EFTA Document EFTA01384209

The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 13 99 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail OMe Sweep Money Market Fund CASH AC TRDWSGOVT & AG INSTL Current Yield: 2.30% Activity Ending: 01 31119 01/01/19 Opening Balance 01/11/19 Deposit 01115/19 Deposit 01/29/19 Withdrawal 01131/19_ ...latgesit 01/31119 Closing Balance Total All Money Market Funds Activity Type Desaiption Amount Balance Income and Expense Summary MONEY FUND PURCHASE MONEY FUND PURCHASE MONEY FUND REDEMPTION INCOM EREIN VEST 6,810.54 602.80 113196.51 -120,000.00 113.40 6.810 54 741334 121.309 85 1.309 85 1.42325 $1,423.25 $1,423.25 Current Period Tuttle Non Taxable Dividend Income Equities Money Market Total Dividends, Interest, Income and Expenses Portfolio HoIdings 802.80 113.40 $716.20 0.00 0.00 $0.00 Yeer4oMe Taxable Non Taxable 602.80 113.40 $716.20 0.00 0.00 50.00 Account Activity Opening Opening Date Quantity Number Ending Balance CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio Money Market CASH AC TR OWS GOVT 8 AG INSTL 01/01/19 1,423.250 N/A 01/31/19 6.810 54 1 423.25 0 00 11340 230": 1 Total Money Market $6.810 54 $1 42325 $0.00 $113 40 TOTAL CASH MONEY FUNDS. AND BANK DEPOSITS $6.810 54 S1 423.25 $0.00 $11340 Closing Balance Awued Income Income This Year 30-Dey Current Yield Yield Account Number rcsu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 2 of 8 Go paperless smont4IllNOW Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. a wholly owed subsidurey of The Bakal Ni. Yort Mellon Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0084287 SDNY_GM_002304 71 EFTA01384209