EFTA Document EFTA01370231

Deutsche Bank Compliance Rules List Role Type U;ArDef-ned Scheeled :Scheduled Alert: Case: larePost seder day : Ilicrult. 12 July. 2012 Rale Code Title: Destines Rates SaNeg Ikeecm RACS3 transacnons (for False Neck:* sapling) - u least 2 tcas between 1I and 51000. cornalatt =PDX between S I at $10,000 Der: 2111113C dons. for whack any of the carry perry field is from the lag of RAC $3 craze and cremes alert case at the customer feed. As:insertion ie =hided to the flake's= based oars eiliticatica watt. speraed1732:62Cl103 types (ii17. a spec:£ed arm prod (with). fie 'adman:: amour u m a spctded nap 0141,0001 sad the cumulative :mount of al: the uaasxticas ($1-t10,000) meeting these coastratats ism a spe“Eed nage and the cumulate count is not less than the specthed cost {2) Used for Pike titmare Sarerag Actn-ty Pad. W.S. Medi. Qurrer. Senn-Atme. Alert or Case Blank-Use Due Ammeters = Wet Sandal* Dux fay Lookteck KNI.D1>CCFY. iLete Prod Eva, Twit Blank Duthie role or Reset parer aft mle etecases)= Stbedale Free End Da for Lookteck lis.f.DD CM" (Len Pend ECaak Disable nit or Reset penmen after :We antes) = • Mourn' inmate cuss=- \tannin mthreal masa= 3.M0CI 00' .vnxianant cs£rtsinal tartsaczat =ova For no tn~n.+,t me = '00° c'e Mulmaaa am...opted =snot emote = 'LOC Natal= sweated onsacto ear For no Da=sys -: = 5o9? Last of Risk Classes apanted by comma. Use -ALL- for All = %ALL- List of Custccoer Types separmed by comma Use List of Accost Twee separated by roan Use -ALL- for All = Last of Act may types (separated by comae Use -ALL- fa All. = Last of Centre settled by coma Use-ALL for AB = 'AXALDA1AQ,BILBBBM.BV.BR_BWXC,10X13 40.2-17.11',CX.CC.fiR.DXSI:.EB,F8J0F7,1*,TE .0D,GRIGCLEMALQW,lE.00.QU.QT.XVilLE.WL S.LTLITAILLYTDAQSNAXLANXP.N.7.11P,RiLlt Q5ELLCPSVAISRK,a OSSLS2.7W2CELQN.TC.T V.ALAEO.UKVVY.A.VAIN3)CRWF Receive or Per. I Sac Rearm 2 for heat 3 for Bolt eel' Last of Babas seared by coama. Use -ALL- fa Last of Dermas separend by comma Use -ALL fa AB ='-AIL- Cash or non-Cask I 5:c Cash. 0 for Wrath, for both am Alert Weekly Posy-E0D Weekly worn 4` Cm. n04 ' ,Co. ••••••nt db.comit 9 Dap 6 of 14 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062894 CONFIDENTIAL SDNY_GM_00209078 EFTA01370231