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efta-efta01381814DOJ Data Set 10CorrespondenceEFTA Document EFTA01381814
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Very little activity so far today on
Rothschild.
Our trader had working orders from two
large institutions in the past 6
months. These institutions, if they have
something to do would care on the type
of size you would like to trade. Our
trader would like the opportunity to
inquiry if they care, but to be blunt, it is
unreasonable to try to open them up
without an idea of whether we are a
buyer or a seller.
DB would be happy to work an order for
you using all of our institutional
capabilities.
Thank you.
Best regards,
Delores Rubin
<image0014f>
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154.0004 New York, NY,
USA
Tel.
Email
From: Tazia Smith
Sent: Tuesday, May 23, 2017 2:41 PM
To: Richard Kahn
Cc: Delores Rubin
Oldfield <
Vahe Ste • anian
>; Stewart
>; Matt
Glassman
Davide-A Sferrazza <davide-
Subject: RE: Rothschild [C]
Classification: Confidential
>;
Thanks Rich.
No market on 100k that we're in touch
with (DB or agent). Delores will work
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0080979
CONFIDENTIAL
SDNY_GM_00227163
EFTA01381814
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