EFTA Document EFTA01290514

"I Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 JEEPERS INC 6100 RED HOOK QUARTER B3 ST THOM ASVW0802 Mundy/ Sank Private oVeynh litonmemy0 Myatt (*m < &ow* Ilyytschy Sank Secyysen Inc mato York Olike HS Pall Anna,. nth How New *a, NY 101St TeX Free /1(4412-5505 110.1n5 SILit February 1,2019 - Februar 28,2019 Account Number: Portfolio at a Glance %%Period YeardoLede Your Investment Specialist. BEGINNINGACCOUNT VALUE $3,275,394.15 $3,268,984.84 MARTIN ZEMAN Nel Cash Deposits and Withdrawals 4,276,640.23 4,276,640.23 Adjusted Previous Account Value -1,246.08 4,655.39 Dividends, Interest and Other Income 1,246.08 7,655.39 ENDINGACCOUNT VA Estimated Annual Income $7,855.39 Asset Summary Percent Awel Type Prior Year-End 3,268,984.84 LM Period ThisPeriod 0% Cash, Money Funds, and Bank Deposits 3,275,394.15 0.00 0% Account Total Please review your allocation periodically with your Investment Specialist. $3,268,984.84 $3,275,394.15 $0.00 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and! or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Page 1 of 6 Rated Excellent Every Vex Sea 2007 DAWN WED COMMUNCATIM EXCULENC( CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Owing dwo.# rents PIC • Sally owned sutaduryollbe Santa New York Melba Cenntatkia (MY Mellon) Peryheyt 11C...try-tee filiFlagtreaGM_00047877 DB-SDNY-0010701 EFTA_00158486 EFTA01290514 Money Market Fund Detail Dale AdWily Type Sweep Money Market Fund CASH AC TR DWSGOVT 8 AG INSTL Current Yield: 2.31% Activity Ending: 02/ 061 t9 02101119 Opening Balance 02107119 Withdrawal 02107/19 Withdrawal 02107/19 Deposit 02/06/19 Closing Balance Total All M oney Market Funds Income and Expense Summary Detail:Mon Amount Balance MONEY FUND REDEM PTION SHARES REDEEM ED ACCRUED DIVIDEND CREDIT 3,275,394.15 -3,275,394.15 4,246.08 1,248.08 3,275,394.15 0.00 -1,248.08 0.00 $0.00 $0.00 Current Period YeaMoate fixable Non Taxable Tagil Hon Tat* Dividend Income M oney M arket 1,248.08 0.00 7,855.39 0.00 Total Dividends, Interest, Income and Expenses $1,248.08 $0.00 $7,655.39 $0.00 Portfolio Holdings 0Plain9 Going Acatted Desesiplion Ovally Bohm Sans home CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio M oney Market CASH AC TR CAYSG0r 8 AG INSTL Total M oney Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Income 30•Day This Year Yield 3,275,394.15 $3,275,394.15 $3,275,394.15 Markel Valve 0.00 $0.00 $0.00 Total Portfolio Holdings $0.00 0.00 $0.00 $0.00 7,655.39 2.31% 57,655.39 57,655.39 Awned Estimated Mused Maud income $0.00 $7,655.39 Page 2 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Numbe I. :AN CONFID01 AL- Rated (wart Owing tlyourthnbing PIC a Salk owned Every Yost Since 2007 sbsidWya TM BordteINew York Mellon DALIAN vamcominacAncres Corporatios (MY MONO EXCULD.Ct POnhal; LI.C.inenter AMAMI'S/MS*0478M DB-SDNY-0010702 EFTA_00158487 EFTA01290515 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures February 1,2019 - February 28,201 JEEPERS INC Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for w hich a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www pershing corn/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Account Numbe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I D L Med Cadent Every Year Age 1007 DALIAR RATED COMMUNICATIONS EXCIIIENCI Page 3 of 6 Owing tThrthnbang LIC, a wholly owned subsidiary el The Bonk of Haw York Mellon CciPontim (SHY Mellon) on flan, n Per,he. fitianAWRI sute-,O,-,-"-+"7O7u DB-SDNY-00 10703 EFTA_00 I 58488 EFTA01290516 A Ct iv it y Summary (All amounts shown are In base currency) fades Tats Period Debits TbisPerlod Net ThisPerlod Credits Year-to-Date Debits Yea-to-DMe Net Yen-to-Date Dividends and Interest $1,248.08 $0.00 $1,246.08 87.655.39 $0.00 $7,655.39 Cash WAIduwah 0.00 -3,276,640.23 -3,276,640.23 0.00 -3,276,640.23 -3,276,640.23 Total Cash $0.00 43.276.640.23 43,276,640.23 $0.00 43,276,840.23 43.276.640.23 Totals 81,248.08 43,278,640.23 43,275,394.15 87,855.39 43,276,640.23 43,268,984.84 Transactions by Type of Activity ProcesA Settlement Date Activity Type Description Clusellty Moe Awned lateral Anent Currency Dividends and Interest 0210709 MONEY MARKET FUND CASH AC TR DWSGOVT 6 AGENCY INSTL INCOM E REDEEMED 1,246.08 USD INCOME RECEIVED Total Dividends and Interest - U.S. DOLLARS 0.00 1,248.08 Cash Withdrawals and Deposits 02107/19 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST .3,176,640.23 USD Total Cash Withdrawals and Deposits -U.S. DOLLARS 0.00 4,276,640.23 Total Value of Transactions 0.00 4,275,394.15 USD The price and quantity displayed may have been rounded. Client Service Information You I investment Specialist ZEN MARTIN ZBAAN 345 PARK AVENUE NEW YORK NY 10154 Canted Information Telephone Number: CONFIDENTAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 4 of 6 Atom( Number. CONFIDO. L Rattassant Every Vex Since 2007 men ram commencialONS CMMEWL Owing through Pining Ilt. a Sally owned subsidiary SIM Bonita New York Mellon Ccepoaton MY Mellon) Penh* 4C. itatActearat 00047880 DB-SDNY-0010704 EFTA_00158489 EFTA01290517 Deutsche Bank P.0 Box 1776, Baltimore, MD 21203 Yojr Account Informati n February 1, 2019 - February 28, 2019 JEEPERS INC TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication CO Statements ad Reports O Trade Confirmations O Tax Comments O Notifications O Prospectus • Proxy/Sameholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it MIS with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as Accotnt gurnbei CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 6 L4 bled hallent Every Yew Age 2007 DA UM PAT ID COMMUNICATICM EXCIIIENCIE Owing tinge. Peke PC. oplally owned subsidiary a The Bonita New York Mete Calwatim (MY Mellon) Penn.'s MC. ',wit, FilatatiAnat 000478lin DB-SDNY-0010705 EFTA_00I 58490 EFTA01290518 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.comi about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re•confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing tIC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until. (I) the class certification is denied; (II) the class is decertified: or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing ILLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. CONFIDO. L Rated (Kant Every Vex Since 2007 DAUM WED COMMUMCATIONS LACULDCI Owing stoup, hobo. PC. • May owned subsidiary *Ube SSE of New York Mace CoMatimi (1111Y Maw) Penne. DX. immte, AliitatNSUGM_00047882 DB-SDNY-0010706 EFTA_00158491 EFTA01290519 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 LEPERS INC 6100 RED HOOK QUARTER B3 ST THOM AS VI 00802 MOW,. Sank Private Neagh MsnMemet4 Welt% teem 6, ous Opatsch• tank Set-W.00, l , c. new York Cote HS het Ate,Tua. nth Fber New 11/4•1.. PO 10114 Toll tree 11(4.12 5935 Mine. 410865 5114t January 1, 2019 - January 31, 2019 Account Number Portfolio at a Glance %%Period Year4o-Cele Your Investment Specialist BEGINNING ACCOUNT VALUE 23,268,984.84 33,268,984 84 MARTIN ZEMAN Adjusted Previous Account Value 3,268,984.84 3,268,984 64 Dividends lateral and Other Income 6,409.31 6,409.31 Estimated Anneal Income 36,409.31 Asset Summary Percent Asset Type 100% Cash, Money Funds, and Bank Deposits 100% Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. - or Your Information Prior Viand Led Period IdePerlod 3,268,984.84 3,268,984.84 3,275,394.15 83,288,984 84 33,268,984.84 33,276,394.15 The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 of 6 CONFIDP AL- Rated (Kant Every Vex Since 2007 DALIAN WED COMNARCATIONS EX( UL INC Owing tinge,. Peaking IIC.. Sally owned subsidiary el TIM &onkel New York Mellon Colnatim(N V meta) Penner; u.C...teter HlislatiAiN2PA-00C41883 DB-SDNY-0010707 EFTA_00158492 EFTA01290520 Money Market Fund Detail Dolt Activity Type Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.30% Activity Ending: 0 V 3V I 01101119 Opening Balance 01131/19 Deposit 01131/19 Closing Balance Total All Money Market Funds Income and Expense Summary Desaiption INCOM ERBNV EST Amount Balms 3268,984 84 6,409.31 3,268,984.84 3,275,394.15 $3,275,394.15 $3,275,394.15 Current Period Yer4o•Cide Taxable Non Trunk Tenth Non Taxable Dividend Income Money M arket 6,409.31 0.00 6,409.31 0.00 Total Dividends, Interest, Income and Expenses $6,409.31 $0.00 $6,409.31 $0.00 Portfolio Holdings CeeMeg Closing Accrued Description Quantity Balance Balance Income CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio Money Market CASH AC TR DWSG0VT 8 AG INS71. 