EFTA Document EFTA01363039

EXPERIENCED TEAM Name Richard L. Selvala, Jr. CEO and Co-Founder Portfolio Manager (CYES, VAF, (ES) Curtis F. Brockelman, Jr. President and Co-Founder Chief Risk Officer; Chief Compliance Officer Allan Kennedy, CFA Partner Head of Marketing Michael J. Zigmont, CFA Partner Head of Trading & Research Dennis Davin Partner Co-Portfolio Manager (LSR and PPP) Josh Diva Partner Co-Portfolio Manager (LSR and PPP) Ken Kwalik Managing Director Co Portfolio Manager (PWS and CWS) Tim Knowles Managing Director Co-Portfolio Manager (PWS and CWS) Morton L. Fearey II Managing Director `Title/Responsibility P. Joseph Clough Andrew Payne, CFA Nick Rigby Yirong Li, CFA Josh Jennings Chief Financial Officer Vice President of Marketing and Administration Vice President of Operations Chief Technology Officer Chief InfoirnatIon Officer Andrew Costagliola Associate of Operations Start Education 2008 - 06 Harvard Business School (MBA - 1990); University of Michigan (BS in Mechanical Engineering - 1985) 2008 - 04 Duke University (Economics - 1991) 2009 - 05 Columbia University (MBA. 2000k University of Glasgow (BSc - 1993) - OS Dartmouth College (BA in Engineering Sciences - 1996) - 05 Florida Institute of Technology (B.S. in Bus Adm - 1988) 2008 2013 2013 2016 2016 2015 2015 2011 2013 - 05 University of Chicago (PAS in Financial Mathematics - 1998); University of Wisconsin in Madison (BS in Chem Eng - 1995) - 02 Carnegie Mellon University (BS in Econorrics - 2000) • 05 Duke University (Economics 1999) - 10 Bates College (BA in Psychology - 1988) - 03 Lynchburg College (Accounting 1992) - 07 Washington and Lee University (BA in Economics - 2010) - 03 Ithaca College (BS in Applied PsyCholcigy - 1994) 2013 - CG Columbia University (MBA • 2004); New Jersey Institute of Technology (MS in Ind Eng - 1994); South China University of Technology (BS in Elct Eng 1992) 2015-03 University of Central Florida 2017-01 St John's Unversity (MBA 2005) SUNy Albany (BA in Cornrnunications - 1999) For full biographies and other information, ph:.) WWW.harVeSIVOIMMCOM Previous Firms Credit Suisse; UBS; General Motors Perth Bay Partners; Citigroup Credit Suisse; Morgan Stanley; Accenture Morgan Stanley; Credit Suisse Macquarie Bank; Credit Suisse; Wolverine Trading 11C Attalus Capital; Croft Suisse; Societe Generale Goldman Sachs; Credit Suisse: SLK-Hull Derivatives (GS) Credit Suisse; Tahoe Trading; Sofia Capital Management Westfield Capital Management; Santander Global Advisors; PanAgora Asset Management; State Street RarriuS Capital Group; Zurich Capital Markets; Tudor Investment Corp Los Angeles Clippers 085; NorthCoast Asset Management; Smith Barney Credit Suisse Jeffenes & Company: Actimize: Credit Suisse; Donaldson, Lufkin & Jenrette Credit Suisse; Donaldson, Lufkin & Jenrette CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00199065 DB-SDNY-0052881 EFTA01363039