EFTA Document EFTA01383478

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedu e of Rea zed Gans and Losses Curren Period (continued) February 1,2019 - February 28,2019 SOUTHERN FINANCIAL LLC When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal payd owns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. R Reportable Income - This adjustment is the deferred market discount on a disposed fax lot from the Original Settle Date. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. A essages Although a money market mutual fund seeks to preserve the value of your investment at 51 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10 (b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Int=a121r I Securities Credits This This Period DebitsThis Period Net ThisPetiod Credits YeaMo•Date Debits Yen-to-Dale Net Yen-to-Dale Securities Bought 0.00 -48.47 -48.47 0.00 -48.47 -48.47 Securities Sold 14,106,029.24 0.00 14,106,029.24 14,106,029.24 0.00 14,106,029.24 Securdies Withdrawn 0.00 -71,198,985.15 41,198,985.75 0.00 -71,198,985.75 -71,198,985.75 Sociales Deposited 27,246,630.00 0.00 27,246,630.00 27,246,630.00 0.00 27,246,630.00 Total Securities $41,352,659.24 471,199,034.22 429,846,374.98 $41,352,659.24 471,199,034.22 429,846,374.98 Dividends and Interest $454,777.41 $0.00 $454,777.41 $665,094.45 $0.00 $665,094.45 Distributions $147,367.92 $0.00 $147,367.92 $141,367.92 $0.00 $147.367.92 Aoxt rt Number CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless ARC AlOul t -00iweet 4 Page 9 of Rated [welled Every Year Since 2007 070BAR RATIO COMPAVNICA71076 EXCELLENCE MISR through Penabos UM. • wholly awed subsifurey of The Bakal Ni. Yore Make Comeration (INY Mellen) PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0083186 SDNY_GM_00229370 EFTA01383478