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efta-efta01370446DOJ Data Set 10CorrespondenceEFTA Document EFTA01370446
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Investment Process: Investing and Portfolio Monitoring
The Portfolio Advisor will primarily pursue a hold-to-maturity strategy'
Origination
Due Diligence Process
Maximize Value
Seek to optimize value from investments through
OID and other fee events during the life of the
investment
Minimize Risk
• Review investment performance quarterly, update
investment outlook, communicate with borrower
management
• Monitor wider market themes and sector trends.
assess impact on the Issuers Portfolio
Manage within Investment Guidelines
• Monitor Portfolio and assc:ss
,flveslments for
pro forma compliance with the Issuers Investment
Guidelines
Investing and Portfolio
Monitoring
Optimize Invested Tenor
• Structure and purchase investments within tenor
beyond the Reinvestment Period of the Issuer
• Negotiate prepayment protection where possible
(1) Strategy is indicative and subject to adaptation and change in particular contexts.
For illustrative purposes only.
Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity
March 2018
36
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0063254
CONFIDENTIAL
SDNY_GM_00209438
EFTA01370446
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