EFTA Document EFTA01363001

Cross Currency Swap Trading Deutsche Bank AG. Filiale London CB&S - Markets Winchester House. 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel Mo Em From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimm -H Xu Mathew Ne Akash Malhotra Cc: Joe AglionaMIIIMIll Sal tersMMIIIM>, Nina Tona O Pankaj-A Chopeo, NCAOTC Der Martin Zeman ; Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-El Nu Date: Monk., Apr 16, 2018, 11:56 To: Xavier Avila > Mathew Ncgus , Akash Malhotra Cc: Joe AglionealMIN=I lan Salters <Imelllonalliom>, Nina Tona a, Pankaj-A Chopra , NCAOTCDerivative . Martin Zeman a opala Subject: RE: KYC Breach_SOUTHFINANMD_Southcrn Financial, LLC_FFT Location [I] Classification. For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CMS - Markets CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052791 CONFIDENTIAL SONY GM_00198975 EFTA01363001