3,275,394.150 Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS raceme 30•Day ThlsYeat Yield 3,268,984.84 $3,268,984.64 $3,268,984.84 3,275,394.15 $3,275,394.15 $3,275,394.15 Markel Value 0.00 $0.00 $0.00 6,409.31 2.30% $6,409.31 $6,409.31 AUMied Estimated Inure* Annual Income $0.00 $6,409.31 Total Portfolio Holdings Portfolio Holdings Disclosures $3,275,394.15 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 6 Attain Number. FIDO. AL- Med ballet Every Year Shwa 2007 PAW RAI ID COMMUNICATIONS EXCLUDICE Owing tinge,. hating PC. • Sally owned subsidiary albs &onkel New York Mellon CAnnatim (MY meson) penhasucn.tete,theallklYier-a4- 00041884 DB-SDNY-0010708 EFTA_00158493 EFTA01290521 151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) January 1,2019 - January 31, 2019 JEEPERS INC Pricing (continued) from the actual sale price Securities for w hich a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATE ONLY APPEARSW HEN THE PRICEDATEDOESNOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions. they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them Refer to www perching com/ disclosures for specific details as to formulas used to calculate the figures Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate w ill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to t%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Important Reminder for Pershing's 2018 IRS Form 1399 (B. DIV. INT. M ISC and 0ID): As a reminder, by February 15.2019, you will be mailed either your Form 1099 or especial Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1399 Your 1099 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at S1per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. FICAWAL4 Rated (want Every Yaw Slate 2007 DALY& MI ED COMMUMCATICMS Cita:WINCE Page 3 of 6 Owing dash Mani 1.1.C, a ally armed mb+dwva The ear of New 'Awl. Mellon Comonthm (111a Man) Pentmg MC. nver-ter uRnAWASIM_0004 7885 DB-SDNY-00 10709 EFTA_00158494 EFTA01290522 M essages (continued) account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule lob-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Ac. y Summary arnOUNS shown are in base currency) Credits This Period Debits This Period $0.00 Net ThisPeriod Credits Year4o-Date $6,409.31 Debits Year4o-Dale $0.00 Net VetteDere Dividends and Interest $6,409.31 $6,409.31 $6,409.31 Totals $6,409.31 $0.00 $6,409.31 $6,409.31 $0.00 $6,409.31 Transactions by Type of Activity Proc.% Settlement Ogle Adivily Type Ciesalption Quantity Peke Acaved liters Amount Currency Dividends and Interest 0113109 MONEY MARKETRAD INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS CASH AC TR IMSGOVT 6,409.31 USD 0.00 6,409.31 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information You Investment Spedalist ZEN MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 0.00 6,409 31 USD Contact Information Telephone Number CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 4 of 6 I. IS.I WS. 46. FID0. 1 L- Raltasseird Every Vex Since 2007 DAIJAR GILD CONVOCATIONS ICCMIDCI Owens thronsli Pasting LI.C.• wholly ...NS subNINy .:411wg UK of New York Maw CflocatIN CONY Maw) Penne. MC. manta. FilitalAtlaGM_ 000478B6 DB-SDNY-0010710 EFTA_00158495 EFTA01290523 Deutsche Bank P.O.Box 1776, Baltimore, MD 21203 Yox Account Informati n January t 2019 - January 31, 2019 JEEPERS INC TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication CO Statements and Reports • TradeConfirmations O Tax Comments O Notifications O Prospectus O Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disc] sures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413.3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 6 Account Number CONFIDO. Mad baked Every Yea Since 2007 0ALIIM RATED COMMUNICATIONS EXCWINCE COW IMO. hating LLC, • Away owned 'maw:Wry el Ilwa Sank of New York Mellon CAS Mr Melon) Pentww LI.C.rntrrte FilitatklYaGM_00047887 DB-SDNY-0010711 EFTA_00158496 EFTA01290524 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution • Pershing is a member of the Securities Investor Protection Corporation (SIPCO) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit; www pershing corn/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399: (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents.witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class w ith respect to any claims encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified: or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: C NFID L- Reed Emelerd Every Yea Sam 2007 DALY., en ID COMMUNICATICMS EXCIILENCC Oaring Sae. hakes LIC, a wholly armed subsidiary Mille bake. New Vo4 Mellon Caponthen (MY Mellon) Pemba LIX. mutter I liRtAckki YaS,M_0004 7888 DB-SDNY-0010712 EFTA_00 158497 EFTA01290525