EFTA Document EFTA01373888

TO: Cc: Dab: Subject: Margkandan 12/22/2014 10:43AM RE: EDD package Par the RID: ONB-120902 UCYCUS-3443 Party name : Southern Financial LW III Classification: For Internal use only Good morning, Do we have an update on the below request. Thanks z Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 502 Suite 50D, 32256 Jacksonville, FL: USA Tel. Fax Email Please send all GED rated mails to: Ged account-openingebdb corn Pncir:^ hr Peipmn From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Friday, December 19, 2014 3:03 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Anastasia, The case has been submitted to the next level of approval. Thank you, US CB&S AML Compliance AML Compliance Deutsche Bank Securities Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068307 CONFIDENTIAL SDNY_GM_002 14491 EFTA01373888