EFTA Document EFTA01363049

Date: Monday. A r 16. 2018. 11:56 To: Xavier Avila . Mathew Ncgus Akash Malhotra Cc: Joe A hone Ian Salters Nina Tona Cho m NCAOTC Derivatives , Alka Gopala abject: RE: KY(' Breac SOUTHFINAN1vID_Southcm Financial, LLC_FFT Location Ill Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CBSS Markets Winchester House 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel Mobile Email From: Xavier Avila [mailsol l Sent: 16 April 2018 17:55 To: Mathew Ne• s Akash Malhotra Cc: Joe Aglione u alters Pankaj-A Cho i ra NCAOTC Derivatives Zeman A a opa a Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [1] Martin Zeman MO, is it ok to move this trade to London pls? From: Mathew Negus Sent: Monday, April 16 2018 9:03 AM To: X vi r Avil Cc: Chopra Ian Salters Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] kash Malhotra NCAOTC Derivatives ; Alka Gopala Martin Zeman Classification: Classification: For Internal use only I would re-book to London if the desk agrees. Pankaj-A Martin Panki-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052897 SONY GM_00199081 EFTA01363049