57 ,111,804.87 64,986.10 Total 183.478 099 $1 832 829 44 $1 721 024 57 4111 804 87 $64 986 10 TOTAL M UTUAL FUNDS $1,832,829.44 $1,721,024.57 4111,804.87 $64,986.10 TOTAL PORTFOLIO HOLDINGS Wreaked Acaued Estimated Cod Buis Merkel Value Oak/ Lone Interest Annual lacome $3,355,666.95 $3,243,862.08 4111,804.87 $0.00 $76,759.78 Page 3 of 9 RAS Carelent Oaring Salem Potting IIC a May owned AO 10 0 27005P30 (my Yew Same 2007 0 26 l`P'S DAUM Caren COMMUMCATICMS subodury of The Osaka New Yost Melon Camocathm (MY Melon) CONFIDKITTAL EXCatENCE Ont."' VA. ,rote, maktiketukbm_00047683 CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) DB-SDNY-0010507 EFTA_0015 8292 EFTA01290320 portfolio Holdings (continued) Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosjres Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "Ni A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are com puted using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershingcom/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you prom ptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100C 270CSF3 O 0025 NFIDO. AL- Rated Emarnt (wry Veit Snce 2007 MAAR RAT ED COMMUNICATICNS EXCIA CNC t Chains tlwonglihnbing PIC a Sally owned subsidiary e4 TM brit W New York Mellon Calwatim (MY Mellon) Penn.'s MC. 'sent. FilatalikreaGM_00047684 DB-SDNY-0010508 EFTA_00158293 EFTA01290321 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) December 1,2017 - December 31,2017 JEEPERS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS1099 Form B, DIV, INT, OID and M ISC, Your 1099 will be delivered as early as possible, beginning January 31, 2018. By February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15,2018. For more information please visit mytaxhandbook com. MUNICIPAL SECURITIES RULEM AKING BOA RDO(M SRN) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. adopted a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds. but it also means that funds are due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up e-delivery. DISCLOSURE By completing a physical or electronic contact form or providing Trusted Party information to my broker or advisor for electronic capture, It we authorize the named Financial Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(s)(the"Trusted Contact Person(s)*) identified as such. Additionally. I/ we authorize this information to be shared with the Trusted Contact Person(s) at the discretion of Financial Institution and Pershing. This authorization includes. but is not limited to. sharing or disclosing any information regarding securities. insurance, bank related. financial planning or other financial products or services offered by or through Financial Institution and/ or Pershing or any financial information IF we may have provided to Financial Institution and Pershing. I/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about my w hereabouts or health status (i.e.. if Financial Institution and Pershing becomes concerned that I may no longer be able to handle my financial affairs) or in the event that Financial Institution and Pershing becomes concerned that I may be a victim of fraud or exploitation. Financial Institution and Pershing suggests that the named Trusted Contact Person(s) not be someone authorized to transact business on the account, or who is already otherwise able to receive the information described above. Account owners Should contact their Financial Institution or financial representative with additional questions. Account owners may also contact FINRA at its toll-free number for senior investors to get assistance or raise concerns about issues with brokerage accounts and investments. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) AO 1006350,15F D L- - Raleamant Every Vox Sea 2007 DALY& Gl ED COMMUMCATIONS MULE/4C( Page 5 of 9 Clarinda...hang LLC, a ally armed mbar/ of The Sonli of New York Mellon Carponthm (Illa Man) Pentmg LIX. more-ter tiRIAIAIY4S-Al_0004 7685 DB-SDNY-00 10509 EFTA 00158294 EFTA01290322 M essag s (continued) CALL 844.57.FIELPS(844.574.3577) M ONDAY - FRIDAY; 9 - 5 P.M . ET •'Nonpublic personal information' Includes, but Is not limited to: financial account information and balances, Information regarding the purchase of a security or insurance product, and any other personally identifiable financial information: (i) provided by a me/ us to my/ our Financial Institution; (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) Credits This Period DaksThisPerial 1kt ThilPeriod Credits Year-to. Date Debits Yeerio.OMe Net Yeaio•DMe Securities Securities Bough] 0.00 43137.19 .6137.19 0.00 13.67915 63,679.95 Total Securities $0.00 16,037.19 16,031.19 $0.00 163179.95 163179.95 Dividends end Interest $1,489.95 $0.00 $7,489.95 $75,453.63 $0.00 $75,453.63 Cash Withdrawals 0.00 0.00 0.00 0.00 46,853.96 -56,853.96 Deposits 0.00 0.00 0.00 88,130.07 0.00 88,130.07 Total Cash $0.00 $0.00 $0.00 $88,130.07 156,853.96 $31,276.11 Totals $7,489.95 16,037.19 $1,452.76 $163,583.70 1120,533.91 143,049.79 Transactions by Type of Activity MN:UV Sather:kat Dote Activity Type Desaiption OtierAlly Prim Aimed letued Amount annoy Securities Bought and Sold 12/28117 RERIVESTCASH INCOM E JPHORGAN ROATII4GRATE INCOME FUND CLASS] 643.624 1,037.19 USD .PHSX 12834.4750 SIRS SHRSPURCH.AT $9.38000 R012/26 PO 1212011 Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,037.19 Dividends and Interest 12128117 CASHDIVIDEND RECEIVED Al ORGAN ROAD NG RATE INCOM E END CLASS] 6,037.19 USD .PHSX 12834.4750 SHRSRO 4/26 PD 12128117 12129117 MONEY MARKETFUND DEUTSCHE GOVT CASH 1,452.76 USD INCOME RECBVEO PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 7,489.95 Page 6 of 9 CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) AO 100270CSP30025 s • 1.44 CONFIDO. ALA bled Ea llet Every Year Shwa 2007 DAYAlt RMID COMMUNICATIONS ExCatOCI Owing engemPenton ISC. • wholly MVOS subsidiary a The brat el New York Mellon CoPontim (MY Melba) Penn.'s MC. rnerrte. Filatagtiterat 00047686 DB-SDNY-0010510 EF1'A_00158295 EFTA01290323 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) Process SeWerner! Dote Adhely Type December 1, 2017 - December 31,2017 JEEPERS INC Description Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Gummy Price Accrued !stunt Amount ()mem 0.00 1,452.76 USD Your InvestmentSeediest:DU Contact rolormstion JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First in First Out Default Method for Stocks in a Dividend Reinvestment Plan: First in First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) AO 100 C 270CSF3 O 0025 NFIDO. AL- Page 7 of 9 Rated Cictart Every Yea, Since2007 OMAR RA TED COMMUNCATIONS EXCIAL CNC( Owing tiwough Penting PIC • sadly wooed subsidiary The Bonita New York Make Ompontim (MY Mellon) Penh.** LIX. 'sent. FildtkfickneLGM_00047687 DB-SDNY-0010511 EFTA_00158296 EFTA01290324 Important Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, any.to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing coml about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itn ess statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or ( Ill) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page S of 9 A01006/C5N5FID 0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM, P. 6(e) L IIMeamearnt (my Vox Sine M07 DAIJAR WED COMMUNICATIONS (XCOAD.C( Oaring Sae. hakes LLC, a wbolly armed subsidiary as WS of New VO4 Mellon Pentw, Ceeponthal (SPO' Mellon) C, 'newt, ANIY4jeLGM_0004 7688 DB-SDNY-00 10512 EFTA_D0 158297 EFTA01290325 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED COWRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH, ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DWDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF.F.nrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOLIT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS- RULE 607(A)(1)4211 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS ANC/ FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROME OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. NNW THE ROVE TERMS AND CCNOITONS ARE UNACCEPTABLE TO YOU, PLEASE MOTET PERON° IISNEDIATELY IN WRITING CERTFED INK TO ONE PERRINO PLATA JERSEY CITY. NJ OM. ATM LEGAL DEPT A0100650KI 5F ID CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) L Rated ht Every TN Orme 2007 DAISM RAI ED COMNiuNICATIONS EXCMENC Page 9 of 9 Oaring Away. Pelbeg LLC, a .1,01y owned NINON a The ON a New York Mellon Copmothm (NY Man) Pent, LLC nrerter EllatAckklYteM_00047689 DB-SDNY-00 10513 EFTA_00 158298 EFTA01290326 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEEPERS INC 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 Otutwhe ROM Pthain N,a11, MlnOtemen mans (wen .< (+oar Drenthe Wit Setwities Mc. Mw TEO Pince 3.43. Pot Ater... MO, MCI New Yob, NY MIS4 avec Novem ber t 2017 - November 30,2017 Account Number: Portfolio at a Glance Mended Teat-la•Date Y our Investment Specialist BEGINNINGACCOUNT VALUE 33,238,417.02 $3,149,809 19 JOSHUA SHOSHAN Belfast' Deposits and Withdrawals 0.00 31.276 11 Adjusted Previous Account Value 3,238,417.02 3,181,085 30 Dividends, Interest and Other Income 7,069.43 67,963 68 Net Chan in Portfolio) -9.104.32 -12.676.85 $3,236,312.13 33,238,312.13 Estimated Annual Income 517.817 92 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent Awl Type PrIwYswais LW Period This Period 47% Cash, M oney Funds, and Bank Deposits 1,479,787.72 1.520.165.19 1,621,384.75 fl 53% Mutual Funds 1,870,021.47 1)18,261.83 1,714,987.38 100% Account Total (Pie Chart) $3,149,809.19 33,238,417.02 $3.236,372.13 Please review your allocation periodically with your Investment Specialist. Page 1 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) AO 0994 12CSF300 18 CONFID AL- bud [Min &ay Ite• since 1007 DAUM MUD COMMIJNICATONS EXCUISCE Oaring throw* habit( Ilt. a array owned subsidiary el Ilwa Sank of New York Mellon CA•Pontim (MY Maw) Penh... 11C. nwrter Filitalikkaat 00047690 DB-SDNY-0010514 EFTA_00158299 EFTA01290327 Summary of Gains and Losses Realized ThisPeriod YeakcoDale UsteAzad Short-Term Gain! Loss 0.00 9.00 -359.93 Long-Term Gain! Loss 0.00 9.00 -111A44.94 Net Gain! Loss 0.90 0.00 -111,804.87 This summary excludes transactions where cost basis information is not available —or Your Information The European Central Bank (the ECB' ) and other credit institutions Introduced' negatNe interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date AdIvIly Type Description Amount 1.520.165.19 1,219.56 Balance Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.99% Activity Ending: 11/30/ 17 11101117 Opening Balance 11130/17 Deposit IN COM E REINVEST 1,520,165.19 1,521,384.75 11/30/17 Closing Balance 11,521,384.75 Total All Money Market Funds $1,521,384.75 Income and Expense Summary Texan Current Pedal Non Tenable WAN TetteeDde Non Taxable Dividend Income Money Market Other Dividends 1,219.56 5,839.87 0.00 0.00 10,320.92 57,642.76 0.00 0.00 Total Dividends, Interest. Income and Expenses 57.059.43 $0.00 567,963.68 50.00 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) A0099412CSF30018 CONFIDO. AL- Ratedhearnt EmmyvemS4K.2007 DAUMRRAMDCOAVAUNCATICN5 EXCUMNa Owing Swab Ambit. PIC. • %AA. owned subsidiary SIM Bonita New York Melba Cannatim (MY Mellon) POnhal; uE.jtwebe. FIIIRAUttearltet00047691 DB-SDNY-0010515 EFTA_00158300 EFTA01290328 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings ovem ber 1,2017 - November 30, 2017 EEPERS INC Accent AdMly Opening Closing Accrued Income 30-Day Ontimt Opening Date Quantity Number Ending Biwa Mime Income ThisYeat VW Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money Market DEUTSCHE GOVT CASH Ilan 11101/11 1,521,384.750 WA 11130117 1,520,165.19 1,521,384.75 0.00 10,32912 0.97% 099% Total Money Market $1,520,165.19 $1,521,381.75 $0.00 $10,320.92 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,520,165.19 $1,521,384.75 $0.00 $10,320.92 Dale Acquired Quantity Unit Out Cod Beds Mute l Price Ilaiket Value Unrealized Gain' loss Estimated Estimated Annual income Yield MUTUAL FUNDS 53.00% of Portfolio Al ORGAN FLOATINGRATEINCOMEFUND CLASS' Open End Fund Dividend Option: Reim:A; Capilal Gains °pilot Reinvest Security Identifier:YRS% CUSP. 482111 02113/13 4 148,957.299 10.0700 1,500,000.00 9.3800 1,391,219.46 102380.54 54,990.56 3.93% 03101/13 0 533.047 10.0600 5,362.46 9.3800 4,999.98 -362.48 116.78 313% 04/01/13 ° 591.454 10.1100 5,979.61 9.3800 5,547.85 431.16 218.35 3.93% 05/01/13 0 562.992 10.1300 5,703.11 9.3800 5,280.86 -422.25 207.84 3 93% 06/03/13 r3 567.343 10.0900 5,724.50 9.3800 5,321.67 402.83 209.45 3.93% 07101/13 0 500.501 99700 4,990.00 9.3800 4.894.89 -295.31 184.77 3.93% 08101/13 * 527.827 10.0600 5,309.94 9.3800 4,951.01 458.93 194.86 3.93% 09/03/13 0 531.248 10.0300 5,328.42 9.3800 4,983.10 445.32 196.12 3.93% Reinvestments to Date 30,082.784 9.5930 288,394.21 9.3800 281.988.76 4,405.45 11,098.27 3.93% Total Covered 182,834.476 1,826,792.25 1,714,981.38 111,804.87 67,497.00 Total 182 834.475 $14326.792 25 $1.714,987.38 4111,804.87 $67,497.00 TOTAL MUTUAL RADS $1426,792 25 $1.714,987.38 -$111,804.87 $67,497.00 resilzed Atoned Estimated Cosi Basis Nadel Value MAW Logi Interest Annual Income TOTAL PORTFOLIO HOLDINGS $3,348,177.