EFTA Document EFTA01373704

From: Andrew Gallivan Sent: 8/19/2016 8:22:50 AM To: Vaishali-P Mehta CC: Mark Gonzalez ; Stewart Oldfield ; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, August 18, 2016 5:30 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Good Evening Andrew, Could you please review the below ACUs and provide your approval ? Regards, Vaishali Mehta Head of Anti-Money Latsdering Business Risk Deutsche Bark Wealth Management 101 ite 2400. San Francisco, CA USA Tel. Mobile Email From: Vaishali-P Mehta Sent: Wednesday, July 27, 2016 12:58 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: MD approval required for ACUs completed for High Risk Clients [I] Classification: For internal use only Good afternoon Andrew, Based on new procedures, your approval is required for the following ACU's completed for High Risk Clients that were submitted this month for the below clients: Please let me know if you have any questions. Customer Owner GCIS Customer MD Number Customer Name Annual Client A19. Update: A15. Client Status A16. A17. A17. Update CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0068023 SDNY_GM_00214207 EFTA01373704