EFTA Document EFTA01373579

The first 3 below were not part of the debt trading outreach. Do you recall how you were made aware that trading wishes to keep? The person in the bottom one doesn't exist in the directory so I'll need to ask around in the even they've left. William Beaumont Hospital Proven Wealth limited Southern Financial, 1.1C Tradition SEF, Inc. Thanks Chris From: Isabel-A Gonzalez Sent: 31 January 2017 17:49 To: Christopher Whyton Subject: Remediation 2015-2016_ ACO queries.xlsx Hi Chris, Adrienne Coyle Vahe Stepanian Olivier Pariente - TCG As requested please find attached the names and below the statuses to be investigated: • Internal entities —These accounts require remediation AND an ACO to sign off the remediation. o Can we off-board these? o If not, please provide an the ACO or get confirmation from AFC/ COB these account don't require ACO attestation • Data Issues — idem • CIB Claimed — These have been deemed off-boards unless you can find an ACO or say otherwise Thanks. Kind regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067840 CONFIDENTIAL SDNY_GM_00214024 EFTA01373579