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Lisa D Hurd

DOJ EFTA Data Set 10 document EFTA01344058

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DOJ EFTA Data Set 10 document EFTA01344058

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Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Emai (Embedded image moved to file: pic29369.gif) From: vahe To: Lisa D Cc: Amanda Date: 10/09/2013 09:20 AM Subject: Fw: GM... (I] Classification: For internal use only Good Morning Lisa- Please see pg. 2 of the attached. It shows that theres an open delivery for Epstein? Just want to see if you need me to do anything. Thank you, Vahe Forwarded by vahe on 10/09/2013 09:19 AM From: Jeannette sutherland/db/dbcom To: Christo her Donald Vahe Cc: Zbynek Date: 10/09/2013 09:16 AM subject: GM... [I) Classification: For internal use only Jeannette Sutherland Deutsche Bank Securities Inc. 345 Park Avenue - 14th FL New York. NY 10154 is m contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the e-mail from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029145 CONFIDENTIAL SONY GM_00175329 EFTA01344058

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Subject: Re: Fw: Epstein - Assets to transfer [C] From: Vahe Stepanian ‹ > Date: Mon, 02 Dec 2013 10:22:42 -0500 To: Cc: Amanda Kirby Lisa D Hurd Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40

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Thanks Caroline. Am glad it went well. Kudos to paul for bringing over the

DOJ EFTA Data Set 10 document EFTA01345023

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