EFTA Document EFTA01362384

KYC Print Page I 0 of 19 January 20. 1953) is an American financier and registered sex offender in the United Sates. He worked at Bear Steams early in his career and then formed his own firm, J. Epstein & Co. In 2008. Epstein was convicted of soliciting an underage gin for prostitution, for which he served 13 months in prison. He Wes in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Stearns. In 1976, Epstein started work as an options trader at Bear Stearns where he worked in the special products division. advising high•net• worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, I Epstein 8 Co., managing the assets of clients with more than $1 billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The Limited chain of women's clothing stores. became a wee-known client. Wexner acquired Abercrombie 8 Fitch the following year. In 1992 he convened a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of S. Thomas in the U.S. Virgin Islands. In 2003. Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch. investor Nelson Peitz. media mogul and publisher Mortimer Zudterman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein. a longtime Well Street investor, who paid $55 million. In 2004, Epstein and Zuck rman committed up to $25 million to finance Radar a celebrity and pop culture magazine founded by Maer Roshan. Epstein and Zuckerman were equal partners in the venture. Roshan, as its editor-in-chief, retained a small ownership stake. Presently, Mr. Epstein foun ed Southern Trust Company Inc, a private consulting company that invests the assets of their clients and gets they revenue from th return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their client's assets. Estimated Annual Income (6). 10.000 000 00 EST, —ceo e-tour': a' nves:ao e assets(S): $50 MM • 100 MM Estimated Net Worth($): $500 MM Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country. Est Assets Under Mgt: Institution: Country. Es: Assets Under Mgt: Institution: Country: Es Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc ). One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Gratitude America lid - 00000499760 Type of Entity: IA Foundation/Association 0 Trust 0 Company Purpose of Entity: Private Investment W K Philanthropic/ Charitab e Commercial 0 Partnership • Estate Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: USVI Date of incorporation / registration: 4/25/2012 Volcker Status. Estate or tharitaweiPocantopoic Volcker Flag: No Address (coy. street, post code): 6100 Red Hook Quarter, B3 St. Thomas 00802 United States U.S. TIN/ON: 88-0789697 Provide a description of th entity's organizational structure. its ownership structure and its Top Management For trusts/foundations include information about evocability.settlor and beneficiaries.etc : 501(c)3 foundation. Jeffre Epstein is president. Darren Indyke is treasurer and Erika Kellerhals is Secretary. The signors on this account ere Jeffrey Epstein and Darren Indyke Please indicate how ownership of the legal entity is reflected: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051774 CONFIDENTIAL SDNY_ GM_ 00197958 EFTA01362384