Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Stewart Oldfield
Sent:
3/25/201911:46:16 AM
To:
Sarah Rafferty
Subject:
RE: Frieze Invite for Preview [I]
Classification: For Internal ens only
Is there a way to align the text and invite to the left of an email? Looks strange if I want to write them a note above the
invite language.
Thanks
Classification: For Internal use only
Hi Stewart, Attached is the invite for the Frieze Preview for you to send to your approved nominees listed below. Please double-click
on the attachment and it will open into a new email to send direct — no pasting or forwarding needed. The invite is not yet available
for the reception — should have it by next week. In the meantime, if you want to send this one and add a comment about the
celebration reception on the evening of Tuesday, April 30, please feel free.
Please note. we are following the same process as last year — as long as your invitees meet the criteria outlined below, you may extend
the invitation without securing pre-approval in the compliance system. If the client accepts, you will then be required to log in to
Compliance using ID 6C73 in the amount of $430 pp for the Reception and Preview and ID 6C77 in the amount of $230 for the
Preview ticket. Feel free to click on the registration link yourself so you sec what your client is receiving — all details on the Fair, our
lounge. etc. If you have any questions, just let me know. Thanks.
Criteria:
•
Invitees should be limited to the wealth management client (or prospect) and/or their family members
•
No sensitive counterparts (including public officials. regulatory agencies. etc.
•
DB payment of client travel & accommodation is not permitted
•
Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount
have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB).
•
Prospective business is ok — general relationship building.
If your list below meets the above criteria, you may extend the invitation for them to join us on one day during the Fair. If you have
any questions or concerns regarding the above criteria. please contact abc.iaxtrdb.com directly. Thanks.
Also. please note we have a few groups coming in to the Lounge:
Intermediaries/COI on Thursday from 4-7pm hosted by Sam Petrucci and Jacqui Valouch
NcxtGcn on Friday - will have lunch and roundtable discussion starting with lunch at 345 Park followed by a trip to the Fair
Keep this in mind if any of these fall into your current list. Invites for these events will be available by early next week.
Last thing to note is — to avoid potential conflicts with the PCS protected list, please check the names in DB Force. Thanks.
Region
• • ,
invitee
Invitee
First name
last E3.:::.
Invitee
itee
!!
DB nominator 1
,:outact
S - NCNS
Wed
or
Pitt
2
Rudy
Sahay
54 Madison
CEO
Stewart Oldtield
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0090164
SDNY GM_00236348
EFTA01387465