EFTA Document EFTA01373715

60 Wall Street, New York, NY 10005-2836 Tel: E-mail: PusiftoV Peepost From: Carlos-A Garcia Sent: Tuesday, December 23, 2014 8:15 AM To: Wayne Salit Cc: Carlos-A Garcia; Dmitri Saks Subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Wayne, From the information listed below, it appears that Courteney B Formal is the head for this request. Kind regards, Carlos Garcia From: Carlos-A Garcia On Behalf Of US-CB S-AML Sent: Tuesday, December 23, 2014 8:13 AM To: Carlos-A Garcia Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only --- Forwarded by Carlos-A Garcia/dbldbcom on 12/23/2014 08:12 AM — From. Courteney B Fornalklb/dbcomeDBCOEX To. Anastasia Pringle/dbldbcom. US-CB S-AMUdb/dbcom€DBAMERICAS, Mark Whymanklb/dbcom. Cc. Ged Accourt-Opening/db/dbcorrwaDISAmericas. Manllcandan Mcralidharan/dbklbcom@DSAPAC Date: 12/22/2014 05:42 PM Subject Re: EDD package for the RID ORB-120502 LKYCUS-3443 Party name : Southern Financial LLC [II Classification: For Internal Use Only Anastasia, that would be me. What is the issue? https:fiederivatiyes.db.comistatiadisclaimer.html From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CB S-AML; Courteney B Fornal; Mark Whyman CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068039 CONFIDENTIAL SDNY_GM_00214223 EFTA01373715