EFTA Document EFTA01369553

Case If 131749 ANDREWS R WALKER account* exceeded the Outgoing amount for the month of January 2016. The Outgoing amount exceeded $334,989.74. The Incoming activity was reviewed below: comment (T/411: seenly *trite trOnsaCten 1 count Incoming wire was received on 1/8/2016 from the client's account* at PERSHING in Coureent (TM]: How many INCOMIAG the amount of $43,200.00. transactions? Incoming deposit check was received on 1/13/2016 from JP ACQUISITION III LP (BANK OF AMERICA) in the amount of $940.48. They specialize In buyout investments. (http://vnwr.bloomberg.conVresearch/stocks/private/snapshotasp7privcapId = 3483689) The check details stated "Final distnb from liquidation of partnership". Incoming pre-authorized credit was received on 1/28/2016 in the amount of $930.40. The transaction details stated "XXSOC SEC SSA TREAS 310" Indicating this was a social security payment. A sample of the Outgoing activity of highest dollar amount was reviewed below: Outgoing check was sent 1/6/2016 to JTW LLC WIRTH and CO CUSTOM BUILDERS (DEUTSCfE BANK TRUST CO. AMERICAS) in the amount of $269,471.06. They are construction/custom builders. (httplAimw.wirthandco.com/contact/ ) The check details stated "FinaV80 MW renovations". Outgoing pre-authorized debit was sent 1/8/2016 to AMERICAN EXPRESS in the amount of $25,960.93. They are a credit card company. (wwwamex.com) The transaction details stated "ACH PMT AMEX EPayment". Outgoing wires were sent on 1/5/2016 and 1/26/2016 to the client's external account at WELLS FARGO in the amount of $13,547.50. The wire details stated "TO WELLS FARGO NC ANDREW S R WALKER' Outgoing check was sent 1/27/2016 to the client's external account at CHASE In the amount of $3,750.00. The check details stated the payment was for "CHASE" Outgoing check was sent 1/9/2016 to VCFA GROUP in the amount of $3,096.77. They are a venture capital Investment company. (http://vnvw.vcfa.com/about.html )The check details stated the payment was for "Office renv 01116" Outgoing pre-authorized debit was sent 1/5/2016 to CHUBB & SON in the amount of $2,563.84. This appears to be an Insurance company. (http://www.chubb.com/corporate/chubb11887.html) The transaction details stated PAYMENT CHUBB & SON". Per KYC (paper form), Mr. Walker inherited from his mother, Lucie Andrews Walker, a daughter of Julia DuPont. Julia DuPont was one of 5 daughters of Eugene DuPont, the last senior managing partner of DuPont before it incorporated in 1902. When that happened, he became the first president of the company. ARW Design and Moongale Corp. are funded by Mr. Walker. The account activity does not appear suspicious as is transferring funds between related accounts owned by them, receiving funds from social security/investments and paying insurance fees, investing funds, and other personal expenses. For internal use only Commit (7an): Now many OUTGOING transaatons? Calumet (1144): Reference Standee Instruction on me See STANDING INSTRUCT/3N e11413 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061900 CONFIDENTIAL SDNY_GM_00208084 EFTA01369553