EFTA Document EFTA01384503

From: Sent: Nathaniel Morgan 5/1/2018 5:51:31 To: Stewart Old CC: Andrew Kin • William-M Fin Subject: RE: SOF IV n Attachments: Oldfield - Glendower AIS Info.xlsm Classification: Confidential Hi Stew, I've attached the form for the clients in red. Since everyone appears to be in DB force, we don't need the addresses and all that jazz. Just need the standard Suitability/Asset Allocation info, as well as phone ti's and emails if you have them. Thanks, Nate Name AIS Info on File Aspen Grove Bright Dimensional Dorrance Epstein/Southern Financial Everwatch Forrestal Georgetown Gerschel Highlander Illig Ironsides Nicholas Shamrock Slome Third Lake Tisch Warren BBR Ford Pacific Life Willett Annandale Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes No No No No No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084749 CONFIDENTIAL SDNY_GM_00230933 EFTA01384503