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) $3,236,372.13 4111,804.87 50 .00 $77,817.92 Page 3 of 8 A0099412CSF30018 CON F AL- Rosana/6rd Every Yew Shwa 2007 DALJAR MUD COMMUMCATICMS EX( ULM ( Owing Salem Penton Lit. • %Molly owned subpolar/ of The Soaks New York Melina Onnownthm (MY Melon) Pentwe 11C. meet., ,,,,FLAMAkruott00047692 DB-SDNY-0010516 EFTA_00158301 EFTA01290329 Portfolio Holdings (continued) H Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form V99-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. P rtfolio Holdings Disclosjres Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of M utuat Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, Incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 4 of 8 A0099412CSF30018 CON F I DO. AL- Rated (Kant Levy Vex Since 2007 DAUM WED COMMUMCATIONS LAC CEL NC( Owing through Posing E.C. • Ma* owned subsidiady albs DEMO New York Mellon Capoestim(MV Melon) Penh...x11C. ,,rote,filiaiAWYDPA 00047690 DB-SDNY-0010517 EFTA_00158302 EFTA01290330 151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) November t 2017 - November 30,2017 SOS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please note the following information for Pershing's 2017 Form 1099 tax statement (1099). The 1099 includes IRS1099 Form B, DIV. INT. OID and M ISC. Your 1099 will be delivered as early as possible. beginning January 31 2018. By February 15. you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15,20 2018. For more information please visit mytaxhandbook.com. M UNICIPAL SECURITIES RULEM AKINS 80A ROO(M SRB®) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRS rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the MSR8website, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC). M SRB. FINRA. and NYSE Activity Summary ?Ai , amour's n are.n oase-“,- -1) DebkeThisPeriod Net ThisPeriod *edits Year4o4ate DebiteYear4o.Date Net Year-to-Date Credits ThisPeriod Securities Securities Bought 0.00 4,839.87 5.839.87 0.00 47.642.76 37.642.76 Total Securities $0.00 45.839 87 45,839 87 $0.00 457.642.76 457.642.76 Dividends and Interest $7,059.43 $0.00 $7,059.43 $67.963.68 $0.00 $67,963.68 Cash Withdrawals 0.00 0 00 0 00 0.00 48.853.96 -56.853.98 Deposits 0.00 0.00 0.00 88,130.07 0.00 88,130.07 Total Cash $0.00 $000 $0.00 $88,130.07 456,853.96 $31,276.11 Totals $7.059.43 45,839 87 $1.219.56 $156.093.75 4114.496.72 $41,597.03 Page 5 of 8 AO 099, Co i °fl CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DaFIDO L Reed hafted Every Year Shea 2007 DAYMR RATED C0MMACATI066 EXCISING Owing Uteud. Pathan. LLC, a wholly owned subpolar/011n en of New York Mellon Cmyerathm (MY Melon) PanhrxeuCaente FilduARYYuLem_00°47694 DB-SDNY-00 10518 EFTA_00 158303 EFTA01290331 Transactions by Type of Activity Noose Settlement Dote Adivily Type Deossiction Quantity Price Moved Interest Moot Currency Securities Bought and Sold 11729117 REINVESTCASHINCONE -MORGAN FLOATING RATE INCOME RIND CUSS I 17/1L2230 623.252 4,83917 USD .PHSX SHRSSHRSFURCH.AT 89.3/000 RD 1127 PD1/29/17 Total Securities Bought and Sold -U.S. DOLLARS 0.00 -5,839.87 Dividends and Interest 11129/17 CABIDIVIDEND RECBTED "DORGAN FLOATING RATE INCOME RIND CLASS1 822112230 5139 87 USD RIISX SHNSFID 1127 PD 112907 11130/17 MONEY MARKET FUND DEUTSCHE GO VT CASH 1219.56 USD INCOME RECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 7,059.43 Total Value of Transactions 0.00 1,219.56 USD The priceand quantity displayed may have been rounded. Client Service Information Your Investment Specialig. ENJ Contad Information JOSHUA SHOSHAN Telephone Number: 280 PARK AVE- 3RD FL NEW YORK NY 13017 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default M ethod for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize prom ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist (or more information. Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) A0 0994 12CSF30 0 18 CONFIDO. AL- Rated Cacellent Every Yew Shwa 2007 DAYAlt RAID C0MMUNICATICNS EXCLUDICI Owing tinge. ',enlists TIC. • wholly owned subsidiary .Lae Bonita New York Melba Calwatim (MY Mellon) Penne.* LIX. 'sent. Filitata 00041695 DB-SDNY-0010519 EFTA_00158304 EFTA01290332 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Important I nf or mat ion and Disci sores ovem ber 1,2017 - November 30,2017 EEPERS INC The Role of Pershing • Pershing carries your account es clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLO Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 A0099412CSF30018 CONFIDO. AL- Rated Etcaornt Every Vex Since 2007 OMAR RA1ED CONVOCATIONS EXCIAL CNC( Owing tlwonsh Peaking PIC a wholly owned subsidiary el Ille Sank of New York Mellon CAnnatim (MY Mellen) Pe,,tw, 11e...tertee filiFlateaat 00047696 DB-SDNY-0010520 EFTA_00158305 EFTA01290333 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (Iii) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 3 of 3 A009952conoKiF ID CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) L bled Excellent Oaring MenemPining M. a wholly owned Every Vex Since 2007 subjoin, el Th eWS of New York Mellon DALIAR WED COMMANICATICttS Cenneatine (OW Mellon) nm EXCELLENCE Proven LLC. newt., FiliRAAWASA- 0004 7697 DB-SDNY-00 10521 EFTA_00 158306 EFTA01290334 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEEPERS INC 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 DeutHhe Na, In 14...mgelner4 Menet, Cenral< 6104 Oreiche Unit Se:u. itei tic 'kW Yeti C4ke 34$ P4(1 Avenue. MS1'401 Nom 'kik Mt 10154 Tell give MI 1111, 40: Direct October 1.2017 - ctober 31 2017 Account Number Portfolio at a Glance Thishrlod Yew4o-Dele your Investment Specialist BEGINNINGACCOUNT VALUE JOSHUA SHOSHAN Net Cash Deposits and Withdrawals $3,186,774.87 41,276.11 $3,149,809.19 31,278.11 Adjusted Previous Account Value 3,228,050.98 3,181,085.30 Dividends. Merest and Other Income 6,733.54 80,904.25 Net Change in Portfolio' 3.632 50 -3.572,53 ENO INGACCOUNT VALUE $3,238,417.02 $3,238,417.02 Estimated Annual Income 575.994 74 ' Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Asset Type PrlorYnarad Lae Period Ids Period Permit 47% 53% Cash, Money Funds, and Bank Deposits M utual Funds 1,479,787.72 1,870,021.47 1,477,878.77 1,709,098.10 1,520,165.19 1,718,251.83 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $3,149,809.19 $3,188,774.87 $3,238,417.02 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 8 A0101343CSF30020 CONFIDO. AL- Rated blast Every Yes Since 2007 DALJAR too> C0MMUNCATIMS EXCULENCC Ow& Swish Mtn Ilt. • Sally owned MlaNwya The Santa New York Melba Cerintatim Mr Melon) Penhesit I.V.Ireterter FiusaXYLITaxest000smos DB-SDNY-0010522 EFTA_00158307 EFTA01290335 Summary of Gains and Losses Reeked Mt Period Yetto•Dale Untested Short-Term Gain! Loss 0.00 0.00 -19.03 Long-Term Gain! Loss 0.00 0.00 402,881.52 Net Gain! Loss 0.00 0.00 -102,700.55 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the • ECB' ) and other credit institutions introduced • negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 10 42 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Delo AdIvIly Type Desalpllon Amount Balance Sweep Money Market Fund DOJTSCHEGOVT CASH INSTL Current Yield: 0.95% Activity Ending: 10131/ 17 09130/17 Opening Balance 1.477.678.77 1,477,678.77 10/10/17 Deposit MONEY FUND PURCHASE 41276.11 1,518,954.86 10131117 Deposit INCOM EREDIVEST 1,210.31 1,520,165.19 10131/17 Closing Balance $1,520,165.10 Total All Money Market Funds $1,520,165.19 Income and Expense Summary Cuttenl Period Yeat.lo-DSe Tootle Non Toot* Taxable Hon Taxable Dividend Income Money Market 1,210.31 0.00 9,101.36 0.00 Other Dividends 5,523.23 0.00 51,802.89 0.00 Total Dividends, Interest, Income and Expenses 66.733.54 $0.00 $60,904.25 $0.00 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 10 134 3CSF30 0 2 0 CONFIDO. AL- Rated C.caent Every Vex Sac. 2007 OMAR RATED CONVOCATIONS Exail CNC t Owing IMO Patti UC. • Whet MVOS subsidiary albs Bonita New York Melba CciPontim (MY Maw) Penhe. utirwrte FititaliklYIELGM_00047699 DB-SDNY-0010523 EFTA_00158308 EFTA01290336 Deutsche Bank P.O.Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings October 1,2017 - October 31,2017 JEEPESIN C Amount Manly Opening Cooing Accrued Income 30 -ply DJtrent Opening Dale Ottantily Prober &Ming Bsmce Balance income ploYeat Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money M arket DEUTSCHE GOVT CASH INTL 0B/30/I7 1,520,165.190 WA 10/31/17 1,477,678.77 1,520,165.19 0.00 9,101.36 0.94% 095% Total Money Market 91,477,678.77 $1,520,165.19 $0.00 $9,101.36 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 51,477,678.77 $1,520,165.19 30.00 $9,101.36 Unrealized Estimated Estimated Date Acquired Onontly UP Cat Cs Bub Merkel Price Market Vise Gallo loss Annual Income Yield MUTUAL FUNDS 5 3.0 0% of Portfolio Al ORGAN FLOATING RATE INCOME RIND CLASS I Open End Fund Dividend Option: Reinvest; Capital Gains DOH: Reinvest Security Identifier: JP1ISX CUSIP. 482t517 02/13/13 0 118,957.299 10.0700 1,500,000.00 9.4300 1,401,667.33 45,332.67 51,685.20 3.89% 03101/13 0 533.047 10.0600 5.36246 9.4300 5.026.63 -335.83 195.69 3.89% 04/01/13 ° 591.454 10.1100 5,919.61 9.4300 5,577.41 402.20 217.13 3.89% 05/01/13 0 562.992 10.1300 5,703.11 9.4300 5.309.02 -394.09 206.69 3 89% 06/03/13 0 567.343 10.0900 5,724.50 9.4300 5,350.05 474.45 208.28 3.89% 07101/13 0 500.501 99700 4,990.00 9.4300 4,719.73 -270.27 183.74 3 89% 06/01/13 0 527.827 10.0600 5,309.94 9.4300 4,977.41 432.53 193.78 3.89% 09/03/13 0 531.248 10.0300 5,328.42 9.4300 5,009.67 418.75 195.03 3.89% Reinvestments to Date 29,439.512 9.5980 282,554.34 9.4300 277,614.58 -4,939.76 10.807.64 3.89% Total Covered 182,211.223 1,820,952.38 1,718,251.83 ,102,700.55 66,893.38 Total 182,211 223 $1,820,952.38 $1,718,251.83 4102,700.55 $66,893.38 TOTAL MUTUAL FUNDS $1,820,952.38 $1,718,251.83 4102,700.55 866,893.38 Wreaked Accrued Estimated Cod Bea Merkel Value GainrLow Interest Annual Mcome TOTAL PORTFOLIO HOLDINGS $3,341,117.57 83,238,417.02 4102,700.55 $0.00 $75,994.74 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 8 AO 101343CSF30020 CONFIDO. AL- RattaKelint Every Vex Since 2007 DAIJAR WED COMMUNCATIONS E%CULDCI cow tinge,. Penton. lit. a Slay craned subsidiary el The Santa New York Mete Ccinaatim (MY Meta) Pente. U.C. 'newt*, FititalptlYEEPM_00047700 DB-SDNY-0010524 EFTA_00158309 EFTA01290337 portfolio Holdings (continued) Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form :1399-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are com puted using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing.comf disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you prom ptly upon your written request directed to your introducing firm. In order to assist your introducing lirm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to Si, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, Incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0101343CSF30020 CONFIDO. AL- Rated EacaNnt Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIA t Owing IMO, Peaking Ilt. a web craned smaller/ as &onkel New York Mellon Ccnaatim (MY meta) Peen. LK ...wt.., FiliRAVSEPM_00047701 DB-SDNY-0010525 EFTA_00158310 EFTA01290338 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) October 1,2017 - October 31,2017 JEEPERS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages M UNICIPAL SECURITIES RULEM AKING BOARDO(M SRB®) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the MSRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB. F1NRA. and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary l.11r amoun-ssnonn avert, riase.urr, CreditsThisPeriod Debits ThisPerkid Net %%Period CreditsYeardotiste DebitsTeerdoate Net Yew-to-We Securities Securities Bought 0.00 .5,523.23 4,523.23 0.00 41,802.89 11,802.89 Total Securities $0.00 45,523.23 $5,523.23 $0.00 451,802.89 451,802.89 Dividends and Interest $6.73354 $0.00 $6,733.54 $60,904 25 $0.00 $60.904.25 Cash Withdrawals 0.00 0.00 0.00 0.00 46.853.96 46,853.96 Deposits 41276.11 0.00 41.276 11 88.130 07 0.00 08.130.07 Total Cash $41,276.11 $0.00 $41,276.11 $88.130.07 456.853.96 $31,276.11 Totals $48.009.65 -$5,523.23 $42.486.42 $149,034.32 $108,656.85 $40,377.47 AO E136C$6301I4F ID CONFIDENTIAL - PURSUANT TO FED. R. CRIM, P. 6(e) L Raid heard Every Year Since 2007 DALIMA RATED COMMUNICATICOS EXCLUDICt Page 5 of 8, Owing iThel habeg LLC, a wholly armed subscharft of The UM, of New Yeti; Mellon Comonthm (MY Mellon) Penne. LK. nverrter EitiRnAckklY‘SIM_0004 7702 DB-SDNY-00 10526 EFTA_OO1583 I I EFTA01290339 Transactions by Type of Activity Process/ Settlement Date Adhrity Type Desolation Quantity Prim Annindieteret1 Amount Coming Securities Bought and Sold 10/30117 REINVESTCAS1INCOME PMORGAN FLOATING RATE INCOME FUND CLASS I 11E25.540 585.708 .PHSX SHRSSHRSIRJRCH.AT 59.43000 RD 10/26 PD D/30/fi 4,523.23 USO Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,523.23 Dividends and Interest 10130/17 CASH DIVIDEND RECBVED "MORGAN FLOATING RATE INCOME FUND CLASS I 11E25 5/60 5,523.23 UW 1/ISX SIRS RD 1)126 PO 111301V 10131/17 MONEY MARKET FUND DEUTSCHEGOUT CASH 1,210.31 USD INCOMERC-COVET; PER2320 4 5 Total Dividends and Interest - U.S. DOLLARS 0.00 6,733.54 Cash Withdrawals and Deposits 10106/17 FEDERAL FUNDS REPAIVED BANK OF AMERICA NA. 3998 41,276.11 USO USDAG0997 Total Cash Withdrawals and Deposits - U S. DOLLARS 0.00 41,276.11 Total Value of Transactions 0.00 42,486.42 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment SacialitENJ Contad Information JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 1:1017 Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Accrual market discount method for all other bond types: Include market discount in income annually: First In First Out First In First Out First In First Out Yes Constant Yield Method No CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 8 A0101343CSF30020 CONFIDO. Rated bale. Every Yee Sea 2007 DAIJAR WED C0MMUNICATICNS MIMI:NC( Owing Omsk ',mks'. PIC. • wildly owned subsidiary ally/ Bonita New York Maori CASs (OW Meta) Penn.'s 4G Filditatter- 4 .4_00047703 DB-SDNY-0010527 EFTA 00158312 EFTA01290340 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Your Account I nfOr Mat n (c ntInued) 11.11 1 October 1,2017 - October 31,2017 JEEPERS INC ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Inf n and Discl sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comr about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication shoutd be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LW, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. Page 7 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0101343CON SF30020 C FIDO. AL- Mad hair* Every Yew Since2007 DAUMRATED COMMLNICAllONS EXCWINCE Owing tlwongli ',enlists PIC a Sally owned subsidiary aT e Bonita New York Melba Cc•Pontim (MY Meta) Penne. MC. rnerwarc FilitatAteaPit 00047704 DB-SDNY-0010526 EFTA_00158313 EFTA01290341 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class w ho has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330. Page a of 8 A010136CS630 1IF ID CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) L Rated Emelent Oaring Sae. holing LI.C, a wholly owned Every Vest Since 2007 subsidiary Mlles &onkel New V. Mellon DAMMI WED COMMUMCATICOM Concerti:a (MY Mellon) n . aal LEW t Vents 4C. nowt.. F YU:PIO-0004 7705 DEt-SDNY-00 10529 EFTA_00158314 EFTA01290342 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEEPERS INC 6 10 0 RED HOOK QUARTER B3 ST THOM ASVI 00802 Otryttake Sank Pervade Plealak Msnapemen WHIM COValit Word OPMIChe Uri SO:Vain •C.. (kw Yeti MOS HS Park Ammo. MO, raor Now Yyrk. NY 10114 Pa Prat SSP 1.124935 Dirac; Septem ber 1,2017 - temb r30,2017 Account Number: Portfolio at a Glance Thierriod Yeeto-Dete Your Investment Specialist BEGINNINGACCOUNT VALUE $3,180,635.38 $3,149,809.19 JOSHUA SHOSHAN Net Casb Deposits and Withdrawals 0.00 -10,000.00 Adjusted Previous Account Value 3,180,835.38 3,139,809.19 Oividends. Merest artd Other Income 6,139.49 54,170.71 Net Change in Portfolio' 0.00 -7,205.03 EN DINGACCOUNT VAS $3.186,774.87 $3,186,774.81 Estimated Annul Income 575.766 32 Asset Summary I Net Change in Portfolio is the difference between the ending account value and beginning account value after act wty Permit Meet Type RIM Year-End Lest Period ThisPeriod 48% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,478,548.32 1,477,878.77 54% Mutual Funds 1,870,021.47 1,704,087.06 1,709,098.10 100% Account Total (Pie Chart) $3,149,809.19 $3,180,635.38 $3,186,774.87 Pt iew your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page lof9 CONFIDE AL- Rated Eactlknl Envy Yew Saw 2O0/ DAMN MILD COMMUNICATIONS EC DANCE Cle.ving Ilveugh Penliiillt a tly sad subsidiary of the ignitor New York Magi, Corm-Ann (MY Mellon) Penh:n*11C nwitie FitinSagyagit000477ae DB-SDNY-0010530 EFTA_00158315 EFTA01290343 Summary of Gains and Losses Meted Min Period YettesDale Unrealized Short-Term Gain! Loss 0.00 0.00 -153.04 Long-Term Gain! Loss 0.00 0.00 -106,180.01 Net Gain! Loss 0.00 0.00 -106,333.05 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 10 42 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dote AelivNy Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.93% Activity Ending:09/ 29! 