EFTA Document EFTA01362970

From: Nina Tona Sent: Friday, March 02 2018 12:16 PM To: Xavier Avila Davide-A Sferrazza Alastair Mackinla Cc: Martin Zeman Joshua Shosha Billy Obregon Subject: RE: GM KCP Bible - Action Plan - Update I llj Team - Please let me know which clients are of priority so we can start the NCA process. Thank you Nina Tona From: Nina Tona Sent: Wednesday, February 21, 2018 11:30AM To: Xavier Avila Davide-A Sferrazza Mackinlay Cc: Martin Zeman Joshua Shosha Subject: RE: GM KCP Bible - Action Plan - Update I ill Team, Alastair Billy Obregon For all the below clients KYC review date is overdue. Please review and advise if, 1- renew KYC and 2- who will be my contact for Info Team KCP LATAM WM client/ Account Name Armory Fund LDC Renew KYC Review dbur ID KYC Date Y/N Yes Responsible - For Info/0ocs Billy O Banker Responsible - For Contact/CM Nina T Case Manager Corn Starte Need info fr Eduar KCP LATAM Blue Media Investments Inc KCP LATAM Bradwell Commercial Ltd KCP LATAM Drake Aurora Fund KCP LATAM Fratelli Investments Limited Yes Billy 0 Mauricio P Nina T KCP LATAM Inverban KCP LATAM Proaltus Capital I Partners SL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052746 SDNY_GM_00198930 EFTA01362970