EFTA Document EFTA01363065

Part 2 Is the vehicle an operating company which does not own or propose to acquire securities' having a value of 40% or more of the value of its total assets° on an unconsolidated basis? (Please note that the attached client cerdtication5 needs to be provided.) Yes, the entity is an operating company engaged in the business of and a client certification is attached No Part 3 Please contact [email protected] Volcker onboarding approval of this vehicle if you — Did not check any box in Section 1, or — Checked -no" in Section 2. If you either checked any box in Section 1 or checked *yes" in Section 2 and have obtained a client certification, please attest and sign as follows: I attest that the above information is accurate and current and based on inforrnation provided to me by as contact for -K.? en. C:....-- CIC C &gnats., of Cent ReonseeMative ?-tc%t Name of Client Representative Date 3 The meaning or security' in this context is broadty construed and includes, but Is rot limited to, stocks, bonds, other debt instruments, security Mures, as well as any put, call or other option on any security. Value to total assets Is excluding U.S. government securities and cash items. s See end of document for Certification. WM157243 022673.011518 Page 2 of 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052925 CONFIDENTIAL SDNY_GM_00199109 EFTA01363065