17 09101/17 Opening Balance 1,416,548.32 1,4/6,548.32 09/29/17 Deposit INCOM E REINVEST 1,130.45 1,4/7,678.77 0929117 Closing Balance $1,477,678.77 Total All Money Market Funds $1,477,678.77 Description Amount Silence Income and Expense Summary Onset Pedal Ttestle Non Taal, TetteeDele Texan Non Taxable Dividend Income Money Market 1,130.45 0.00 7,891.05 0.00 Other Dividends 5,009.04 0.00 46,279.66 0.00 Total Dividends, Interest. Income and Expenses $6,139.49 $0.00 $54,170.71 $0.00 CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 9 CONFID L- listed bedlam hers Yea Since 200' DALIARISAIEO COIAMLIPICAT 1066 ocaurece Clewing Inty, Penning MC • Salesmen subsiding el the (flee Pim York /Seiko Commas% CON Mellon) Pens:* 11C..neYmbei IlisskalaiYaGIA 00007707 DB-SDNY-0010531 EFTA_OO158316 EFTA01290344 Deutsche Bank P.O.Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings Opening Dale Wordily Number &Ong CASH, MONEY FUNDS, AND BANK DEPOSITS 46.0 0% of Portfolio Money Market OEUTSCHE GOVT CASH INSTL 09/011I7 1,477,878170 NIA 09729/17 1,476,548.32 1,477,878.77 37.84 7,891.05 Total Money Market 81,476,548.32 $1,477,678.77 $37.84 87,891.05 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,476,548.32 81,477,678.77 $37.64 $7,891.05 Unrealized Dote Acquired NNW Wit Ceit Cost Bads Merkel Price Market Valve Gainless MUTUAL FUNDS 54.00% of Portfolio Al ORGAN FLOATING RATE INCOME RIND Security Identifier: SHSX CLASS I CUSP. 4812t51) Open End Fund Dividend Option: Reinvest Capilal Gains DOH: Reinvest 02113/13 ° 118,957.299 10.0700 1,500,000.00 9.4100 1,101,688.18 .98,311.82 55,666.83 397% 03101113° 533.047 10.0600 5,362.46 9.4100 5,015.97 446.49 199.21 397% 04/01/13 ° 591.454 10.1100 5,979.61 9.4100 5,565.59 414.02 221.03 3.97% 05/01/13 0 562992 10.1300 5,703.11 9.4100 5,29735 405.36 210.40 3 97% 06103/13 a 567.343 10.0900 5,724.50 9.4100 5,33810 485.80 = 3.97% 07101/13 0 500.501 99700 4,990.00 9.4100 1309.72 -280.28 187.04 3.97% 08101/13 * 527.827 10.0600 5,309.94 9.4100 4.966.86 -343.08 197.25 3.97% 09103/13 * 531.248 10.0300 5,328.42 9.4100 1,999.01 -329.38 198.53 3.97% Reinvestments to Date 28,853.801 9.6010 277,031.11 9.4100 271,514.29 5,516.82 10.78496 3,97% Total Covered 181,625.515 1,815,429.15 1,709,096.10 -106,333.05 67,876.27 Total 181,625.515 $1,815,429.15 41,709,096.10 4106,333 05 $67,87527 TOTAL M UTUAL FUNDS $1,815,429.15 $1,709,096.10 4106,333 05 567,875 27 Unrealized Acceued Estimated Cost WI Markel Value Gain, Loss Interest Annual income September 1, 2017 - September 30, 2017 JEEPERS INC Account Activity 09•169 Closing acaued boas 30-Day tarreet Nance Balance Income Meant Yield Yield 0.93% 093% Eslimaied Estimated Annual Income Yield TOTAL PORTFOLIO HOLDINGS 33,293,107.92 $3,186,774.87 4106,333.05 30.00 375,786.32 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1386, as amended ("UM') (incorporating amendments enacted by P.L.110 -34 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are Page 3 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID L-A Rated Capital Envy Yea Sax 2007 DALIARRAILD COMMUNICATIONS OCCIUDOCE Cle.ving Ilveugh Pea.' MC • Sally sad subsidiary of the Smite New York MeNon Corm-Ann CONY Mellon) Pero:ft11C. membe fillakievit00047708 DB-SDNY-0010532 EFTA_00158317 EFTA01290345 Portfolio Holdings (continued) "covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows. • Stock in a corporation acquired on or after January 1 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 20 Q • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014 t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of Misinformation. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment. trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI •••••• RAS builem Envy Yew Smut 2O0' ['ALMA MILD COMMUNICATIONS EC DANCE CIeeW IlveughPerginglAC. Stay owned sutnidlay of the Sank of New York Mellon Commit'', (MY Mace) Pectin LLC nwmte filiRAUWYMPM_00047709 DB-SDNY-OO 1O533 EFTA_OO1583IS EFTA01290346 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) September 1,2017 - September 30,2017 JEEPERS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2017, Pershing's net capital of 52 28 billion was 13 79% of aggregate debit balances and exceeded the minimum requirements by $1.95 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance w ith this requirement, note that on July 31. 2017. Pershing's net capital of S2.47 billion was 15.12% of aggregate debit balances and exceeded the minimum requirement by S2.14 billion. A copy of the June 30, 2017, Statement of Financial Condition is available at pershing.com/ statement_of_financial_condition.html. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200. option 5. The U.S. adopted a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up e-delivery. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (An amounts sno,%n are ,n case ,,urren...y) Credits TNe Period Debits ThisPeited Net tbisPerioa Credits Yesi4o•Oete Debits Yesrecitiste Net Yeer•to•Date Securities Securities Bought 0.00 .5,009 04 4,009 04 0.00 46,279 66 46.279.66 Total Securities $0.00 45.009.04 45,009.04 $0.00 446,279.68 446.279 66 Dividends and Interest $6,139.49 $0.00 $6,139.49 $54,170.71 $0.00 $54.170.71 Page 5 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOIWAL •••••• PAS Ended Every You Saxe 20O' ['ALMA MILD COP.WAiniCATIONS ECDAME CleatinglIveughPerginglAC. Stay owned sublidlay Oft Sank of New York Mellon Commit'', (MY Meta) Pensna match !URA c".kiel.i,em_00047710 DB-SDNY-00 10534 EFTA_00158319 EFTA01290347 Activity Summary (continued) Credits This Period Debits ThNPerlod Net ThisPeriod Cash Withdrawals 0.00 0.00 0.00 Depolas 0.00 0.00 0.00 Total Cash $0.00 $0.00 $0.00 Totals $6,139.49 45,009.04 $1,130.45 Transactions by Type of Activity Process Selllernerl Date Activity Type Securities Bought and Sold 09128117 REINVESTCASH INCOME .PHSX treditsTaN4o-Date Debits 'folio-Date Net YeN4o-Date 0.00 46,853.96 46153.96 46,653.96 0.00 46,85316 $46,853.96 -$56,853.96 410,000.00 $101,024.67 4103,133.62 42,108.95 Description Quantity Price Awned lateral Amount Coning PMORGAN FLOATINGRATEINCOMEFUND CUSS I 532.310 4,009.04 USD 0932050 SHRS SHRSPURCH. AT S9A 100 RD09/26PQ 09128/17 Total Securities Bought and Sold -U.S. DOLLARS Dividends and Interest 09f28117 CASH DIVIDEND RECEIVED SY ORGAN ROATING RATE INCOME FUND CUSS I .PIISX 0932050 SHRS RD 09126 PD 09/28117 09129117 MONEY MARKET FUND DEUTSCHE GOUT CASH INCOME RECEIVE) PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 -5.009 04 5 009 04 USD 1,130.45 USD 0.00 6,139.49 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 1,130.45 USD Your Investment *Paid: ENJ COMM lotomation JOSHUA SHOSHAN Telephone Number: 280 PARK ME- 3RD FL NEW YORK NY 10017 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 CONFID L-A PAS builom Every Yew Saxe 200' DAMN MILD COMMUNICATIONS ECCLIME Cleats Ilveugh Penal% MC • Sally sad subsidiary of the Switof New York MeNon Corporatio. (II(Y Wien) Pent:N*4C neon FINR/Saitagit00047711 DB-SDNY-0010535 EFTA_00158320 EFTA01290348 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Vox Account Information September 1, 2017 - September 30,2017 JEEPERS INC TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account corn mu nIcations for electronic delivery. To register and turn off paper corn munications, log in to your account or contact your Investment Specialist for more information. Important Information and Disci sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without Inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www pershing.comi about strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed In writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing U_C, Legal Department. One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 9 CONFID AL- aloe Capitol Envy Year SIAM 2007 DALIN, RAI ED COMMUNIC.ATIONS INCOADOCC Opting Into Renting MC a Sally woad whether/ el Pt Sank of Peed Vert Melon Comma's CONY Mellen) Pergamt LIC nenbe rr YIEL DN GA B-SI-00 536 °° 707712 EFTA_00158321 EFTA01290349 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the classcertification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI •••••• • builem Envy Yew Scott 200' DAMP MILD COMMUNICATIONS EC DANCE Owing IlveughPerginglAC Stay owned sublidlay a the Sank of New York Mellon Commit'', (MY Mace) Perstint uc mawa nriakUWYtePM_00047713 DB-SDNY-00 10537 EFTA_00 I 58327 EFTA01290350 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PFSM-IING UNTIL THE ENTRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MIST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ARBrIrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF TIER BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PR NATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION WAS- RULE 007(AX1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SEE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ME SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY Of THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTFYPERS-ING IMMEDIATELY IN WRITING8Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MN. ATTN. LEGAL GMT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDP Page 9 of 9 Rath CHOW', fiery Yost Since 2007 DALSAR RATED COMmuNICATIONS EXCRUNCE Owing *nigh halm 1141 Aber sad suboxIlary a the Ifl of We York Magi Coma-Ann CORY Mame) Penh.* liC nenbe FINRA.WAITIELGM B-SDNY: 071538 107714 D EFTA_00158323 EFTA01290351 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEEPERS IN C 6 C 0 RED HOOK QUARTER B3 ST THOM ASVI 00802 Deutyche Mn. Poirot, xes0h Min temett 14Ilet$ (At Cafe 6, cvs o.e., he liar* SetWitlet Nc Mew *It Me 3.4i nn Nenva. nth 11cor Now Yak PO' 10114 MI:riTte 44-11 1 4 14 O August 1,2017 - August 3 2017 Account Number: Portfolio at a Glance ThisPeried Ifeer4o-Dele Your Investment Specialist BEGINNINGACCOUNT VALUE $3,183,072.19 $3,149,809.19 Net Case Deposits and Withdrawals 0.00 -10,000.00 Adjusted Previous Account Value 3,183,072.19 3,139,809.19 Dividends. IMerest and Other Income 6,588.95 48,031.22 Net Change in Portfolio' -9,025 76 -7,205.03 EN DINGACCOUNT VALUn $3,180,835.38 $3,18u Estimated Annual Income $74.860 69 Asset Summary 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity Pestamt Meet Type NWYear-End Last Period This Period IN 46% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,475,398.29 1,476,548.32 54% Mutual Funds 1,670,021.47 1,707,673.90 1,704,087.06 100% Account Total (Pie Chart) $3,149,809.19 83,183,072.19 83,180,635.38 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Pagel of 8 CONFID Rated EMtlknl Eery Yea Since 2001 DALIARRAILD COMMISICAI IONS DICEIDICE Cleats Ilmigh Penalmillt. • tar weed subsidiary Oft Sant of New York MO.'. Ccepotation (WY an 11C. rnembe FINRAVielfe-at 00%7715 DB-SDNY-0010539 EFTA_00158324 EFTA01290352 Summary of Gains and Losses Realized This Period Yes tn•Dale Unrealized Short-Term Gain! Loss 0.00 9.00 -130.73 Long-Term Gain! Loss 0.00 9.00 -106,202.32 Net Gain! Loss 0.00 0.00 408,333.0S This summary excludes transactions where cost basis information is not available - Or Your Information The European Central Bank (the ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dote AdloNy Type Desalplion Meant Bine Sweep Money Market Fund DELITSCHEGCNT CASH INSTL Current Yield: 0.93% Activity Ending:08! 3117 08/01/17 Opening Balance 08/31/17 Deposit INCOM EREINVEST 1,475,398.29 1,150.03 1,475,398.29 1,478,548.32 08/31/17 Closing Balance 91,478,548.32 Total All Money Market Funds 91,478,548.32 Income and Expense Summary TES. Cisrent Pried Non Taal, WAN Yeer•to•Cele Non Taxable Dividend Income Money Market Other Dividends 1,150.03 5,438.92 0.00 0.00 8,780 80 41270 82 0.00 0.00 Total Dividends, Interest, Income and Expenses 98,588.95 80.00 $48,031.22 $0.00 Page 2 of a CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID L4 Rated builem (wry Yew Saxe 2001 DALIAN UM COMIALINICAT 1066 ECDAME (*.Wolin/0 Persling shellyeamd subsdlary of the Sank of New York Mellon Ccepotabm (taly WM) Pent"tliC nide ttlYAILGM EI-SDNI-0;410754 7160 EFTA_00158325 EFTA01290353 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings August 1, 2017 - August 31, 2017 JEEPERS INC Amount Aditily Opening Mang Accrued Income 30-Day Cement Opening Dale Quantity Number Wing Balance alma Income TbaYem Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 46.