EFTA Document EFTA01384036

KYC Print Page 1 of 17 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01121718 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP Booking Center: New York Relationship Manager: Paul Mont Relationship to PWM: F New PWM Relationship r Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: New personal checking and money market for Jeffrey Epstein. This s an update of approved KYC 001082293 where Jeffrey has already been approved. How Was the Client(s) Introduced? How long has the RM personally known the client? F Client Referral 17 RM Prospect F Intermediary/FIM F Other Source (CM, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein was a client of Paurs at .1P Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his hinds over to JPMorgan Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? F Yes F No (It- yes oresaibe). list all existing and new accounts involved in this relationship legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 F Southern Financial, LLC 8/19/2013 2 F Southern Financial, LLC 8/19/2013 3 r Southern Trust Company, Inc. 8/19/2013 4 F. Southern Trust Company, Inc. 8/19/2013 5 F Jeffrey Epstein 9/11/2013 6 F Jeffrey Epstein 9/11/2013 Who i the primary ontact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Jeffrey Epstein Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved https://na4.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084013 CONFIDENTIAL SDNY_GM_00230197 EFTA01384036