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investment and deposit assets with AWM (not brokerage) are approx S130

DOJ EFTA Data Set 10 document EFTA01344976

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DOJ EFTA Data Set 10 document EFTA01344976

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investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York, Tel. Fax Mobil Email NY, NMLS@ 1046752 10154-0004 <0.CD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential Rv, hi. This is not an easy conversation, and Michael has no brokerage From Joshua Shoshan/db/dbcom To: Rosemary vrablic/db/dbcom@OBAmericaS, Cc: Sean Magee/dbidbcom@DBAmericas, Caroline Kitidis/db/dbcom, [email protected], zbynek Kozelsky/db/dbcom@DBAmericas Date 11/04/2013 10:45 AM Subj Re: Fw: [C] ect: Classification: confidential RV, hi. This is not an easy conversation, and Michael has no brokerage account with us. Please sketch this out for a moment. what are the assets and nature of the business? Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Offi Cell E-Fa Rosemary vrablic---11/04/2013 10:33:26 AM---Classification: Confidential given the significant amount of S Michael and Ben have with us, please CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030996 CONFIDENTIAL SDNY_GM_00177180 EFTA01344976

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investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York, Tel. Fax Mobil Email NY, NMLS@ 1046752 10154-0004 <0.CD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential Rv, hi. This is not a

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345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Fax. (646 259-3273 Mobile Email Original Message From: Rosemary vrablic Sent: 11/05/2013 09:39 AM EST To: chip Packard; Haig Ariyan cc: Caroline Kitidis; Donald Summer; Joshua shoshan; zbynek Kozelsky Subject: allocation [C] Classification: confidential Chip and Haig In addition to Bollag, the only other name that needs allocation consideration is Kurt Butenhoff. Thanks for the attention in both these name

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DOJ EFTA Data Set 10 document EFTA01344967

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