EFTA Document EFTA01299277

Vijay-A Sawant From: Carl Timcke on behalf of PWMUS AMLKYC Sent: Friday, June 01, 2018 7:09 PM To: Vijay-A Sawant Cc: PWMUS AMLKYC; Bradley Gillin; Stewart Oldfield Subject: CLEARED: RDC Alert _ Richard D Kahn [1] Attachments: RDC_alert_Richard D Kahn 2.pdf, RDC_alert_Richard D Kahn.pdf, AML Clearance on Richard Kahn RDC alertpdf Follow Up Flag: Follow up Flag Status: Flagged Classification: For Internal use only Good morning Vijay, AML Compliance has reviewed the RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same subject material. AML Compliance previously reviewed the subject matter of this alert and provided clearance on November 11, 2013 . I have attached the clearance for your reference. Please attach all attachments to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel. Email PasorritnutrPerennt.I From: Sent: Friday, June 01, 2018 5:35 AM To: PWMUS AMLKYC Cc: Stewart Oldfield < >; Bradley Gillin < Subject: Clearance Required on RDC Alert _ Richard D Kahn CONFIDENTIAL — PURSUANT TO FED. ,QQ! 1 6(ej DENTIAL SDNY_GM_00065120 DB-SDNY-0027945 EFTA_00 I 75620 EFTA01299277 Hello Team, We are seeking your updated approval for the attached RDC alert on Richard D Kahn relating to KYC Case#0194682S. Previous approvals also attached in this email for your reference, thanks in advance. Regards, Vijay Sawant KYC Case Representative Deutsche GB Centre Private Limited - Deutsche Bank Group Wealth Management 91, (*Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East, Mumbai - 400063 , India Tel. Mobile +91 2 CONFIDENTIAL — PURSUANT TO FED. CQN Fej DENTIAL SDNY_GM_00065121 DB-SDNY-0027946 EFTA_00 I 75621 EFTA01299278