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 08101/17 1,476,548.320 NM 08131117 1,476,398.29 1,476,548.32 0.00 6,160.60 0.92% 093% Total Money Market 51,475,398.29 $1,476,548.32 30.00 66,760.60 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 11,475,398.29 $1,476,548.32 30.00 $6,760.60 Unrealized alimaled Estimated Date Acquired NNW Uail CS Cod Bats Market Price Mattel Valve Gan! loss Annual Income Yield MUTUAL FUNDS 54.00% of Portfolio 8M ORGAN FLOATING RATE INCOME RIND CLASS' Open End Fund Dividend Option: Reinvest; Caplet Gains Option: Reinvest Securely Identifier: JPHSX CUSIP. 482351 02113/13' 118,957.299 10.0700 1,500,000.00 9A100 1,401,688.19 98,311 81 56,015.38 399% 03/01/13 13 533.047 10.0600 5,362.46 9.4100 5,015.98 416 48 200.45 3 99% 04/01/13 n 591.454 10.1100 5,979.61 9.4100 5,565.58 -414.03 222.42 3.99% 05/01/13 13 562.992 10.1300 5,703.11 9.4100 5297.75 405.36 211.71 399% 06103/13 n 567.343 10.0900 6,724.60 9.4100 5,338.70 485.80 213.35 399% 07/01113" 500.501 9.9700 4,990.00 9.4100 4.709.72 -280.28 188.21 3 99% 0810103 n 527.827 10.0600 5,309.94 9.4100 4,968.85 443.09 198.49 3 99% 09103/13 13 531.248 10.0300 5,328.42 9.4100 4,999.04 429.38 199.78 3 99% Reinvestments to Date 28,321.494 9.6050 272,022.07 9.4100 266,505.25 4,516.82 10.65030 3 99% Total Covered 181,093.205 1,810,420.11 1,704,087.06 -106433.05 68,100.09 Total 181 093.205 31 810 420 11 41 704 087 06 4106,333.05 $68,100.09 TOTAL M UTUAL FUNDS $1,810,420.11 $1,704,087.06 4106,333.05 $68,100.09 Umreeked Accrued Fri Waded OM Baas Merkel Value ain/Low Serest Annuallocoing TOTAL PORTFOLIO HOLDINGS 33,286,968.43 33,180,635.38 4106,333.05 30.00 374,860.69 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 12186, as amended ("IRC") (incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are Page 3 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) I • LAI ta. CONFID L- Rated (meant array Yea Sax 2001 DALIMPAIED COMMUNICATIONS oatuas Clewing 'Sough Pea.' MC • ter sad we ol the Sank of New York Mellon Cap:taboo (MY Mace) Penh:etLit member ReSipkillegik00%7717 DB-SDNY-0010541 EFTA_0015 8326 EFTA01290354 Portfolio Holdings (continued) "covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows. • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014 t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDRWAL •••••• Mtd builom Every Yew Snot XX,/ DALIAN MILD COMMUNCATIONS EXCILI DK( Ilveugh P LLC. a wholly tweed subsidiary Oft Sank of New York Mellon Corporate. (MY Melee) Pent** ac.,ffiesnriRkg4klYtePhl_00047718 DB-SDNY-OO1O542 EFTA_00 I 58327 EFTA01290355 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) August 1, 2017 - August 312017 JE TS IN C Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (Au amouNssnown atom case cirren...y) ()edits This Period Debits TlesPerlod Nei ThisPeried CreditsYear-to-Date DealteYear-to-Date Net Year-to-Date Securities Securities Bought 0.00 -5,438.92 -5,438.92 0.00 -41270.62 -41,270.62 Total Securities $0.00 45.438.92 45,438.92 $0.00 441,270.62 441,270.62 Dividends and Interest 66.588.95 $0.00 68,58815 648.031.22 $0.00 648.031.22 Cash Withdrawals 0.00 0.00 0.00 0.00 46.853.98 -56.853.96 Deposes 0.00 0.00 000 46.853.98 0.00 46.853.96 Total Cash $0.00 $0.00 $0.00 $46.853.96 -556.853.96 410.000.00 Totals $6,588.95 45,438.92 $1,150.03 $94,885.18 498,124.58 43,239.40 Page 5 of 5 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI cAL Rated Endow Envy Veer Snot XX,/ DAMP MILD COMMUNICATIONS °CCDANC( Clewing Ilveugh PerginglIC. a Stay owned subledlay of the ems of New York Mellon Commit'', (MY Mellen) Pent...11C nelgilbs Rkg4itlYteM_00047719 DB-SDNY-0010543 EFTA_00 158328 EFTA01290356 Transactions by Type of Activity Noe% Settlement Date Manly Type Descfiption Quantity Price Maned interest Anus' WHO, Securities Bought and Sold 08/30117 REINYESTCASHINC011E PIA ORGAN FLOATINGRATEINCOMEFUND CUSS111056210 577.994 4,438.92 USD PLISX SHRSSIIRSFURCILAT 89.4100 RD 08/28 PD 0130/1 Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,438.92 Dividends and Interest 08130117 CASH DIVIDEND RECEIVED ,PMORGAN FLOATING RATE INCOME FUND PASS 14055210 5,438.92 USD SHRS RD 08/28 PC 0813019 08/31/17 MONEY MARKET RIND CEO ISCHE GOVT CASH 1,150.03 USD INCOME RC-CBVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 6,588.95 Total Value of Transactions 0.00 1,1 50.03 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialitt. ENJ JOSHUA SHOSHAN Telephone Number: 280 PARK AVE- 3RD FL NEW YORK NY 1017 Contact information Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist (or more information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 8 CONFID L- PAS bullom Envy Yea Since 200i DALBARMIED COINAUNICAT IONS DIOILDKE Owing Ilveugh Persling LLC. • Sway evomil subsdlary of the Sank of New York Mete Comma's CONY /Mike) Perstwmt 11C ...onto FINRAtilailiegM_00047720 DB-SDNY-0010544 EFTA_00158329 EFTA01290357 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures August 1.2017 - August 31,2017 JEEPERS INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (I) orders for the purchase and sale of securities and other property and (u) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents, the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. www pershing corn/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or Page 7 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI L- Rated ballenl bey Yon Saxe 200/ DALIAN MILD COMMUNICATIONS EXCILIDKE Owing Ilveugh PersainglAC. Stay owned subsidiary of the Sank of New York Mellon Corporate. (MY Mace) Pentint ac...ffies nriakUWYteM_00047721 DB-SDNY-0010545 EFTA_00 158330 EFTA01290358 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (Iii) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI •••••• Rated tgelleni Ewe" Yaw Space 200/ OALBAR RMIEO COMMuniCATIONS ECDAME Owing Ilveugh halm 11C. Stotts/owned subsidiary Oft Sank of New York Mellon Corporate,. (MY Melee) Pentint LAC nmatlas nriRkg4igteM_00047722 DB-SDNY-0010546 EFTA_00 158331 EFTA01290359 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEERERS INC 6100 RED HOOK QUARTER B3 ST THOM ASVW0802 your Investment Specialist J HUA SHOSHAN (MI Asset Summary Ottetune Meg Private oVeSth lasnmemesit Marten Ceeirrage &ow* 0ntmlw Sank SearlOwi Inc Mee York Once HS Pet Annul. 74th Mot New WA, '7 10134 tree W dialir eal July 1, 2017 - July 31 17 Account Number: Portfolio at a Glance Thishrted TememDate BEGINNINGACCOUNT VALUE Nei Cash Deposits and Withdrawah $3,168,194.62 0.00 $3,149,809.19 -10,000.00 Adjusted Previous Account Value 3,168,194.62 3,139,809.19 Dividends. Interest and Other Income 5,876.92 11,442.27 Net Change in Portfolio' 9.000 65 1.820.73 ENO INGACCOUNT VALUE $3,183,012.19 63,183,072. Estimated Annual Income $74.191 90 i Ner Change in Portfolio is the difference between the ending account value and beginning account value after activity. Percent Asset Type PrlorYearad Last Period ThisPeriod M 46% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,474,271.91 1,475,398.29 54% Mutual Funds 1,670,021.47 1,693,922.71 1,707,613.90 100% Account Total (Pie Chart) $3,149,809.19 $3,168,194.62 $3,183,072.19 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 8 CONFID L- Rated Cadent (wry Yea Sect 2007 DAUM ta.103 COMMUNICATIONS OCCOA PIC Cawing Omagh Saito MC a ~flowed subsidiary of the eat d New York Molko Corporation ONY Waco) Persona 11C C mento FINRAticiitlYtoPM_00047723 DB-SDNY-OO1O547 EFTA_OO158332 EFTA01290360 Summary of Gains and Losses Reined This Won Muir4o•Date thiresizad Short-Term Gain! Loss 0.00 9.00 256.78 Long-Term Gain! Loss 0.00 9.00 47,564.07 Net Gain! Loss 0.00 0.00 47,307.29 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the EC8' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dale AdIvIly Type Desalplien Amount Balsa Sweep Money Market Fund DOJTSCHEGOVT CASH INSTL Current Yield: 0.91% Activity Ending. 07/ 3V 17 07101117 Opening Balance 07/10/17 Deposit 07/12117 Withdrawal 07/31/17 Deposit MONEY FUND PURCHASE MONEY FUND REDEMPTION INCOM EREINVEST 1,474,27141 46.853.96 46,853.96 1,126.38 1,474,271.91 1,521,125.87 1,474,271.91 1,475,398.29 07r31117 Closing Balance $1,475,398.29 Total All Money Market Funds $1,475,398.29 Income and Expense Summary Taxed. Omenl Puled ton Taxable Taxable Yttlo-Date Non Taxable Dividend Income Money Market Other Dividends 1,128.38 4,750.54 0.00 0.00 5,610.57 35 831.70 0.00 0.00 Total Dividends, Interest, Income and Expenses $5,876.92 $0.00 $41,442.27 $0.00 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID Paten (gaol Envy Year Since 200/ DAUMMUD COMMUNICATIONS otaupece Owing Into ti lling LPL a Sally sad subsidiary of the lank of Now York Melon Corporation CONY Mellon) „„mtryiepit00047724 DB-SDNY-OO1O548 EFTA_OO158333 EFTA01290361 I 5 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings July 1, 2017 - July 31, 2017 JEEPERS INC Actoent Adinty *SO Doing Accrued Marne 30-Day Ciattent Opening Dale Quandly Number &Ong Mace Balance Income TMsYear Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 46.00% of Portfolio Money Market DEUTSCHE GOVT CASH IBM 07101/17 1,475,398.290 NIA 07131111 1,474,271.91 1475,398.29 0.00 5,810.57 0.90% 091% Total Money Market $1,474,271.91 $1:475,398.29 $0.00 $5,610.57 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,474,271.91 $1.475.398.29 $0.00 $5,610.57 Date Acquired MUTUAL FUNDS 54.00% of Portfolio AI ORGAN FLOATING RATE INCOME RIND Security Identifier YRS% CLASS I CUSIP. Mtn Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 02/13/13 /3 148,957.299 10.0700 1,500,000.00 9.4600 1,109,136.04 .00,863.96 58,591.85 1.01% 03/01/13 /3 533.047 10.0600 5,362.46 9.4600 5,042.62 -319.84 202.52 4.01% 04/01/13' 591.454 10.1100 5,919.61 9.4600 5,595.16 484.45 224.71 4.01% 05/01/13 0 562.992 10.1300 5,703.11 9.4600 5,325.91 -377.20 213.89 4.01% 06/03/13 0 567.343 10.0900 5,724.50 9.4600 5,367.07 451.43 215.54 4.01% 07/01/13 0 500.501 9.9700 4,990.00 9.4600 4,734.75 -255.25 190.15 4.01% 08101/13 13 527.827 10.0600 5,309.94 9.4600 4,993.24 416.70 200.53 4.01% 09/03113' 531.248 10.0300 5,328.42 9.4600 5,025.60 402.82 201.83 4.01% Reinvestments to Date 27,743.500 9.6090 266,583.15 9.4600 262,453.51 4,129.64 10,540.31 4.01% Total Covered 180,515.211 1,804,981.19 1,707,673.90 47,307.29 68,581.33 Total 180,515 211 $1 804 981 19 it 707 673 90 497 307 29 $68.581.33 TOTAL MUTUAL FUNDS $1,804,981.19 $1,707,673.90 497,307.29 $68,581.33 Unrealized Amen Estimated cost Bids Market Value Glint Loon Interest Annual Income Unrealized Cloantly WI Cad Cod Dada Musket Price Market Value Gad, loss Estimated Estimated Annual income Yield TOTAL POFt7FOLIO HOLDINGS $3,280,379.18 $3,183,072.19 497,307.29 $0.00 $74,191.90 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRV') (incorporating amendments enacted by P.L.110 -34 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are Page 3 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDFIVAL4- Rated Eacellent Envy Yeas Sax 2007 ['MBAR PAM COMMUNICATIO16 OCC DANCE Clewing Imo Pena.' LIC • slwenoned subsidiary ol the eat of New York Mao Ccepotabm CONY Mellon) Pen'hait I1C nenbe FINRke t"ELGM B-SDNY-470140154 7259 EFTA_0015 8334 EFTA01290362 Portfolio Holdings (continued) "covered* under the new cost basis reporting rules are defined as non•retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099•B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014 • The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID •••••• Rated builom Every Yew Snot XX,/ DAMP, MILD COMMUNCATI0NS EXCILIDKE Owing Ilveugh Pertains U.C. Stotts/owned subsidiary Oft Sank of New York Mellon Corporate. (MY Mete) Persheell.C. moron nuRkg*Iiieg ,M_00047726 DB-SDNY-OO 1O55O EFTA_OO 158335 EFTA01290363 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) July 1,2017 -July 31,2017 JEEP ERS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown vein ease —;rren...y) ()edits ThisPoled Debits ThIsPeilod Net ThisPeried Credits Yea4o-Date Debits Yeat4o.Date Net Vette-Date Securities Securities Bought 0.00 4,750.54 4,750.54 0.00 -35,831.70 -35,831.70 Total Securities 50.00 44.750.54 44,750.54 50.00 435.831.70 435,831.70 Dividends and Interest $5.876.92 $0.00 $5.876.92 $41,442.27 $0.00 $41.442.27 Cash Withdrawals 0.00 -46,853.96 .46,853.96 0.00 46.853.96 46.853.96 Deposes 46.853.96 0.00 46.853 96 46.853.96 0.00 46.853.96 Total Cash 546.853.96 446,853.96 50.00 $46.853.96 456.853.96 410.000.00 Totals $52,730.88 $51,604.50 $1,126.38 588,296.23 $92,685.66 $4,389.43 Page 5 of 8. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID RAM EICOCIII (wry Yew Snot 20O' DAMP MOLD COMMUNICATIONS °CCDANCE Onvingivcogh PesM LI.C. a wholly 'awl subsidiary ol the MA of New York Mellon Comma's (MY MOW) Penhot ll.C.nmate YIELGM_0004 7727 DB-SDNY-00 10551 EFTA_00 158336 EFTA01290364 Transactions by Type of Activity nroness, Settlement Date Addis, Type Description Quantity Rice Amsted Intered Mood Oaring Securities Bought and Sold Innen 7 REINVESTCASH INCOME PLIORGANFLOATINGRATEINCOMEFUNDCLASSI 502.171 ,PREY 80013.0400 SHRS SHRSPURCH. AT NA6000 RD 07/26 PO 07/28/17 4,750.54 USD Total Securities Bought and Sold - U.S. DOLLARS Dividends and Interest 07128117 CASH DIVIDEND RECEIVED 3' MORGAN ROATING RATE INCOM E FUND CLASS I PHU 8008.0400 MRS RD 07/26 PO 0712819 07131/17 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVE PER232045 0.00 4,750.54 4,750.54 1,126.38 USD USD Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 07/07/17 FEDERAL FUNDS RECEIVED BANK OF AMERICA NA. 4415 USD999197 07/12/17 FEDERAL FUNDS SENT SM ORGAN CHASE BANK, US99995.97 0.00 000 5,876.92 46.853 96 46.853 96 050 USD USD Total Cash Withdrawals and Deposits - U.S. DOLLARS Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 1,126.38 USD Client Service Information You Investment Spedatist: B4J Conted Intormation JOSHUA SHOSHAN Telephone Number: 280 PARK AVE- 3RD FL NEW YORK NY 13017 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 8 CONFIDP L4 Raid Envy Yea Since 200' DALIARIATIDCOIAMIRICATIONS DIOILDICE Clewing Iva. Lanus MC • Sway sad subsidiary Oft Sant of New York Mellon Corm-Ann CONY Mellen) Penti"tliC FINRe ttlY5LGM B-SDNI-0°°070755 7282 EFTA_00158337 EFTA01290365 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Yox Account Informati n July 1,2017 - July 31,2017 JEEPERS INC TAX LOT DEFAULT DISPOSITION METHOD Default Method for AI utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Investment Specialist for more information. Important I nformation and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact Information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about! strength•and•stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 CONFID AL- Rated Capital Envy VW Saxe 2007 DALIAN WED COMMUNICATIONS EXCIL D'C Clearing gnu*. Penal% • Say sad sublidlay tithe Smite New York Man Corpora. (MY Wien) Perstint tic. maws FINOSOMYELGAS10047729 DB-SDNY-0010553 EFTA_00158338 EFTA01290366 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain docum ants, w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is tiled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified: or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOIWAL •••••• PAS builam Envy You Saxe 200' DALIAN MILD COIWONICATIONS cxcawKE Owing *nogh MOM. 1.1.C. a Sway owned subsidiary ol the Sank of New York Mellon Comma's CONY Mellen) Pent.