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efta-efta01381814DOJ Data Set 10Correspondence

EFTA Document EFTA01381814

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DOJ Data Set 10
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efta-efta01381814
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EFTA Disclosure
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Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. Best regards, Delores Rubin <image0014f> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154.0004 New York, NY, USA Tel. Email From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin Oldfield < Vahe Ste • anian >; Stewart >; Matt Glassman Davide-A Sferrazza <davide- Subject: RE: Rothschild [C] Classification: Confidential >; Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0080979 CONFIDENTIAL SDNY_GM_00227163 EFTA01381814

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