EFTA Document EFTA01370281

Deutsche Bank US PWM Prime Alert Volumes • Total number of alerts generated in June 2014 is 617. • Total number of alerts to be researched for June 2014 is 463, which is 75% of the total number generated that month. • Alert reviews for June 2014 is 30.4% more than the June 2013 volume. US PWM Prime Alerts 1 000 400 800 700 600 SOO 400 • I I I I I I I 1 300 200 100 - km. Aug Stv 0(1 Ho- Iec Jan let Elm 0pt May- fun 141.11 11 B V 13 1' 13 14 14 14 14 14 II ■3olaa4e11. 524 668 511 511 255 545 862 591 o01 (4/3 594 617 :skit,p4-se44<k“.1 '55 425 314 V7 502 144 609 41i 406 451 569 41R 401 US PWM Actimize Alert Volumes • Total number of alerts generated in June 2014 is 351. • Total number of alerts to be researched for June 2014 is 308, which is 88% of the total number generated that month. Alert reviews for June 2014 is 39% more than June 2013 volume. hve AukAuk Sep lull: 11 15 15 uleul *11% 10 WS /81 171 tint, Ketnuilted Ill 290 212 114 6 For internal use only US PWM Actimize Alerts 'OKI ISO VW 350 iL ISO t1 i 1 1 100 I Lbr I I I Apt Ma, hm 300 14 14 14 14 2 75 365 11/ 51 211 SB /39 lug MI Ilo. ( 4, 1m !I B O 1 , 14 /S? ).11 147 194 153 /49 '40 379 1/0 117 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062952 CONFIDENTIAL SDNY_GM_00209136 EFTA01370281