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efta-efta01381816DOJ Data Set 10CorrespondenceEFTA Document EFTA01381816
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
DB did trade small
today, 3,000 shares,
split between High
Touch and Low Touch
which is usually the
case for this name. The
big International
houses generally see
Low Touch business,
where the boutique
houses dominate the
High Touch. DB has
good relationship with
many of these boutique
shops that work High
Touch orders (as yours
would be), so let us
know if you'd like to
discuss further per my
prior note about
working smaller size.
Speak Soon,
Tazi
Cell:
From: Tazia Smith
Sent: Tuesday, May 23,
2017 6:19 AM
To: Delores Rubin;
'Richard Kahn'
Cc: Stewart Oldfield;
Vahe Stepanian; Matt
Glassman
Subject: RE:
Rothschild [C]
Rich - Just tried
calling you. Please
call Delores directly if
you have follow
•
t
As team relayed, DB
isn't (nor are we in
touch with as agent) a
marker maker on a
full 100k shares. But,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0080981
CONFIDENTIAL
SDNY_GM_00227165
EFTA01381816
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