EFTA Document EFTA01370937

From: Nina-X Nevidzanska Sent: Friday, July 27, 2018 11:07 AM To: Stewart Oldfield Cc: Alison Sinicropi Subject: FW: DB tech conference - Sep. 12/13 Las Vegas (I) Hi Stew, Alison and I are again centralizing the list of all WM guests going to the Tech conference. I see you invited Alan Resnikoff from Shamrock. Anyone else? Please note that there are a few important changes to the registration this year: With the enforced KYC processes in place, going forward, the prospective Clients/non•onboarded guests, will have to attest to the attached waiver. This isn't applicable for on-boarded clients. Alison Sinicropi and I will be happy to help with the actual online registration with coordination with the Events team, as guests who aren't on-boarded in registration system won't be able to register freely. Also please note that special programming/social evening events are still TBD and would be only open to the select guests. We will keep you posted as they shape out. Thanks a lot Nina Kind regards z Nina Nevidzanska Deutsche Bank Corporate Finance Partnership - Americas 60 Wall Street, New York, NY 10005 From: Edward Carlstrom Sent: Tuesday, July 24, 2018 2:32 PM To: Stewart Oldfield Cc: Harris Winters Subject: RE: DB tech conference - Sep. 12/13 las Vegas III Stew — you can send this one out. It's approved to use with clients. From: Stewart Oldfield Sent: Monday, July 23, 2018 1:15 PM To: Edward Carlstrom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064040 CONFIDENTIAL SDNY_GM_00210224 EFTA01370937