EFTA Document EFTA01363011

Marcus Spooner Institutional Treasury Coverage Project Mercury Deutsche Bar* Wi rat Winchester Street. London. EC2N 2D8 Tel. Email From: Nina Tona Sent: 04 Janua 2019 14:19 To: ITC ACO Xavier Avil Jitan Patel Matthew Peckman Oluwase n A ye Cc: Martin Zeman Ian Salters Subject: RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS jlj Classification: For Internal use only Hi Marcus, Leonardo Suare • Shanna Cooke Sameer Lalji Mathew Negus There is an agreement with GM and KCP where WM can be an ACO in GM account. Jitan is aware of this agreement and this account is agreed to be green from a WM perspective and Aziz Anwar has approved the list. Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management Tel. Email KCP products and sennces are intended and available only for persons who ore sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who ore capable of evaluating the strategies, charoctenstics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades ond transactions ore subject ro relevant internal approvals of 085hø its «Pares prior to extortion, and the execution of any transaction a ideo discussed herein is conditional on hour becoming o client of Deutsche Bank Key Client Partners (KCP) products, Investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on o non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the port of 0.99 or any of its affiliates From: Marcus Spooner On Behalf Of ITC ACO Sent: Thursday, January 03, 2019 5:25 AM To: Xavier Avila Leonardo Suarez Matthew Peckman Oluwasegun Ajiboye Sameer Lalji Cc: Nina Tona Jitan Patel Shanna Cooke Martin Zeman Ian Salters CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SIDNY-0052813 CONFIDENTIAL SONY GM_00198997 EFTA01363011