EFTA Document EFTA01373304

11/30/2017 12/4/2017 BUY 1.400 0000 TR 2250000000 41100.00 000 000 050 614.25 12/6/2017 12/8/2017 BUY 1400.0060 BBG 506000000 17.00000 000 000 US0 433.50 1242/2017 12/15/2017 BUY 1.700.0060 AXL 17.060:0000 .26.900X10 0.00 0.03 USD 5500 12/21/2017 12/26/2017 BUY 1200.0060 LX 9%000000 -10.apozo 0.00 000 USD 453.60 140/2018 1.42/2018 BUY 4.900.0000 NEBUU 10.00300000 -49.00000 000 000 USD 490.00 142/20/8 1/17/2015 BUY 5.200.0060 EAGLU 10 06000000 -5'.000.00 000 000 050 520.00 1/19/2018 1/21/2018 BUY 20.000.00® ADT 1404:C00000 -260.000.00 OM 000 USD 6.300.00 1/2412018 1/26/2015 BUY 5.9000000 PAGS 21.50:00000 .1a585000 0.00 000 USD 2.653135 1/24/2018 1/6/2015 BUY 5.900.00® PAGS 215000001 12485000 0.00 0.00 1350 266315 1/24/2018 1/26/2018 BUY .5.gootoco PAGS 21.56000000 1.%.85000 coo 000 USD 2,66315 1/5/2018 1129/2018 BUY 2.3000060 ATNX 15.25000000 36.07500 0.00 000 USD 126270 1/25/2018 1/29/20/.8 BUY 1.6000060 TES 1906000000 30.400 00 0.00 000 USD 91200 1/26/2018 1/30/2015 BUY 3.100.0000 AGS 16.0000001 49,60000 0.00 003 USD 775560 2/1/2018 2/5/2015 BUY 4.000.0060 Cl 20.06000000 ®00000 0.00 000 USD 640.00 2/9/2018 241/2018 BUY 1000.0060 FICAN 5.50000000 -1650000 0.03 000 1150 594.00 246/2018 2/21/2015 BUY 4,800.0000 C4BHU 10.00000000 -45.03000 000 000 050 576.00 246/2018 2/21/2018 BUY 6.600,001 CO.4 25.55000000 -165.63000 0.00 0.03 USD 660.03 2/25/2018 1/2/2018 BUY 7,900.0000 BEd) 1900000000 .150.10000 0.00 000 USD 3.60240 2/28/2018 3/2/2015 BUY 1.400.001 NM114 19.75030000 27.650® 0.00 0.00 U50 82950 KM SELLS 9/28/2017 10/2/2017 SELL .1,300.0060 1CR 1745000000 150.00 6.53 L150 000 10/5/2017 10/10/2017 SELL 256.00 .6,400.0060 PQG 17.54003000 1212za2: 45. 41 803 USD 0.00 10/13/2017 10/17/2017 SELL .2.700.00® REVG 27.25000000 108.00 0.00 1049/2017 10/26/2017 10/23/2017 10/30/2017 SELL SELL .6.000.0000 .4.300.0060 140SCU BPNIP 1015000000 17 29570000 i41.,-00 01.o 77:51715.:: 24000 17200 71.7:1 USD USD VSD 0.00 0.00 1026/20/7 10/3012017 SELL •700.0060 FICIA 28.64000000 20.026 OC 50.00 647 050 0.00 11/1/2017 11/3/2017 SELL .3.200.0060 TR 17.191190® 61501181 128.00 723 USD 000 11/1/2017 11/112017 SELL 8.500.0060 TM 11.40300000 *.9%00 340.00 824 USD 0.00 11/9/2017 11/7/2017 SELL 7.400,0000 9.04480000 21 507 S: 96.00 6.51 USD 000 11.AI/2017 11/10/2017 SELL 8,200.0000 430 17.62652000 114.637 4, 3211. 00 9 34 USD 0.00 11/9/2017 11/11/2017 SELL •700.0060 SRO 149010000 S913.7.. saw 6.14 USD 0.00 1146/2017 11/20/2017 SELL -000.0000 GC/ 27.92316000 24, 36 .." 50.00 652 USD 0.00 11/16/2017 11/20/2017 SELL .700.0000 ELD 34.56000000 2:1.4c 134-.4.4 .Y_ 50.00 6.56 USD 0.00 1147/2017 11/21/017 SELL -800.00:0 PSCO 15.0:010000 5000 628 USD 0.03 1121/20/7 11/24/2017 SELL •2.000 0060 PCTY 48 01460000 960.2.4..,:' 5000 522 050 0.00 11/30/2017 12/4/2017 SELL 0,600001TN 1446070000 64.S00. DM.® 7..54 USD 0.00 11/30/2017 12/4/2017 SELL 1.400.0000 TR 21.92071000 306S$ 56. 00 67 ...r: 1 050 0.00 12/612017 124/2017 SELL 1.800.00® SGH 27.80180000 50046 64 7200 7 16 USD 0.00 1.2/13/2017 12/15/2017 SELL 1.700,0000 1725000000 J7 31!..x 68,00 6.69 USD 0.00 12/11/2017 12/26/2017 SELL •1.200.0060 IX 11.94833000 /.1.3160, 50.00 634 USD 0.00 1/11/2018 146/2018 SELL -A900.0060 NEBUU 10.06000000 49.234(Y 196.00 7.14 VSD 0.00 1/12/2018 1/17/2015 SELL .5.200.0000 EAGLU 10.050000043 !..:2E00%, 208.00 721 USD 0.00 1119/2018 1123/2018 SELL .3100.0000 BOG 5.07500000 17255® 136.00 6.40 USD 0.00 1/22/018 1/2412018 SELL -10000.0000 SOT 11.43241003 1L4 ?4 ,.... 400330 USD 0.03 1/22/2018 1./412018 SELL 10.000 OCCO MDT 1150300000 1t l:.(V0.0'..: 400. 00 82655 6 USD 0.00 Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067412 CONFIDENTIAL SDNY_GM_00213596 EFTA01373304