Case File
efta-efta01388711DOJ Data Set 10CorrespondenceEFTA Document EFTA01388711
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-efta01388711
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6
NYSE. AMU or NASDAQ equity and Mutual Fund shares valued at less than $1 0.00 per share will be (pm a Maximum "'Avarice Rate
of 0% (Zero) and still not be accepted as Collateral.
Advance rates for AluMal Funds are subject to other internal guidelines and exposure limits as in effect front time to
Confidential
44178v12
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0092427
CONFIDENTIAL
SDNY_GM_00238611
EFTA01388711
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