EFTA Document EFTA01384340

k m, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East. Mumbai - 400063 .1ndia From: Stewart Oldfield Sent: Wednesday. September 26. 2018 1:36 AM To: Vijay-A Sawant Cc: Bradley Gillin Richard larossi Subject: Southern Financial Vijay. Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following upon? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 145 P rk v 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084467 CONFIDENTIAL SONY GM_00230651 EFTA01384340