EFTA Document EFTA01357611

From: Amanda Kirby Sent: 10/8/2013 1:29:34 PM To: PWMUS AMLKYC CC: Michael Vila Subject: Fw: RDC ALERT - Attachments: pic3251.1.gif; pic30163.gif; Classification: For internal use only ; Andrew Kin ; Andrea Klingenberg Alert 1.pdf; Alert.pdf Hi, The attached alert does pertain to our client. MI was accused as a co-conspirator in a case but was never brought to trig nor ever convicted. she will also never have her own personal account here at DB. The account for which she will be associated is a trust account which names her as a beneficiary. she will have no authority over this account and will not be a client of the bank. Please clear this alert or let me know if you require further information (i.e. trust agreement) Best, Amanda Kirby (Embedded image moved to file: pic32511.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York. 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic30163.gif) Forwarded by Amanda From: PWM To: Cc: PWMUS Date: 10/07/2013 03:52 PM Subject: RDC ALERT - on 10/08/2013 01:25 PM [I] classification: For internal use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044258 CONFIDENTIAL SDNY_GM_00190442 EFTA01357611