EFTA Document EFTA01356784

From: Funda Bozkurt Sent: 2/27/2019 11:04:41 AM To: lan Salters CC: Kimberly Hart Subject: FW: Combined KYC list and priorities [I] Attachments: WM clients trading with GM - combined list 02.16.19.xlsb; list checks _ KYC.xlsx Classification: For Internal 1188 only Hi Ian, I sent random 18 clients -where it says "Yes" on the attached file from you - to a friend of mine in Jas to check and here are the results. Please see the second attachment. l am a bit nervous with the results as maybe I am not on board with understanding the difference between fully on boarded vs Full GM KYC. Let's discuss, Thanks, Funda Bozkurt Deutsche Bank Trust Company Americas. IS= From: Ian Salters < Date: February 21, 2019 at 6:13:45 PM EST To: Oliver Esslingen < e.> Cc: Kimberly Hart Steven Mattus < Subject: FW: Combined KYC list and priorities [l] FYI Sent with BlackBerry Work (ti,,ww blackberry cum) Date: Friday. Feb 1 .11 1~ From: Ian Salters To: Olivier Poncet >, Thomas Klemm >, Bill King Oavidc-A Sferrazza MIN 'c: Alastair fvlackinlay - Nina Tona Subject: FW: Combined NI and prionlies Classification: For internal use only FYI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042852 CONFIDENTIAL SDNY GM_00189036 EFTA01356784