* at- ram**. illiRkg*IYUIPM—0004 7730 DB-SDNY-00 10554 EFTA_00 158339 EFTA01290367 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEERERS IN C 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 DeutHhe NM. 'visa.. *teeth Min/tenter, Mullets (prate 600,4 Orenche Ilan% Semeibes Mc. New net GAO }AS !aft Aunts. )40 MCI Nero Y<A. Ne 10114 Toll tin MA-1-17,1'445 mean June 1,2017 - June 3 Account Number: Portfolio at a Glance ThisPerkd Yetto•Dale Your Investment Specialist BEGINNINGACCOUNT VALUE $3,187,822.28 83,149,809.19 JOSHUA SHOSHAN Net Cub Deposits and Withdrawals 0.00 40,000.00 Adjusted Previous Account Value 3,187,822.28 3,139,809.19 Oividends.leterest and Other Income 5,752.41 35,565.35 Net Change in Portfolio -5,380.05 .7,179.92 Estimated Annul Income 874,784.88 Asset Summary Persist Asest Type PrkeTerad Lad Period IblePerlod 41% Cash, Money Funds, and Bank Deposits 1,479,781.12 1,473,297.92 1,414,211.91 53% Mutual Funds 1,870,021.47 1,894,524.34 1,893,922.71 100% Account Total (Pie Chart) 83,149,809.19 83,187,822.28 83,188,194.82 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 9 $ In CONFID • L- Paten salmi boy Yea Since 2007 DALIN, MILO COINALNICAT IONS DICIILDICE Owing Omagh FenianCM a Slay awned a...beldam of the ears of Now York Maim Corporation CONY Mellon) PentianiC nide rgYIELGA B-SDNI-0°°0707555 731 EFTA_00158340 EFTA01290368 Summary of Gains and Losses Rated This Period Yes te•Date Wee* Short-Term Gain! Loss 0.00 9.00 -19.36 Long-Term Gain! Loss 0.00 9.00 -108,288.58 Net Gain! Loss 0.00 9.00 408,307.94 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the ECB' ) and other credit institutions Introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail ale Activity Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.86% Activity Ending: 0 6/ 30/ 17 08101/17 Opening Balance 1,473,297.92 1,473,297.92 06/30/17 Deposit INCOM EREINVEST 973.99 1,474,271.91 06130/17 Closing Balance 41,474,271.91 Total All Money Market Funds 81,474,271.91 DecaNtion Mount Sluice Income and Expense Summary OareM Period Tuttle Non Two* Yesoto-Dole Taxable Non Taxable Dividend Income Money Market 97399 0.00 4,484.19 0.00 Other Dividends 4,778.42 0.00 31,081.18 0.00 Total Dividends, Interest, Income and Expenses 35,752.41 30.00 335,585.35 $0.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 9 CONFID L-* Rat.eaaekat bay Yews Since 2007 DAMMAM COMMUNICATIONS DialloKt Owing gnu*. Persligillt • slyly woad subsidiary of the tea or New York Melba Coma-Ann CONY Mellon) Pensert 11Crnembe FIN RAese.- 4 •4_ 00047732 DB-SDNY-0010556 EFTA_00158341 EFTA01290369 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Portfolio Holdings opening Cole Quantity Weber &MR CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Pont olio Money M erket DEUTSCHE GOVT CASH INSTL 06101/17 1,474,211.910 NIA 08130111 1,473,297.92 1,474,271.91 72.46 4,484.19 Total Money Market $1,473,297.92 51,474,271.91 $72.46 54,484.19 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 91,473,297.92 51,474,271.91 372.46 54,484.19 Unrealized Otte Acquired Quantity Unit Cut Cod Ids Merkel Price Merkel Vara Glen: loss MUTUAL FUNDS 53.00% of Portfolio 13 MORGAN FLOATING RATE INCOME FUND Security Identifier:YRS% CLASS I CORP. 482t513 Open End Fund Dividend Option: Reinvest; Capital Gains Optior Reinvest OM 3/t3 ° 118,957.299 10.0700 1,500,000.00 9.4100 1,101,688.18 48,311.82 58,172.29 4.15% 03101/13 ta 533.047 10.0600 5,362.46 9.4100 5,015.98 -346.48 208.17 4.15% 04101/13 13 591.454 10.1100 5,979.61 9.4100 5,565.59 414.02 230.98 4.15% 05101/13 0 562.992 10.1300 5,703.11 9.4100 5,29736 -405.35 719.87 4.15% 06103/13 0 567.343 10.0900 5,724.50 9.4100 5,338.70 -385.80 221.56 4.15% 07101/13 0 500.501 9.9700 4,990.00 9.4100 4.709.71 -280.29 195.48 4.15% 08101/13 0 527.827 10.0600 5,309.94 9.4100 4,966.85 443.09 208.13 4.15% 09103/13 13 531.248 10.0300 5,328.42 9.4100 1,999.04 -329.38 207.47 4.15% Reinvestments to Date 27,241.329 9.6120 281,832.61 9.4100 258,340.90 4,491.71 10,838.58 4.15% Total Covered 180,013.040 1,800,230.65 1,693,922.71 -106,301.94 70,300.49 Total 180.013.040 51,800,230.65 31,693,922.71 4106,307.94 $70,300.49 TOTAL MUTUAL FUNDS 31,800,230.65 $1,693,922.71 4106,307.94 570,300.49 June 1, 2017 - June 30, 2017 JEEPERS INC Acton' AdMty Opening Closing Amid Income 30-Day Went Balance Balance tecome DIOS Yield Yield 0.80% 086% Estimated Estimated Annual income Yield unrealized Awned Minted Cot Bede Market Value GaiwLees Interest Armed Income TOTAL PORTFOLIO HOLDINGS $3,274,502.56 53,168,194.62 4106,307.94 80.00 $74,784.68 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1386, as amended ("IRV') (incorporating amendments enacted by P.L.110 -31 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered 'noncoverect." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are Page 3 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID AL- kited brad Envy Yew Since 2007 DAUM RAI ID COMMUNICAT IONS EXCOADKE Cleats Ilmigh MIS. MC • ter sad subsidiary ol the Sank of New York Melon Cava-nn CONY MOW Penh.* A 11C ...onto FINRISOMULGM_00047733 DB-SDNY-0010557 EFTA_00158342 EFTA01290370 Portfolio Holdings (continued) "covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099•B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows. • Stock in a corporation acquired on or after January 1 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014 n The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICEDATEONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment. trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID PAS board Every Yew Snot 200' DAMAN MUD COMMUNCATIOSIS EXCOANCE Gives Sagan M.; •Iwlly *owl sulndlaw Otto Sank of New York Mellon Corporates (MY Melee) Penhat CAC swats nriRkg4igtem_00047734 DB-SDNY-00 10558 EFTA_00 I 58343 EFTA01290371 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 P rtf li H Wings Disci sures (continued) June 1,2017 - June 30,2017 JEEPERS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. will adopt a shortened settlement timeframe beginning w ith trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+ 3 to a T+2 settlement cyde will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up e-delivery. Activity Summary (All amounts shown are in base currency) Credits Des Pried Debits ThisPatIod Net ThisPetiod Credits Year-to-Date Debits Yeat-to-Dete Net Year-to-Dote Securities SecuritiesSoughl 0.00 4,778.42 4,778.42 0.00 -31,081.16 41,081.16 Total Securities $0.00 $4,778.42 44,778.42 $0.00 -$31,081.16 431,081.16 Dividends and Interest $5,752.41 $0.00 $5,752.41 $35,565.35 $0.00 $35,565.35 Cash Withdrawals 0.00 0.00 0.00 0.00 -10,000.00 40,000,00 Total Cash $0.00 $0.00 $0.00 $0.00 410,000.00 410,000.00 Totals $5,752.41 44,778.42 $973.99 $35,565.35 441,081.16 45,515.81 CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 9 CONFID AL- Rated bedlam (wry Yew Sett 200/ LIALIAR MUD COMIALMICATIONS ()CCDANCE Owing Ilweugh Penning Ill. • ebony owned subeellaoy New Bank of New Yak M.R., Cerporabm CONY Mellen) Perstww newt.. FINRAatilieroM_0004773.5 DB-SDNY-0010559 EFTA_00158344 EFTA01290372 Transactions by Type of Activity Fumes& Settlement Date Mihaly Type Securities Bought and Sold 06/29117 REINVEST CASH INCOME IHSX Description Quantity Price Acaved Interest Amount Currency $ MORGAN FLOATING RATE INCOM E FUND CLASS I 508.343 4,778.42 USD 179504.5970 SHRS SHRS PURCH. AT OA 00 00 RD 0 6/27 110 06/29!4 Total Securities Bought and Sold - U S. DOLLARS Dividends and Interest 08129/17 CASH DIVIDEND RECEIVED sP MORGAN ROAD% RATE INCOM E FUND CLASS I .PHSX 179504.6970 MRS RD 08127 PO 08/29117 06/30117 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED PE/223204S Total Dividends and Interest - U.S. DOLLARS 0.00 4,778.42 4,778.42 USD 973.99 USD 0.00 5,752.41 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information You Investment Specialitt:ENJ 0.00 973.99 USD Dented Information JOSHUA SHOSHAN Telephone Number: 280 PARK AVE- 3RD FL NEW YORK NY 10017 Your Account Informatii fl TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First in First Out Default Method for all Other Securities: First in First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 CONFID Ras bullem Envy Yea Since 2001 DAIWA/JED COINALINICAT IONS ocanuect Cleats Ilveugh Perslim MC • tie sad subsidiary of the Bent el New York seam Ccepotation (MY Mete) Penh:nut 11C. rnwnbet FINItalkieat00047736 DB-SDNY-0010560 EFTA_00158345 EFTA01290373 "I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures June 1,2017- June 30, 2017 JEEPERS INC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (I) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents, the acceptance and, in certain instances, execution of securities orders:the assessment of the suitability of those transactions, where applicable': the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. www pershing corn/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing U_C. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lit shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified: or Page 7 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOIWAL •••••• Rated Ended Every Yew Saxe 2X,/ ['ALMA MUD COMMUNICATIONS EC DANCE Cleats Ilveugh PerginglAC. Stay owned sublidlary a the Sank of New York Mellon Commit'', (MY Mace) Pent:ft11C wombs nriakUWYtePM_00047737 DB-SDNY-00 10561 EFTA_00I58346 EFTA01290374 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOII WAL- PaS ballenl Envy Yew Saxe 200/ DAUM WED COMMUNICATIONS OCCOADOCE Owing Ilveugh Periling 1.1.C. a Stotts/Q.~1 subwhary of the Sank of New York Mellon Commit'', (MY Mellen) Perstint 11C wants filiRkg*SlaGM_00047738 DB-SDNY-00 10562 EFTA_00 158347 EFTA01290375 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACUTY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PFPAHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOI/SLY FURNISHED TO YOV. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST N ACCUMULATNG THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-WrIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU N ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CPCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR MY AMOUNT LESS THAN. EQUAL TO OR GREATER THAW YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT W ILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COMIDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 007(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SCE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR AMITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY Of THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTFYPERS-ING IMMEDIATELY IN WRITING8Y CERTIFED MAIL TO ONE PERSHING PLAZA JERSEY CITY. NJ MN. ATTN. LEGAL GMT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFID L Page 9 of 9 Rath CHOW', fiery YN€ Ynce 2007 DALSAR RATED COMMUNICATIONS EXCRUNCE Owing *nigh halt. MC • Maly sad substdiary of the Sank of New York Mellon Coma-Ana CONY Mato Pershoit RC ...onto. PINRAWAIYAELGM_00047739 DB-SDNY-0010563 EFTA_00158348 EFTA01290376 F1 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEEPERS INC 6 10 0 RED HOOK QUARTER 83 ST THOM ASVI 00802 OtwuheUnkftivirteWnfthlonsimmeM 14arletsCOterneGrOw. thawmhesasSearmosmc mosoftdOke SHOWIAtermo.MOMot New*.ASIT10154 Tollgmee6g4I24148 Dirett M ay 1,2017 - M ay A ccount Numb er: Portfolio at a Glance ThIsParbd Yem4o-Date Your Investment Specialist BEGINNINGACCOUNT VALUE $3,182,835.34 $3,149,809.19 JOSHUA SHOSHAN NM Cash Deposits and Withdrawals 0.90 -10,000.00 • Adjusted Previous Account Value 3,182,835.34 3,139,809.19 Onidends,leterest and Other Income 8,775.70 29,812.94 Net Change in Portfolio -1,788.78 -1,799.87 Estimated Annul Income $75,295.92 Asset Summary Percent Ault Type Prior Yem-End lad Period alienated 41% Cash, Money Funds, and Bank Deposits 1,479,781.72 1,472,437.72 1,413,297.92 • 53% Mutual Funds 1,870,021.47 1,890,397.82 1,894,524.34 100% Account Total (Pie Chart) 33,149,809.19 33,182,835.34 33,187,822.28 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 7 CONFID ants e.ONMni Envy Yea. Since 200i DALBARMIED COINALINICAT IONS DIC111111KE Clewing Ilveugh Pe 1.1.0 • May weed subsidiary ol the Sank of N.Y York Man Coma-Ann CONY Mellen) Persil/WI11C monde FINRASArgaGM_OCIa 47740 DB-SDNY-0010564 EFTA_00158349 EFTA01290377 Summary of Gains and Losses Rented This Period Yew-to-Date Unrelizad Short-Term Gain! Loss Long-Term Gain! Loss Net Gain! Loss This summary excludes transactions where cost basis information is not available. M ney Market Fund Detail Dote AdIdy Type Sweep M oney Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.74% Activity Ending: 05/ 3V 17 04/29/17 Opening Balance 05/31/17 Deposit 05131111 Closing Balance Total All M oney Market Funds 0.00 0.00 0.00 0.00 34714 0.00 -101,275.83 0.00 -100,927.89 Income and Expense Summary Desaiption INCOM E RBNV EST Amount Mem 1,472,437.72 880.20 1,472,437.72 1,473,297.92 $1,473,297.92 $1,473,297.92 Gwent Period YeardeoDde Truett Non Taxable Taxable No Treble