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efta-efta01381812DOJ Data Set 10CorrespondenceEFTA Document EFTA01381812
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Classification: Confidential
Hello Richard,
We are unable to make a market in that size and as I
stated last week without knowing if you are a Buyer or
Seller we would not get a response from any of
institutional clients we know care in the name.
If you have an ultimate limit on either side, we could
work an order for you.
Best regards,
Delores Rubin
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Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
From: Richard Kahn (mailto
Sent: Tuesday, May 30, 2017 8:22 AM
To: Delores Rubin <
Cc: Tazia Smith
Stewart Oldfield
; Vahe Stepanian
; Matt Glassman
; Davide-A Sferrazza
Subject: Re: Rothschild [CI
Thanks you for update. Any indication where a
100,000 share block can be crossed? Please advise.
Thank you.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phone
Fax
Cell
On Ma 30, 2017, at 8:14 AM, Delores Rubin
wrote:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0080977
CONFIDENTIAL
SDNY_GM_00227161
EFTA01381812
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