EFTA Document EFTA01370235

Deutsche Bank Compliance Rules List Role Type : UserDefined Scheduled :Scheduled Alert r Case : Pre/Post end of day : Thursday. 12 July. 201: Rale Code Tide: Dem-Sperm Parasites Detects a single Onetime sending trams tons wane a more Beneficiaries (monthly) Detects a smgle Originator sets transactions to one a more Beneficiaries. A transaction is included m the evaluation bawd cc its qualification with. specified transaction types (9230 - outgoing wire). a specified time period (moods). the mount exceeds a cermin amount (any). and the cuuslative amount of all die transactions mew these constraints is wits. a specified range ($100k-25Ck)..Mtist scclude at least 6 asmactions. Amity pens& Week. MC. Q anc. Semiansre. if Alert or Case Blank-Use Date Parameters =Meath' Schedule Stan Date fix Looktack 2.Z1.12O Car. tiLeave Penod Evil nine Mink. Disable mle or Reset perimeter it. mle stares) = " Schedulers-el Earl Date for Lookback MILDDCCVY (Leave Penod Blank. Disable rule or Reset parameter after mle executes) a" Stmornins Timsaction corms ='6 Maamum indnichul transaction amount = Maria= Milindiul transaces amount. For no rosin:ran use -1 = Maim= aggrepte.d nansaction amount. =100= Marciaimn aggrepted transaction amount. For no ranamorn use -1 ='250000' Lis: of Risk Classes separatedby comma. Use -ALL- for List of Customer Types separated by comma. Use 63c All. a '-ALL-' LIE of Account Types separated by comma Use -ALL- for All a'-ALL--' List of Activity Types separated by cot= Use -ALL- for All a '9230' List of Commies separated by comma Use -ALL- for %ALL= Rice, or Pay. 1 for Receive. 2 for Payment. 3 for Both = List of Branches separated by comma. Use -ALL- for All ='-AIL' List of Departments separated by comma Use -ALL- for All = Cash or no Cash. 1 for Cash. 0 for None-ash. 2 for both a '2' Alert Monthly Post-EOD Monthly MINE= Catinila 4....min Page 10 of /4 http:/. db.com// 13 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062898 CONFIDENTIAL SDNY_GM_00209082 EFTA01370235