Dividend Income M oney M arket 86020 0.00 3,510.20 0.00 Other Dividends 5,915.50 0.00 28,302.74 0.00 Total Dividends, Interest, Income and Expenses $8,775.70 $0.00 $29,812.94 $0.00 Portfolio Holdings Meta Adivily Opening Oosing hayed Income 30-Day Gamut Opening Date Nanny Number Ending Balance Balance lemma This Yeas Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio M oney Market DEUTSCHE 00VT CASH Mail 04/29/17 1,473297.920 NIA 05131117 1,472,437.72 1,473297.92 0.00 3,510.20 0.69% 0.74% Total Money Market $1,472,437.72 $1,473,297.92 $0.00 $3,510.20 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,472,437.72 $1,473,297.92 $0.00 $3,510.20 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 CONFID AL- RASE Egeilom Eery You Soce 200/ ['ALMA Vint) COMMUNICATIONS EXCELLENCE Clewing Ilveugh hails LLC • tly weed subsidlay of the ant of New York Mellon Capotation CONY MONO ac fiNperteaGM B_sDNy 00004 107565 741 EFTA_00158350 EFTA01290378 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) May1,2017- May31,2017 JEEPERS INC Date Acquired Quantity Unit Cost MUTUAL FUNDS 53.00% of Portfolio S MORGAN BOATING RATE INCOME FUND Security Ideates:PHU CLASS I CUSP. 48124513 Open End Fund Dividend Option: Reinvest: Capital Gains Optioe:Reinvest Unrealized Calends Mum Wks Market value We; oss Estimated Dammed Annuallmome Yield 02/13(13 13 148,957.299 10.0700 1,500900.00 9.4400 1406,156.90 93,843.10 59,569.51 4 23% 03101/13 13 533.047 10.0600 5,362.46 9.4400 5.031.96 -330.50 213.17 4.23% 04/01/13 ° 591.454 10.1100 5,979.61 9.4400 5.583.32 396.29 236.53 4 23% 05/01/13 Ft 562.992 10.1300 5.703.11 9.4400 5.314.64 38847 225.15 4 23% 06103/13 ° 561.343 10.0900 5,724.50 9.4400 5.355.71 468.79 226.89 4 23% 07101113° 500.501 99700 4,990.00 9.4400 4.724.72 -265 28 200.16 4 23% 08101113 13 527.827 10.0600 5,309.94 9.4400 4,982.68 -327 26 211.08 4 23% 09103113 13 531.248 10.0300 5,328.42 9.4400 5.014.98 313.44 423% Reinvestments to Date 26.732.986 9.6160 257,054.19 9.4400 252.359.43 4.694.76 10.690.78 4 23% Total Covered 179.504 697 1,795,452.23 1.694,524 34 -100.927.89 71.785 72 Total 179,501 697 $1,795,452.23 $1.694,524.34 4100,927 89 $71,785.72 TOTAL MUTUAL FUNDS $1,795,452.23 $1.694,524.34 4100,927 89 $71,785 72 Unrealized Accrued Estimated Cud Buis Minkel Value din Loss VMS AnnualIncome TOTAL PORTFOLIO HOLDINGS $3,268,750.15 $3.167.822.26 4100.927 89 90.00 $75,295.92 Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L110 -34 3. the Emergency Economic Stabilization Act of 20 0 8) and are, therefore. considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securitieswhich are "covered" under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRSon form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or alter January 1,20 12 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. e The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 3 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID •••••• Rated balled Every Yew Saxe 200/ DALIAN MILD COMMUNICATIONS EC DANCE Owing Ilveugh Periling LI.C. Ste*/ owned sublediary ol the Sank of New York Mellon Commit'', (MY Melee) Perstint 11C wants nriRkg4klYagIM_00047742 DB-SDNY-00 10566 EFTA_0015 835 I EFTA01290379 Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price Securities for w hich a price is not available are marked "NIA" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however. no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.coml business_continuity html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of - CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID •••••• RAS (*tiled (*try Yea Sect 2001 [WEAR RATED COMMunICATI0NS EXCDANCE Owing Ilveugh Periling LI.C. a wholly 'awl sublidlary of the ears of New York Mellon Corponitim (MY Mace) Peri.Not LLC ram**. illiRkgkigleM—00047743 DB-SDNY-00 10567 EFTA_00 158352 EFTA01290380 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Activity Summary (All amounts shown are in base currency) May1,2017-May31,2017 JEEPERS INC Gedils This Period Debits ThisPeriod Net DisPetiod QeditsTemia•Dele DebitsTeauto•Date Net Yeet-to-Date Securities Securities Sought 0.00 -5,915.50 4,915.50 0.00 -26,30211 -26,302.71 Total Securities $0.00 35,915.50 45,915.50 $0.00 428.302.74 428.302/4 Dividends and Interest $6,775.70 $0.00 $8,775.70 $29,812.94 $0.00 $29,812.94 Cash WittiOrreals 0.00 0.00 0.00 0.00 -10,000.00 -10,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 410,000.00 410,000.00 Totals $6,775.70 45,915.50 $860.20 929,812.94 436,302.74 46,489.80 Transactions by Type of Activity Procne, Setliesneet Date Adivily Type Deictiption Quantity Peke Mated lateral Amount Cotten*, Securities Bought and Sold 05130117 REINVESTCASHINCOME MORGAN ROATING RATE1NCOM E FUND CLASS' 626.612 -6.915.50 USD .PHSX 1788780550 SHRSSHRS PURCH. AT S9 41000 RD 05/25 PO 05/30/17 Total Securities Bought and Sold -U.S. DOLLARS 0.00 4.915.50 Dividends and Interest 05/30117 CASH DIVIDEND RECEIVED S MORGAN FLOATING RATE INCOME FUND CLASS I 5,915.50 1160 .PHSX f/8878.0550 SHRSRO 05/25 Ft) 05/30f17 05/31/17 MONEY MARKET FUND DEUTSCHE GOVT CASH 860.20 USD INCOME RECEIVED PER232045 Total Dividends and Interest U.S. DOLLARS 0.00 8,775.70 Total Value of Transactions 0.00 880.20 USD The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 7 CONFID L-i PAS builom Envy Yew Saxe 2OOi DALBAR MILD COMMUNICATIONS EXCELLENCE (*.Wig Ilveugh PenallyLLC • slallyeamd subsidiary Oft Sank of New York Mellon Coma-Ann (MY /Mike) Pero:rot 11C. rnembe nhadysgm_00047744 DB-SDNY-0010568 EFTA_00158353 EFTA01290381 Client Service Information You Inv.Omen' Specialitl: DIJ JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Contact reformation Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC D ELI V ERY You have not selected any account corn mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 7 I • In CONFID L- Rated Eacellent Every Yew Sax 2007 DALIN, MILD COMPAINICATIONS EXCSADICE Cleats Ilveugh holing MC • SW/ sad subwhary Oft emit of New York Mellon Comm.'s CONY Mellon) ;in t,* c INRAAttlYaGM_00047745 DB-SDNY-0010569 EFTA_00158354 EFTA01290382 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) M ay 1, 2017 - M ay 31, 2017 JEEPERS IN C The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI •••••• RAS builem Cleats Iva, Penang 1.1.C. a Stay owned Enty Yew Snot 200/ sublidlay Oft Sank of New York Mellon ['ALMA MILD COMMUNICATIONS Corporatim (MY MOW OCCDAINCE pe&-t ac „ d,,,te matacklge-shi_0004 7746 DB-SDNY-00 10570 EFTA_00 158355 EFTA01290383 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 JEPERS IN C 6/30 RED HOOK QUARTER B3 ST THOM ASVI00802 Deutwhe Neck PriNainNeeth MonMenlieM Mullets (prig< 6t0a; Drenthe Ilan% Se:to-meg tit. Mw net Otto, MS Pot Awns. Mu Ikon New holt. PO 10114 ToNtrtie MA- tI2,SSOS Direct 110x55 5241. April 1,2017 - April 30 2017 Account Number: Portfolio at a Glance ThisPerkd Yetteale Your Investment Specialist. BEGiNNiNGACCOUNT VALUE $3,166,702.30 33,149,809.19 JOSH A SHOSHAN Net Cat/ Deposits and Wilhdunsah -10,000.00 -10,000.00 Adjusted Previous Account Value 3,156,702.30 3,139,809.19 °Wends, Wand and Other Income 6,133.04 23,037.24 Net Change in Portfolio 0.00 -11.09 Estimated Annul Income 374,17260 Asset Summary um El Punnet Met Type Prberemad Lag Period IltIsPerlod 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,481,639.82 1,472,437.72 53% Mutual Funds 1,670,021.47 1,685,082.48 1,690,397.62 100% Account Total (Pie Chart) 33,149,809.19 $3,166,702.30 $3,182,835.34 Reese review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page lof8 CONF IDMY FA L 4 PAS builam Envy Yea Since 200/ DALIARRAIID COINALINICAT IONS DIOILIDKE Owing Iva. Salm MC • Sally waned subsidiary of the Sat of Mew York Main Corm-Ann CONY Mellen) Pemhve 11C. rnembe. iliRkg:Viteki_0004 774 7 DB-SDNY-0010571 EFTA_00 158356 EFTA01290384 Summary of Gains and Losses Reeked This Period Yette•Dale Undue Short-Term Gain! Loss 0.00 0.00 532.41 Long-Term Gain! Loss 0.00 0.00 19971.52 Net Gain! Loss 0.00 0.00 49,139.11 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date AdIvNy Type Deenignion Amount Balance Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.85% Activity Ending: 04! 28! 17 04101/17 Opening Balance 1,481,639.82 1,481,639.82 04127117 Withdrawal MONEY FUND REDEMPTION -10,000.00 1,471,639.82 0026117 Deposit INCOM E RBNV EST 797.90 1,472,437.72 04128117 Closing Balance $1,472,437.72 Total All Money Market Funds $1,472,437.72 Income and Expense Summary Owlet Wed Yeir4e-Date habil Non Taal* Tanta Non Title Dividend Income Money Market 79790 0.00 2,850.00 0.00 Other Dividends 5,335.14 0.00 20,387.24 0.00 Total Dividends, Interest, Income and Expenses $6.133.04 $0.00 623,037.24 $0.00 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ate CONFID AL- Rated builem (wry You Saxe 200i DAUM, MILD COMMUNICATIONS ECDAME Owing gnu*. Sods MC • ter owned subsidiary of the In of New York MeNon Comm.'s (MY Mellen) Perstina 11C. rnernbe nhroSiDltere,okt000dsr DB-SDNY-0010572 EFTA_OO158357 EFTA01290385 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings April 1,2017 - April 30,2017 JEEPERS INC Amu' Activity Opening Only Accrued IKONS 30-Dey duet Opening Dale Ovally Number Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 04101/17 1,472,437.120 WA 04128111 1,481,839.82 1,472,43712 0.00 2,850.00 Total Money Market $1,481,639.82 $1,472,43712 $0.00 $2,650.00 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,481,639.82 $1,472,437.72 $0.00 $2,650.00 Balance Balance Income ThisYeat Yield Yield Date Annulled MUTUAL FUNDS 53.0 0% of Portfolio P MORGAN ROATING RATE INCOME FUND CLASS' Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: PIS% CUSP. 482t513 02/13/13 * 148,957.299 10.0700 1.500.000.00 9.4500 1,407,646.48 42,353.52 59,559.09 123% 03101113 * 533.047 10.0600 5.362.46 9.4500 5.037.30 425.16 213.13 423% 04/01/13 * 591.454 10.1100 5.979.61 9.4500 5,589.23 490.38 236.49 423% 05101/13 * 562.992 10.1300 5303.11 9.4500 5,320.27 482.84 225.11 423% 08103/13 0 567.343 10.0900 5324.50 9.4500 5,361.38 463.12 226.85 423% 07/01/13 0 500.501 9.9700 4.990.00 9.4500 4,729.73 -260.27 200.12 423% 08101/13 0 527.827 10.0600 5.30494 9.4500 4,987.96 421.98 211.05 423% 09/03/13 * 531.248 10.0300 5,328.42 9.4500 5,020.29 -308.13 212.41 123% Reinvestments to Date 28,108.344 9.6200 251.138 69 9.4500 244704.98 -4.433 71 10,438.35 423% Total Covered 178,878.055 1789,536 73 1,690,397.62 -99,139.11 71,522.60 Total 178,878 055 $1.769,536 73 $1,690,397.62 499,139.11 $71,522 60 TOTAL MUTUAL FUNDS $1,789,536.73 $1,690,397.62 499,139.11 $71,522.60 latealited Quantity Unit Oat Cod Beds Merkel Price Merkel Valve Geit/lots 0.65% 0.65% Estimated Estimated Annual Income Yield Unrealised Accrued Estimated Colt Beds Merkel Value OS'Low intent Annual Income TOTAL PORTFOLIO HOLDINGS $3,261,974.45 $3,162,835.34 499,139.11 $0.00 $74172.60 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1186, as amended ("tRC") (incorporating amendments enacted by P.L.110 -34 3, the Ern ergency Economic Stabilization Act of 20 0 8) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are Page 3 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID Rated gullet Envy Yea/ Since 2007 DALIN, MUD COINAUXICAD016 EXCIL DK I Cleats In. P W,s LLC • Sally weed submIlary of the (flog New York Mellon CComa-Ann DIPIY Mellen) erg""t C nenbe n"Re ttlY5LGM B-SDNY:074101574793 EFTA_00158358 EFTA01290386 Portfolio Holdings (continued) "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, es follows: • Stock in a corporation acquired on or alter January 1,2011 • Mutual funds and dividend reinvestment plan ( 0 RP) shares acquired on or after January 1,202 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 12014. 0 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NU A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATE DOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID L- Rated Eactliont hay Yew Sax 2007 DALIARIAIEDCOMPAINICATIONS EXCOMICE Owing Iva. Salmi MC • SW/ sad sulshary of the In d New York Mellon Comma's CONY Mellon) Perstwmt 11C rnembe. immalYagm_000477so DB-SDNY-0010574 EFTA_00158359 EFTA01290387 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) April 1, 2017 - April 30,2017 EEPERS INC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please seethe money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (Ati amountsshown are m base currency) Ciedits This Period Debits ThIsPeflod Net ThisPetiod treditsYeatio•Date DetasYeaulo-Oste Net Yew-to-Date Securities Securities Bought 0.00 4,335.14 -5,335.14 0.00 -20,387.24 -20,387.24 Total Securities $0.00 -$5,335.14 45,335.14 $0.00 420,387.24 420,387.24 Dividends and Interest $8,133.04 $0.00 $6,133.04 $23,037.24 $0.00 $23,037.24 Cash Witedrawals 0.00 -10,000.00 40,000.00 0.00 -10,000.00 -10,000.00 Total Cash $0.00 410,000.00 410,000.00 $0.00 410,000.00 410,000.00 Totals $8.133.04 415,335.14 49,202.10 $23,037.24 430,387.24 47,350.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 8 CO NFID PITWAL4 Raid Envy Yea Since 200' DAUMMILD COINALINICAT IONS DIOILDICE (*.vies gnu*. Pershing MC • tsr sad subsidiary of the Sant of New York Mellon Ccepotation CONY Mellen) Penbnot Lit rnemba FINPAWARPM-00047751 DB-SDNY-0010575 EFTA_00158360 EFTA01290388 Transactions by Type of Activity Proms SdIlement Dote Adivity Type Desolation Quantity Price Accrued interest Amount Oaring Securities Bought and Sold 04121117 REINVESTCASH !ROOM E $ MORGAN FLOATING RATE INO3M E FUND CLASS I 584.585 PIS% 18313.4900 SHRS SIRS FURCH.AT 59.45000 RD 01125 PD 04/27117 4,335.14 USD Total Securities Bought and Sold - U.S. DOLLARS Dividends and Interest 04/27/17 CASH DIVIDEND RECEIVED -4 MORGAN ROAIlliG RATE INCOM E FUND CIA.