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efta-efta01380054DOJ Data Set 10CorrespondenceEFTA Document EFTA01380054
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Good Morning Richard and Tazia,
In the event you still care in Rothschild, volumes
continue to be around its average of 15,000 shares a
day over the past week, but a few local houses have
advertised sizeable volume that has not been reflected
on the tape.
ODDO secutities has been advertising crossing and
trading stock for the past week and EXANE has
advertised trading over 100,000 shares in the same time
period.
The stock has been in a range of 28 - 28.20 EUR and
we would still be happy to work an order for you if it
helps.
Best regards,
Delores Rubin
<image001.gif>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
-
New York. NY, USA
From: Delores Rubin
Sent: Wednesday, May 24, 2017 8:32 AM
To: Tazia Smith ‹
; 'Richard Kahn'
; Vahe
Stepanian VmmINS>;
Matt Glassman
<1.11.1S
,; Davide-A Sferrazza
Subject: RE: Rothschild [CI
Classification: Confidential
Good Morning Richard,
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions
in the past 6 months. These institutions, if they have
something to do would care on the type of size you
would like to trade. Our trader would like the opportunity
to inquiry if they care, but to be blunt, it is unreasonable
to try to open them up without an idea of whether we are
a buyer or a seller.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0078151
CONFIDENTIAL
SDNY_GM_00224335
EFTA01380054
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