From:

EFTA Document EFTA01350978

Subject: Re: Fw: Epstein - Assets to transfer [C] From: Vahe Stepanian ‹ > Date: Mon, 02 Dec 2013 10:22:42 -0500 To: Cc: Amanda Kirby Lisa D Hurd Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40

From: Vahe Stepanian

EFTA Document EFTA01428256

Subject: FW: Epstein/Southern Financial From: Vahe Stepanian ‹ > Date: Fri, 20 Jan 2017 15:30:33 -0500 To: Stewart Oldfield ‹ > Stew — did this ever happen? Probably worth revisiting. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Thursday, January 05, 2017 12:36 PM To: Charlie Burrows Cc: Bradley Gillin; Cynthia Rodriguez; Vahe Stepanian Subject: Epstein/Southern Financial Let's discuss what to show these guys to get them to move cash to the most efficient place for

EFTA Document EFTA01381464

From: Richard Kahn Sent: 9/1/2017 6:43:27 AM To: Vahe Stepanian CC: Darren Indyke [ ; Stewart OldfieId can you please sell the following positions at market this am. Thank you and please call Darren to confirm. 700 GoDaddy 1000 Santander USA 1500 Twitter 5000 Viacom Richard Kahn HBRK Associates Inc. S7S Lexington Avenue, 4th Floor New York NY 10022 Tel Fax Cel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080458 CONFIDENTIAL SDNY_GM_00226642 EFTA01381464

EFTA Document EFTA01370639

maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. ---Original Message---- From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello

EFTA Document EFTA01454863

From: Molt Sahni Sent: 7/30/20141:59:19 AM To: Nay Gupta CC: Paul MoM Subject: Re: For Approval Ill We need to fix this these are non advisory clients Vinit On 30 Jul 2014, at 06:47, "Nav Gupta" wrote: Classification: For internal use only To keep u in the loop. Tazia still working w/ comp) on language to send JE my s+p idea from last week Tazia Smith --- Original Message -- From: Tazia Smith Sent: 07/29/2014 07:04 PM EDT To: Siri Cowden Cc: Zbynek Kozelsky; Vahe Stepanian;