% I .PHSX 178314900 MRS RD 04/25PD 04/27/17 04/28117 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECBVED PER232045 0.00 -5,335.14 5,335.14 797.90 USD USD Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 0487/17 FEDERAL FUNDS584T FIRST8ANK PUERTO RIC US0999997 0.00 6,133.04 -10,000.00 USD Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 -10,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 4,202.10 USD Client Service Information You investment Small ENd Canted information JOSH JA $HOSHAN Telephone Number' 280 PARK AVE- 3RD FL NEW YORK NY 10017 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Page 6 of B CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID PAS builom Every You Snot 2001 DAMP MILD COIMARICATIONS EXCELLENCE Owing gnu*. Sails MC • SW/owned subsdlary ol the Sant of New York Maw Comma's (MY Mellon) Perihalt LIC 'lent" FINRe ttlY.PA B - SDNY : 07 1407575726 EFTA_00158361 EFTA01290389 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Your Account Information (continued) April 1,2017 - April 30,2017 JEEPERS INC ELECTRONIC DELIVERY You have not selected any account corn munications for electronic delivery. To register and turn off paper corn municationt log in to your account or contact your Investment Specialist for more information. mpo•tant !of rma1 on and Discl sores The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing t1C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. Page 7 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 1.11.1 CONFID L4 Retail beg hay Year Since 2007 DAMMAM COOMAUNICAT 1066 DiallOKE Cleats twitch Pershing ILC • slyly wand subsidiary Oft thelltel New York Melba Corm-Ann CONY Mellon) Pentina 11Crnembe FIN ailailiegit 00047753 DB-SDNY-0010577 EFTA_00158362 EFTA01290390 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class w ho has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City. New Jersey 07399: (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOIWAL •••••• Rated Ended Every Veer Saxe 200' DAMP MILD COPNAUNIGUI016 ECDAME CIeeW Ilveugh Paging1SC a Stay owned sulnidlay Oft ears of New York Mellon Corporate,. (MY Mace) Perstina LLC nwnbe. nratkg:Witeg,M_00047754 DB-SDNY-00 10578 EFTA_00 158363 EFTA01290391 ri Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEERERS IN C 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 0tt4Slhe Sank Private Neagh minutemen Lunen Comm 6, 0.$ DvAm hp Sera Secw.seg Mew York OSCO HS Pad, Anne.. no Faw New Volk Al 101M are WIC M arch 1, 20 17 - M arch 31 20 17 Account Number: Portfolio at a Glance TbisPerbe Yee4ciale Your Investment Specialist BEGIN NINGACCOUNT VALUE 83.166.423.25 83,149,809.19 JOSH Will A N Adjusted Previous Account Value 3,186,423.25 3,149,809.19 Dividends. Interest and Other Income 5,802.53 16,904.20 Net Change in Portfolio -5,323.48 -11.09 EN DINGACCOUNT VALU Estimaled Annual Income 874,233.11 Asset Summary Pinot Asset Type Nor Ye air Last Perrot; Ms Paned IN !M 47% 53% Cash, Money Funds, and Bank Deposits Mutual Funds 1,479,787.72 1,870,021.47 1,480,926.65 1,685,498.80 1,481,639.82 1,685,082.48 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. 83,149,809.19 83,166,423.25 83,166,702.30 Summary of Gains and Losses Raked ThisPeriod Year-to-CW4 Unrelated Short-Term Gain/ Loss 0.00 0.00 678.90 Long-Term Gain! Loss 0.00 0.00 49,818.01 Net Gain/ Loss 0.00 0.00 49,139.11 This summary excludes transactions where cost basis information is not available. Pagel of 8 CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) CONFID Inv* RAS (Kellett (too Yaw 5once 2O07 DALOAR MILD COMMuNICATIONS EXCUAINCE Owing gnu*. Penalmillt. • Sway owned subsidiary of the emit d New York Mao Coma-Ann (MY llen) PershertlIC rnembe. Me fin ruagegM_00047755 DB-SDNY-0010579 EFTA_OO158364 EFTA01290392 Money Market Fund Detail Date naively Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.03% Activity Ending:0 3/ 31 17 03101117 Opening Balance 03/31/17 Deposit 03/31/17 Closing Balance Total All Money Market Funds Income and Expense Summary Desolation INCOM E FtEINV EST Amount Sawa 1,480,926.65 713.17 1,480,926.65 1,481,639.82 11,481,639.82 11,481,639.82 Dividend Income Money Market Other Dividends Total Dividends, Interest, Income and Expenses P rtf li H (dings OmeN Period Year4o.Date Triable Non Tout* Tenth Non test 713.17 4,889.36 15,602.53 0.00 0.00 $0.00 1152.10 15,052.10 St 8,904.20 0.00 0.00 $0.00 ACCOUI ActPtlia OPelling Owing Aweed Undone 30-Day Curren Opening Date Onantiy Number Ceding him Nana Income This Year Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 03101/17 1,481,839.820 NIA 03131117 1,480,926.65 1,481,839.82 51.62 1,852.10 0.51% 013% Total M oney M arket 81,480,926.65 81,481,639.82 $51.62 11,852.10 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,480,926.65 $1,481,639.82 $51.62 $1,852.10 Unrealized Edknoled Enimaled Dote Acqdted Wanly Wilt Colt Con Batis Mont Prim Mat Wkis Cebu Unx Annual Income Yield MUTUAL FUNDS 53.00% of Portfolio P LIORGARROATINGRATEINCONEFUND &Gnarly Identifier ..PHSX CLASS I CuSIP. 4821-511 Open End Fund Dividend Option Reinvest; Capital Gins Option: Reinvest 02/13/13 ta 148,951.299 10.0700 1,500,000.00 9.4500 1,407,646.48 .92,353.52 03101/13 * 533.047 10.0600 5.36246 9.4500 5,037.29 -325.17 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 60,46415 429% 218.37 429% Page 2 of 8 CONFID AL- Rated Caellont boy Yew Since 2007 DAMMA) COOMMCATIONS 1,411IDKE Cawing Imo holing lle. • Sully mad subsidiary tithe Mil of PM York Melon Corporation MY Mellon) Perstina 11C. monk.. FINRAVMY.C.4.4_00047756 DB-SDNY-0010580 EFTA_00158365 EFTA01290393 I 5 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) M arch 1,2017 - M arch 31,2017 JEEPERS INC Date Acquired Ouentily Unit Cost Cod Batt Markel Price Market Value Unmanned Gan' Loss Estimated Annual Income &lammed Yield MUTUAL FUNDS (continued) P MORGAN ROATING RATE INCOME FUND (continued) 04/01/13 13 591.454 10.1100 5.979.61 9.4500 5.589.23 -390.38 240.08 429% 05/01/13 /3 562.992 10.1300 5,703.11 9.4500 5,320.28 -382.83 228.53 429% 06/03/13 13 567.343 10.0900 5.724.50 9.4500 5.361.40 -363.10 230.30 429% 07/01/13 13 500.501 9.9700 4,990.00 9.4500 4.729.73 -260.27 203.16 429% 08/01/13 13 527.821 10.0600 5,309.94 9.4500 4.987.97 -321,97 214.26 429% 09/03/13 13 531.248 10.0300 5,328.42 9.4500 5.020.29 -30813 215.64 429% Reinvestments to Date 25.541.779 9.6240 245.803.55 9.4500 241.36911 -4.433.74 10.367.92 429% Total Covered 118,313.490 1,784,201.59 1,685,062.48 -99,139,11 72,381.01 Total 178,313.490 $1,784,201.59 $7685,062.48 -$99,139.11 $72,381.01 TOTAL MUTUAL FUNDS $1,784,201.59 $1,685,062.48 499,139.11 $72,381.01 TOTAL PORTFOLIO HOLDINGS Cool Basis $3 265,841 41 Market Value $3.166,702.30 Unmanned Awued Estimated Gain, Loss imerest Annual Income 499,139.11 50.00 574,233.11 Securitiesacquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ("IRC") (incorporating amendments enacted by P L 110-343, the Emergency Economic Stabilization Act of 20 08) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securitieswhich are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 20 11 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 7 20 12 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market Page 3 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI MEW, Rated balled Every Von Saxe 200/ DAUM MILD COMMUNIGUIONS EXCILI DK Gen IIVOUgh P., uc a Stay owned subsidiary ol the Sante New York Mellon Corpora,. (MY WIWI) Pershee LAC imwnbc. nuRkg4liteM_00047757 DB-SDNY-00 10581 EFTA_00 158366 EFTA01290394 Portfolio Holdings Disclosures (continued) Pricing (continued) prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable. however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www.pershing.com/ business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI •••••• RAS (wiled E.try You Sect 200/ OALBAR MILD COMMunICATIONS EC (LIDICE Cititire Ilveugh Periling 11C. a Stay <yawl subsidiary Oft Sank of New York Mellon Corporate,. (MY Melee) P entina AC nwThes nriRkg4YYtePM_00047758 DB-SDNY-00 10582 EFTA_00 158367 EFTA01290395 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Messages (continued) M arch 1,2017 - M arch 31,2017 JEEPERS INC The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T*3 to a T*2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial insititution about how you can set up e-delivery. Activity Summary (All amounts shoo n are m base currency) H fades TN, Period Oaks ThisPellod Net IINPerlod CrseltsYsaricelhle Debits YeariceOsto Net Yetto-Dale Securities Securities Bought 0.00 4,889.36 4,889.36 0.00 .15,052.10 .15,052.10 Total Securities 80.00 -$4,889.36 44,889.36 $0.00 415,052.10 415,052.19 Dividends and Interest $5,602.53 30.00 85,602.53 $16,904.20 $0.00 $16,904.20 Totals 85,602.53 44,889.36 $713.17 816,904.20 415,052.10 $1,852.10 Transactions by Type Activity of Process' Settlement Date Activiy Type Desaiption Quality Price laved biters Mont Curren, Securities Bought and Sold 03130117 REINVEST CASH INCOME $ MORGAN ROATING RATE INCOM E FUND SELECT SHARES 518.490 4.889.36 USD .PHSX 27795 SHRSSHRS PURCH. AT 6943000 RD 03/28 PD 03/3011 Total Securities Bought and Sold -U.S. DOLLARS 0.00 -4.889.36 Dividends and Interest 03/30117 CASH DIVIDEND RECEIVED Jp MORGAN FLOATING RATE INCOME FUND SELECT SHARES 4,889.36 USD .PHSX 117795 SHRSRD 03/28 PO 034014 03131117 MONEY MARKET FUND DEUTSCHE GOVT CASH 713.11 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 5,802.53 Total Value of Transactions 0.00 713.17 USD The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 8 CONFIDMVAL4 PAS (.titan Envy Yea Since 200i DALBARMIED COINALINCAT IONS DIOILUNCE Clewing Ilveugh ti me MC • May "ad subsdlary Oft Sant of New York Mallon Coma-Ann CONY Mllon) Perstrat 11C rnembe IN RADWAELGIOSIC047759 DB-SDNY-0010563 EFTA_00158368 EFTA01290396 Client Service Information Your Investment Spedatit: DU JOSHUA SHOSHAN 280 PARK ME- 3RD FL NEW YORK NY 13017 Contact reformation Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: FIRST IN FIRST OUT Default M ethod for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corni about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 8 CONFID L-A Rated ENNIont Ewa Yeas Sect 2007 DALIARRA103COMMUNICATIONS EXCILLENCE Cloaks gnash bale MC a toy sad subsidiary of the OanIt d Now York wagon Corporation CONY Mellon) PersnenlIC rnembe RASONYALGM_00047760 DB-SDNY-0010584 EFTA_00158369 EFTA01290397 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) M arch 1,2017 - M arch 31, 2017 JEEPERS INC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI L- Rated Endow Eery Yon Saxe 2OO/ DALIAN MILD COMMUMW1O.6 OCCOADOCE Cleatelveugh 1.1.C. a whoa ./..<0 subsidiary of the Sank of New York Mellon Corporate. (MY Mellen) Penh.* µCnmaite npiRkg*SY4gPM_0004 7761 DB-SDNY-00 10585 EFTA_00 158370 EFTA01290398 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED COWRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO THE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES, AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOLIT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW,PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NTS- RULE 607(AWI PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION, THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST IMEMMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANYOf THE ABOVE TERMS MO CCNOITIONSAFtE UNACCEPTABLE TO YOU, FtEASE NOWT PERSN•40 IIBIESOLATELY Bi WRITING BY CERTIFIED PAUL TOONE MEMO RAM JERSEY CITY. NJ 07M. AYR. LEGAL OEM Page 8 of 3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI L4 glee Envy Yew &Ace 2001 DALIN' RAT ID COINAUNICATIONS EXC0ADKE Owing Ilveugh Paging Lice Stony <yawl sublizhay of the BM of New York Mellon Commit'', MY Meta) PenNot nuke. !URA l;"4 1.id&C, M_0004 7762 DB-SDNY-00 10586 EFTA_00 158371 EFTA01290399 15 I Deutsche Bank P.O.Box 1776, Baltimore, MD 212O3 JEEPERS IN C 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 Deutsche Bank Securities Inc. Boston Office 1 International Place, 12th floor Boston, MA 02110 Toil Fret: 8664124505 Direct February 1, 2017 - Febr r 017 Account Number: Portfolio at a Glance ThIsPerbd Tem4nDele Your Ghent Advisor. BEGINNI NG ACCOUNT VALUE $3,157,359.91 $3,149,809.19 JailiSaA N Adjusted Previous Account Value Dividends. Interest and Other Income 3,157,359.91 5,51267 3,149,809.19 11,301.67 Net Change in Portfolio 3,550.67 5,312.39 ENDINGACCOUNT VA Estimated Annual Enoarne $74,465.14 Asset Summary Permit Axel Type Pax Year-End Lee Period MsPeriod IN 47% 53% Cash, Money Funds, and Bank Deposits M utual Funds 1,479,787.72 1,670,021.47 1,480,374.03 1,676,985.88 1,480,926.65 1,685,496.60 100% Account Total (Pie Chart) Please review your allocation periodically with your Client Advisor. $3,149,809.19 $3,157,359.91 $3,188,423.25 Summary of Gains and Losses Rested ThisPerlod Yeento-Date UNetd Shod-Term Gain! Loss 0.00 t00 1,127 78 Long-Term Gain! Loss 0.00 0.00 44,943 41 Net Gain! Loss 0.00 0.00 43,815.63 This summary excludes transactions where cost basis information is not available. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 7 CONFIDPWAL4 Rated badkill herr Yew Since 200M DALBARRAIIDCOMAIUMCATIONS manoict Owing enough laersMig IBC a tly owned subs: nag el the Bank el New York Mellon Corporabro (MY Mellen) Penn.* rnonber allakaniteralt 00047763 DB-SDNY-0010587 EFTA_OO158372 EFTA01290400 Money Market Fund Detail Date ANIvky Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.48% Activity Ending: 02! 