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efta-efta01356234DOJ Data Set 10CorrespondenceEFTA Document EFTA01356234
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DOJ Data Set 10
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efta-efta01356234
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30 West 72nd
Remediation
COB
Street irvrsvi
MPT FUNDS
Remediation
COB
SIC LTD
(NEW)
Pending with Business
Vanguardia Inversiones SA
Dakota Pacific Global Macro Fund
LLC
Staple Street Global
DA Brazil
DA Venezuela
Ultralat Capital Markets
Anschutz Investment Company
Fox Growth Fund Inc
Niscaly
Black Maple Capital Partners
The Lamia Ventures Corporation
Kind regards,
Remediation
Extension
Extension
NCA
NCA
Refresh
Extension
NCA
NCA
NCA
Remediation
Provided list of
Joe
pending items
Provide list of
Joe
requirements
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Nina Tona Brunetti
Deutsche Bank Wealth Management
institutional Wealth Partners - Business Manager Americas
tkutsdn.
(AincrKas)ild
MI22 (kite Parkway. lacisemillc 11. 3225c.
Tel: +
tiCIELSCheWeil)th COM
#Positive Impact
6,14;2019
6/14/2019
Pending with business to provide
pending items
Client to provide clarification to
AFC question
With business to obtain from client
With business to obtain from client
With business to obtain from client
With business to obtain from client
With business to provide required
info
Pending with business
Pending with business
With business to obtain from client
With business to obtain from client
IWP products and services are intended for and available only to sophisticated, experienced investors
who qualify as "institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the
investment benefits and risks of, and exercising independent judgment in evaluating and determining
whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0041981
SDNY_GM_00 188165
EFTA01356234
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