EFTA Document EFTA01387495

Thanks From: Vijay-A Sawant Sect: Wednesday. July 04 0 8 9. 5 f To: Stewart Oldfield Cc: Bradley Gitlin Subject: Assistance Required in solving rejection points on KYC Case#01946825 Importance: High Hello Stewart. Hope you arc well!! I have received the following list of rejection points on KYC Case#01946825 relating to customer — Pmanee, LLC. I need your assistance in resolving below highlighted points. For Point 2 — As per attached constitutional doe, they (AML) are requesting to update address mentioned on Pg 11 (Royal Palms Professional Building address). I had updated address as per Pg 28 which is the IRS letter. Please confirm whether to keep this address or amend it as per Pg I I? For Point 6 — Could you provide the email that the AML team is seeking? I only have the attached email (2nd pdf attachment) from the repositories. For Points 8 & 9 - Kindly provide SOW info for Jeffrey & Caroline. For Point 10 - This will be covered on Pts 8 & 9 For Point 11 - My existing comments on the DB deposit account is "the purpose of this account is to managing the monthly expenses of the company" as per previous KYC. Kindly advise, please? For Point 13 — I am unable to procure SoS for this entity from the US Virgin Islands company registry website - Department of Licensing and Consumer Affairs. Kindly provide this please? For Point 17 — Please provide the requested email. Rejection: I) Please add the account number for the deposit account. 2) The address on the LLC Agreement does rot match the address in the LLC Agreement. Please provide proof of address. 3) Please expand on the nature of business. What do they do with the investment in. rt work? Re-sell it? 4) Richard Kahn has been tagged as a signatory. However, as per the DB Resolution uploaded under KYC - 1704382, he is not listed as a signatory. If Darren is indeed not a signatory, please remove him from this KYC. 5) The Pierre Trust was created under the laws of USVI. Please rc-run research with that country as well. 6) Can you please locate the full e-mail chain that proves that Chip Packards approval actually refers to Epstein's jail sentence? The current e-mail attachment uploaded does not refer to whin is actually being discussed. 7) Please attach the RDC Alert for Richard Kahn. 8) Please provide SOW verification for Jeffrey Epstein. 9) Please complete SOW narrative for Caroline and provide SOW verification as well. 10) The SOW narrative for Jeffrey Epstein seems a bit outdated. It still refers to the Financial Trust Company as the SOW Company. However, based on the consent of board of directors meeting from 2013. Financial Trust Company merged into Southern Financial LLC with Southern Financial LLC as the surviving entity. Please updated the SOW narrative and provide research etc for the new entity. 11) Please explain in detail what this account is being used for. What are the monthly expenses of the company? 12) Please complete the 90 and one year values. The one year value is listed as SIMNI however, the account currently has just less than 5200K. 13) Please provide COGS for Prytanee. LLC. 14) The account opened date in the KYC does not match the account opened date in DbForcc. Please reconcile. 15) Please add the state to Darren Indyke and Richard Kahn's address. 16) Please add the TAX IDAdentilication number for Caroline. 17) Please provide proof of delivery for the FinCEN form. Please ensure it was e-mailed by the same person who signed the form (Jeffrey Epstein). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090264 CONFIDENTIAL SDNY GM_00236448 EFTA01387495