281 17 02101117 Opening Balance 02128/17 Deposit 02/28/17 Closing Balance Total All Money Market Funds Income and Expense Summary Desaiplion INCOM E REINV EST Amount Maims 1,480,374.03 552.62 1180,314.03 1,480,926.65 $1,480,926.65 $1,480,926.65 Oxrent Period YeettoiDde Triable Non Triable Troth Non Taxable Dividend Income Money Market Other Dividends Total Dividends, Interest, Income and Expenses Portfolio Holdings Opening Die NNW Number biding CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money Market DEUTXNE GOT CASH INSTL 02101/17 1,480,926.650 WA 02128117 1,480,374.03 1,480,92815 0.00 1,138.93 Total M oney M erket $1,480,374.03 $1,480,926.65 $0.00 $1,138.93 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,480,374.03 $1,480,926.65 $0.00 $1,138.93 552.62 4,960.05 $5,512.67 0.00 0.00 $0.00 1,138.93 10 162.74 $11,301.67 0.00 0.00 $0.00 Account Milady Opening Oodng Awned lawns 30-Day Glued Bin Bins Income Meer Yield Yield tAirealltei Ode Acgoked Gamily UPS Cod 039i Elatis Mint MM. Market Value Oim no* MUTUAL FUNDS 53.00% of Portfolio P MORGAN ROATING RATE INCOM E FUND Securdy Identifier ,RHSX SELECT SHARES CUSP. 4821313 Open End Fund Dividend Option: Reinvest Capaal Gains Online: Reinvest 0.49% 0.48% alined Etalteled Annuli Income Yield 02/13/13 ta 148,957.299 10.0700 1,500,000.00 9.4800 1,412,115.19 17.884 81 61,432.97 4.35% 03101/13 13 533.047 10.0600 5.36246 9.4800 5,053.29 -309 17 219.84 4.35% CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID L-A Page 2 of 7 and (Kellett ben Yw Space 2001 MBAR RATED COMMunICAII066 °CCDANCE Owing Ilveugh holing MC • slialbeivmd subsdlary of the emit of New York Mao Corm-Ann (MY Mellen) Perstina 11C ear ketipieratalk00647764 DB-SDNY-00105138 EFTA_00158373 EFTA01290401 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Portfolio Holdings (continued) February 1,2017- February 28,2017 JEEPERS INC DateAcquired Qualify Unit Cod Cot Bads Markel Peke Market Value Unrealized Gablloss Ea haled alimaled Annual Income Yield MUTUAL FUNDS (continued) P MORGAN FLOATING RATE ICON E FUND (continued) 04/01/13 13 591.454 10.1100 5.979.61 9.4800 5.606.99 -372.62 243.93 4.35% 05/01/13 a 562.992 10.1300 5,703.11 9.4800 5,337.16 -365.95 232.19 4.35% 06/03/13 13 567.343 10.0900 5.724.50 9.4800 5.378.42 446.08 233.98 4.35% 07/01/13 13 500.501 9.9700 4490.00 9.4800 4.744.76 445.24 206.42 4.35% 08/01/13 13 527.827 10.0600 5.309.94 9.4800 5.003.80 406.14 217.69 4.35% 09/03/13 t3 531.248 10.0300 5.328.42 9.4800 5.036.23 492.19 219.19 4.35% Reinvestments to Date 25.023.289 9.6280 240414.19 9.4800 237.220.76 -3.693 43 10.320.09 435% Total Covered 177,795.000 1,779,312.23 1,685,496.60 .93,815.63 73,326.21 Total 177,795.000 $1,779,312.23 61,685,496.60 493,815.63 $73,326.21 TOTAL MUTUAL FUNDS $1,779,312.23 $1,685,49660 493,815.63 $73,326.21 Cod Basis TOTAL PORTFOLIO HOLDINGS $3.260.238.88 Market Value $3,166.423.25 unrealized Acaued Estimated Gaiv Lose inhered Annual Immo 493,815.63 $0.00 $74,465.14 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 19136. as amended ("IRC") (incorporating amendments enacted by P L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1,2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1.2014. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market Page 3 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOIWAL RAS bailed Ent, Yew Save 200' PUMA MUD COMMUNICATIONS °CCDANCE Owing flag. PersainglAC. Stay wined subsidiary Oft Sank of New York Mellon Corponitio. (MY Mace) Pent:ft11C fillitackInteM— 00047765 DB-SDNY-00 10589 EFTA_00 I 58374 EFTA01290402 Portfolio Holdings Disclosures (continued) Pricing (continued) prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY A PPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable. however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www.pershing.com/ business_continuity html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to S. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOI ••••• RAS (gelled Eta,' Yea Sect 2001 [WEAR RATED COMMunICATI0NS EUDANCE CIeeW Ilvcog.rersadng IAC a wholly yawl subsidiary ol the Sank of New York Mellon Comma's (MY MOW Pent C nwnte PM DB-SDNY-00 10590 EFTA_00 158375 EFTA01290403 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Activity Summary (All amounts shown are in base currency) February 1, 2017 - February 28, 2017 JEEPERS INC Cedils This Period Debits ThisPeriod Net MisPeriod Deals Yeaido-Dale Debits Yeas-to-Date Net Year-to-Dale Securities Searilies Bought 0.00 -4,960.05 4,960.05 0.00 .10,162 74 .10,162.74 Total Securities $0.00 44,960 05 44.960 05 $0.00 410,162 74 410,162.74 Dividends and Interest $5,512.67 $0 00 85,512.87 $11,301.67 $0.00 $11,301.67 Totals $5,512.67 44,980.05 $552.62 $11,301.67 410,182.74 $1,138.93 Transactions by Type of Activity Process Settlernert Date Adivly Type Description Securities Bought and Sold 02r27n 7 REINVEST CASH INCOME .PHSX Quantity Price Accrued lateral Amount Coning P MORGAN FLOATING RATEINCOMENNO SELECT SliARES 523.185 4,980.05 USD 1772712350 SHRSSIIRS PURCH.AT 59.47000 RD 02/23 PO 02127!9 Total Securities Bought and Sold -U.S. DOLLARS Dividends and Interest 02/27117 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES ,PNSX 1772712350 SHRSRD 0 2/23 PO 02/27117 02/28/17 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS 0.00 4,980.05 4,960.05 USD 552.62 USD 0.00 5,512.67 Total Value of Transactions The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 0.00 552.62 USD Page 5 of 7 CONFID AL- Rata (.wren buy Yea/ Saxe 200' DAUMMIND COMMUNICATIONS Dlauact Owing Omagh Saint MC a Molly sad sulmalloy of the MI d New York Mellon Corporation CON Mellon) am nia. c „ e Y ns,. c,„,„smoympikA_00047767 DB-SDNY-0010591 EFTA_00158376 EFTA01290404 °lent Service Information Your Clint Advisor: DU JOSHUA SHOSHAN 280 PARK ME- 3RD FL NEW YORK NY 10017 Comaa illopustion Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account com mu nications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client A dvisor for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comf about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 7 I • ell CONFID L- Ratenaellint Eery Yew Since 2007 DAL/MARAUD COMMUNICATIONS D(COIDICE Clewing Iva. Penal% MC • Sally weed subsidiary Oft Sant of New York M . Corm-Ann (MY Mellen) Perstret 11C ...onto FINRAtipietaGM_CIOC47768 DB-SDNY-0010592 EFTA_00158377 EFTA01290405 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) February 1, 2017 - February 28, 2017 EEPERS I N C The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 7 of 7 CONFIDOIWAL •••••• RAS (.talent Envy Yew Scott 200' DAMP MILD COMMUNICATIONS EXCILIPla °tag ISCO$11Persadni LLC. a wholly owned subsidiary ol the MA of New York Mellon Comm.'s (MY MOW Pent:nit11C rrombe. filiRaN1Yiehl_00047769 DB-SDNY-00 10593 EFTA_00 158378 EFTA01290406 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 JEPEFtS IN C 6 730 RED HOOK QUARTER B3 ST THOM ASVI00 8 0 2 Dralsre Banc Prmale Ma.genmil Pellet, Genf ite COMP Chnthe Sank Settonel Mrs bet Once 315 Pot Anew. 20th Met - "t January 1,2017 - Januar 31 2017 Account Number: Portfolio at a Glance ThisPerk4 TeR4o-Dale Your Client Advisor. BEGINNINGACCOUNT VALUE $3,149,809.19 $3,149,809.19 rif.1.10SHAN Adjusted Previous Account Value Dividends. Inlerest and Other Income 3,149,809.19 5,788.00 3,149,809.19 5,789.00 Net Change in Portfolio 1,761.72 1,761.72 EN DINGACCOUNT VALUE Estimaled Annual [flume $75,118.22 Asset Summary Remit AsS Type Pax Yeae-End Sal Period Ids Peded IN 47% Cash, Money Funds, and Bank Deposits 1,479,787.72 1,479,787.72 1,480,374.03 r 53% M utual Funds 1,670,021.47 1,670,021.47 1,876,985.88 100% Account Total (Pie Chart) $3,149,809.19 $3,149,809.19 $3,157,359.91 Please review your allocation periodically with your Client Advisor. Summary of Gains and Losses Realized This Period Year4o•Cele Unrealized Short-Term Gain! Loss 0.00 0.00 1,414 75 Long-Term Gain! Loss 0.00 0.00 .98,781.05 Net Gain! Loss 0.00 0.00 47,366.30 This summary excludes transactions where cost basis information is not available. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Pagel of 7 assegbiesWidleiliCaldis to PIPS". fterustt atiW ariviedillvtd•ollue/Plat CONFIDENTIAL ""'""115WIA1 _ _00047770 DB-SDNY-OO 10594 EFTA_OO 158379 EFTA01290407 Money Market Fund Detail Date *Wily Type Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 0.50% Activity Ending: 0 V 31117 12/31118 Opening Balance 01131/17 Deposit 01131/17 Closing Balance Total All Money Market Funds Income and Expense Summary Desolation INCOM E RBNV EST Amount BYence 1,478,781.12 588.31 1,479,781.72 1,480,374.03 $1,480,374.03 $1,480,374.03 Cuirent Period Yor4o-Date Tumble Non Tumble Train Non Tate Dividend Income Money Market Other Dividends Total Dividends, Interest, Income and Expenses P rtfolioH !dings Opening Date Quantity Number &ding CASH, MONEY FUNDS, AND BANK DEPOSITS 47.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 12/31/16 1,480,314.030 N/A 01131111 1,419,187.72 1,480,314.03 0.00 588.31 0.46% 0.50% Total M oney M arket 11,479,787.72 $1,480,374.03 $0.00 $588.31 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $1,419,181.12 $1,480,314.03 $0.00 $586.31 Uwe.* Ed Misled Ural ed Dale Acqvited Waft UM Cost Cost Bala Market FOX Mead Vake aknos Annual Income Yield MUTUAL FUNDS 53.00% of Portfolio ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capdal Gains Option: Reinvest 586.31 5,202.69 $5,789.00 0.00 0.00 $0.00 58821 5,202.69 $5,789.00 0.00 0.00 $0.00 Amount Activity Opening Oozing Aimed Income 30-Day Current Balm Wong loom This Year Yield Yield &nobly Identifier ..FtiSX CUSIP 4812t513 02/13/13 ° 148.957.299 10.0700 1,500,000 00 9 4600 1,409,136.05 90,863.95 62,627.60 4.44% 03/01/13 533.047 10.0600 5.36246 9 4600 5,042 63 319.83 224.11 4.44% CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDENTIAL 414 pandas Page 2 of 7 •-• tagiw1cw= OsplepboratilielL•41./ savair•OillV00•1110Nellliali 1500.0 WitartaituveLeKsc """nta ttnirgt000sizri DB-SDNY-0010595 EFTA_DOI 58380 EFTA01290408 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Portfolio Holdings (continued) January 1,2017 - January 312017 JEEPERS INC Crete Acquired quintile Una Cod Cot Bois Merkel Price Market Value Unrealized Gaiaoss Estimated &limited Annual Income Yield MUTUAL FUNDS (continued) P MORGAN FLOATING RATE 1110014E FUND (continued) 04101!13'3 591.154 10.1100 5.97911 9.4600 5.595.16 -381.45 218.67 4.11% 05101/13 I' 562.992 10.1300 5,703.11 9.4600 5,325.91 -377.20 236.70 4.44% 06103/13 ° 567.313 10.0900 5.721.50 9.4600 5.367.06 -357.41 238.53 4.44% 07/01/13 0 500.501 9.9700 4,990.00 9.4600 1,734.73 -255.27 210.43 4.44% 08/01/13 ° 527.827 10.0600 5,309.94 9.4600 1.99321 316.70 221.92 4.44% 09/03/13 ° 531.218 10.0300 5,328.42 9.4600 5.02461 -302.81 223.36 4.44% Reinvestments to Date 21.499.524 9.6310 235.954.14 9.4600 231,765.19 -4.188 65 10.300.59 4 44% Total Covered 177,271.235 1,174,352.18 1,676,985.88 41,366.30 74,531.91 Total 177,271.235 $1,774,352.18 81,676,985.88 497,366.30 874,531.91 TOTAL MUTUAL FUNDS $1,774,352.18 51,676,985 88 497,366 30 874,531.91 Uarealized Accrued Estimated Cod Buis Market Value pin Loss Inhered Annual loom TOTAL PORTFOLIO HOLDINGS $3,251.726.21 $3,157,359.91 497,366.30 $0.00 575,118.22 Securities acquired before 20 11 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of SIM as amended ("IRC") (incorporating amendments enacted by P L 110-343, the Emergency Economic Stabilization Act of 20 08) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 20 11 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1,20 12 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1,2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market Page 3 of 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL paw n , i t . -- 00.46 .1111. 0 ftegt. I** gra•ISSlho F0 11inigIteel st OA 06:01UVIEP =cotTairalos """"ttfrellt00047772 DB-SDNY-00 10596 EFTA_00 I 58381 EFTA01290409 Portfolio Holdings Disclosures (continued) Pricing (continued) prices, unless otherwise noted, have been obtained from independent vendor services, w hich we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N! A" and are omitted from the Total. THEAS OF PRICEDATE ONLY APPEARSW HEN THEPRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at anytime, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comi business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Sank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial Institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to eommissions and other charges incurred in connection with the execution of option transactions hes been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 4 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDENTIAL OmplembeiratIlig lit • 01./ O. irmq "g r a las ISE Pearl Want asOnWaxge OldeCapasinieliMIlse .0011•141.• be Mar Puli --,- ttrarm _00047773 ectmect DB-SDNY-0010587 EF1'A_00158382 EFTA01290410 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Activity Summary (NI amounts shown are in basecurrency) Securities Searles 8oughi Total Securities Dividends and Interest Totals Transactions by Type of Activity Process Settlement Date January t 2017 - January 31.2017 JEEPERS IN C Credits This Period Debits ThisPerlod Net TISPedod QedilsTeudo•Dele Debits Yeablo•Date Net Year-to-Date 0.00 30.00 $5,789.00 4,202.69 45,202.69 $0.00 4,202.69 45,202.69 35,789.00 0.00 30.00 $5,789.00 4202.69 45,202.69 30.00 .5,202.69 45202.69 $5,789.00 35,789.00 45,202.69 3586.31 $5,789.00 45,202.69 3586.31 Actively Type Desaiption Securities Bought and Sold 01130/17 REINVESTCASHINCOME SIC Quiddity Nice Accrued Intern Mould Wren, ,PM ORGAN FLOATING RATE INCOME FUND SELECT SHARES 549.386 4202.69 USO 1767218490 SHRS %IRS PORCH. AT 59.47000 RD 0/26 PD 0/30/17 Total Securities Bought and Sold -U.S. DOLLARS Dividends and Interest 01130117 CASH DIVIDEND RECEIVED S M ORGAN FLOATING RATE INCOM E FUND SELECT SNARES ..PHSX 1767218490 SHRSRO 0126 PO 0130/9 01/31117 MONEY MARKET RIND DEUTSCHE GENT CASH INCOME RE-COVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 -5,202 69 5202 69 USD 586.31 USO 0.00 5,789.00 Total Value of Transactions The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDENTIAL 0.00 586.31 USD Page 5 of 7 twintie fie :OW 0 . 14 4.... 00121lallaa/ .01400001.0001110N111•01* to papacies. e Pmdlantee ...14, 51:. 0414•6111000MMOUPCIC SIMIC••••14•01.0•610 "`"ttffIrlia00047774 DB-S6NY:0010598 EFTA_00158383 EFTA01290411 Client Service Information Your Client Advisor: DU JOSHUA SHOSHAN 280 PARK AVE- 3RD FL NEW YORK NY 10017 Conrad reformslion Telephone Number: Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT BOND AMORTIZATION B_ECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDENTIAL Page 6 of 7 oeseemohisomania So pawl's, et :ro.tt uyear Wale 411003•40.10Cie """"itMr agti_cooems De-SDNY-0010593 EFTA_00158384. EFTA01290412 15 I Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1,2017 - January 312017 JEEPERS INC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows. Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents,witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until. (I) the class certification is denied: (II) the class is decertified. or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of ' CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL le merles. anill SS, horse fie :OW OM" Sag. sad" YC. ina ••••I eibillepil IMP* • rale. 1St kart teer OkIMOVICCONSWAXIC %Se) CLE.S3 h"" n t i ltirral _00647776 DB-SDNY-00 10600 EFTA_00 158385 EFTA01290413