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efta-efta01381816DOJ Data Set 10Correspondence

EFTA Document EFTA01381816

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DOJ Data Set 10
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efta-efta01381816
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EFTA Disclosure
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DB did trade small today, 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazi Cell: From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Rich - Just tried calling you. Please call Delores directly if you have follow t As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080981 CONFIDENTIAL SDNY_GM_00227165 EFTA01381816

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