Deutsche Bank

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

Deutsche Bank Annex 3: List of positions represented in the Committee and Secretary Position title I Member name Legal entity Country Email address Chairperson Chief Risk Officer— Americas (incl. IHC) Steven Ekert DB York AG, Filiale New USA Vice-chairperson Chief Operating Officer — Americas Stuart Clarke Deutsche Bank Americas Holding Corp. USA Voting Members General Counsel Americas Steven Reich Deutsche Bank AG, Filiale New York USA Head of Government and Public Affairs — Americas Francis Kelly Deutsche Bank Securities Inc. USA Chief Financial Officer — Americas (incl. IHC) Eric Smith Deutsche Bank AG AG, Filiale New York USA Regional Head of Compliance — Americas Jan Ford Deutsche Bank Securities Inc. USA Head of Anti-Financial Crime — Americas Rich Weber DB USA Core Corporation USA Non-voting Members Regional Head of Investigation Stephen Doka Deutsche Bank AG, Filiale New York USA Regional Head of NFRM Americas Ann Rodriguez Deutsche Bank Trust Company Americas, New York USA Secretary Non-Financial Risk Management Americas Meghan Gervase Deutsche Bank Trust Company Americas USA For internal use only Page 13 of 16 Version 50 CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e) DB-SDNY-0028879 CONFIDENTIAL SDNY_GM_00175063 EFTA01343916

Related Documents (6)

Dept. of JusticeAug 22, 2017

17 August 16 through August 31 2016_Redacted.pdf

Kristen M. Simkins From: Sent: To: Subject: Attachments: Juan Mendez Tuesday, August 16, 2016 1:10 AM Brenda A. McKinley; C. Kay Woodring; Caitlyn D. Neff; Danielle Minarchick; Eric A. Lockridge; Jeffrey T. Hite; Jonathan M. Millinder; Julie A. Simoni; Kevin T. Jeirles; Larry L. Lidgett; Lee R. Sheaffer; Lorinda L. Brown; Matthew T. Fisher; Melanie L. Gordon; Michael S. Woods; Richard C. Smith; Stephanie D. McGhee; Thomas S. Allen, Jr.; Walter E. Jeirles Calendar and Status Report 8/16/2016 20

1846p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01343916

Deutsche Bank Annex 3: List of positions represented in the Committee and Secretary Position title I Member name Legal entity Country Email address Chairperson Chief Risk Officer— Americas (incl. IHC) Steven Ekert DB York AG, Filiale New USA Vice-chairperson Chief Operating Officer — Americas Stuart Clarke Deutsche Bank Americas Holding Corp. USA Voting Members General Counsel Americas Steven Reich Deutsche Bank AG, Filiale New York USA Head of Government and Public

1p

Dept. of JusticeAug 22, 2017

1 May 1 1255-May 6 237_Redacted.pdf

Kristen M. Simkins me: Sent Tn: Subject: Atladimem: LT. THOMAS E. ALLEN JR Thomas S. Allen. Jr. Sunday. May BIL EDIE 12:55 AM Allyson FL Dwell; Brenda McKin1e?c C. Kay Wandring: Caitlyn D. Neff: Daniel?le Minarch?lck: JeFFrey' T. Hite; Jon D. Fisher. Jonathan M. Mfl?n-der. Joseph 5. Kolenorluan Mendez: Kevin T. Jeirles; [any Lidgett Lee R. Shea??er: Lorinda L. Brown.- Matti-new T. Fishet: Melanie Gordan; Michael S. Woods Richard C. 5mm; Shephanie D. Calander?mtus Report SMDIE 20150501004

493p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01343890

Deutsche Bank Annex 3: List of positions represented in the Committee and Secretary Position tide Chairperson Member name 1 Legal entity Country Email address DWS USA Risk Advisor Steven Ekert Deutsche Bank AG, USA Filiale New York Vice-chairperson Chief Operating Officer — Americas Stuart Clarke Deutsche Bank Americas Holding Corp. USA Voting Members General Counsel Americas Steven Reich Deutsche Bank AG. USA Filiale New York Head of Government and Public Affairs — Amer

1p

Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith Hello Warden Smith, mother is anxious to hear the results of your inquiry into her daughter's health. I'd be grateful if you could email or call me at your earliest convenience. I'm free today after 2 p.m. Alternatively, we could meet after the Prison Board of Inspectors Meeting this coming Thursday. Best wishes, Janet Irons 1 Kristen M. Simkins From: Sent:

1196p

OtherUnknown

DOJ EFTA Data Set 10 document EFTA01343890

1p