EFTA Document EFTA01385113

Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mo Em Securities offered through Deutsche Bank Securities Inc. From: Rich iarossi Sent: Wednesday, August 03, 2016 11:32 AM To: Stewart Oldfield Subject: Monthly Annual Client Update Reports [I] Classification: For Internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 8/25/2016 Stewart Oldfield NM SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC Kind regards, Rich larossi Rich larossi Deutsche Bank Wealth Management 60 York. NY. USA Tel Em CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086115 CONFIDENTIAL SDNY_GM_00232299 EFTA01385113