I.P. Morgan Online - Positions

I.P. Morgan Online - Positions Positions 5tre_tc- p 9/12/13 11:35AM r ram VNw Derlvallves OV-A004 M.)409/11,2013 I Change 0 Show (As Awn tuns A end Ail Caerendes - O VAN) Tax lcts Total Vitus Unmixed Gon/Loen Accruai Income Em, Annual Income Cash & Sweep -$86.160,615A3 42.11$4.396.55 088232829 53583,506.45 2,174,71218 Ossallon JPMORGAN CHASE 6 CO 79% PFD STK APR 30 2049 DTD 0403/2008 GENERAL MO ORS CO CV FPO B ALLY FINANCIAL INC 8112% SOUTHERN CAL EPSON 6111% DEC 31 2040 OID 01,17,2012 ROYAL BANK SCOTLAND GROUP PLC MR NON- eumuLAilvE SERVICSAASTER COMPANY FE8 15 2020 DTD 02/13/2012 PETROLEOS DE VENEZUELA S 172% NOV 02 2017 DID 10129/2010 HELD BY EUROMEAlt ISIN BANK OF AMERICA CORP 81/11 PFD STK DEC 29 2049 DID 04/38/2008 US DOLLAR GENERAL ELIO CAP CORP 7.126% DEC 15 2040 DM 06/12/2012 GMAC CAPITAL TRUST1 PM STK 118% KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 08012011 ItSBC CONT BUFF EQ SYSE 06/26/14 80% EKO BARRIER- 414CPN 17% CAP IMGAL LEVEL- 05/24713 SX5E276429 JPM VALUE ADVANTAGE FD - INSTL FUND 1400 SO MARKET PLUS WD CRUDE 0066/14 LNKD TO CL1 78.75% BARRIER- 1016CFN ,UNCAPPED MUTSU. LEVEL-0726/13 CL1:105.80 LLOYDS TSB BANK PLC MTN 9 7/6% DEC 18 2021 DTD 12/16/2011 HELD BY EUROCLEAR ION ININIBBININO SEDOL B7FQXT1 CHASE MOR0IGA IFIrAi NANga CE CoRPOFtAn /1 ?SA / 00100A 11I/A/M17 MTN Otenney PDX' Nee Value calve Yea en) Coat Gain/Loa ON 5,000000.00 110.279 025. 5,51396000 12.0000. 5.498.00695 15,943.05 7190000 60.10 -0.19 3357,10000 -13,49000 3,56505922 -28A6922 12600000 fl ee 0.14 A. 3,377088.00 17,72400 a 2,78224251 505,445.49 3,00,00090 104.486 0.06 a 3,134.5601:0 2.62000 3012849.17 11290023 3000,000.00 103A02 407. 3,1020.3.00 -201000 3247,500.00 -14594000 nomomo 2204 4.31 7.74090.0 -3720000 2,924,400.00 -163000.00 2,600,030.00 96177 COO . 291492600 112500. 2,665025.00 -261,20000 2,5843,000.00 91.80 090. 2250,000.00 22880.00 a 2262.750.00 32,280.00 2,00000000 100.979 026 a 2,199,510.00 6.040.00 2,081,180.68 11809924 7 2,179,715.86 1.00 0.045 2,179,715AM 0.0044 2,179,718.85 080 2,000,00000 106.925 OAt 2,17$00000 it.220.00 2,122,916.67 55:4333 80003.00 2254 0.11 a 2.123200.00 8000.00 a 1,88277300 240226.40 2,000,00003 106.00 0.50 a 2,100,000.00 10.00100 a 1.085as:too 133.750.00 2%0,080.00 101.72 0.88 . 2,034,40000 17,200.00 a 2.000,00000 349000 78.700.17 25.08 006 a 2,01907733 4,72225 a 2,000,000.00 19,677,30 2,000,000.00 90,9 -OAS . 1,9119,000.00 -11500.0. 2,003,000.00 -10.203.00 1000,000.00 119.813 4.0S 1,797,10200 43000. 102780000 189,695.00 1128.61297 93.888 0.10 a 1,713,290.08 1,791.94 a 1,518,233.9S 16,016.10 Page 1 a 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029753 CONFIDENTIAL SONY GM_00175937 EFTA01344379