EFTA Document EFTA01388784

I am available for another hour today, are you free for a call now? Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche as Centre Private limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon Fast, Mumbai - 400063, India Tel Mo vi From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawant < Cc: Richard larossi <ri ; Mayur Rathod SS Bradley Gillin <Me Subject: Re: 2018 Periodic Review of High Risked Accounts n (GCISa), Butterfly Trust (GCISand Neptune, LLC (GCla under the SOUTHERN FINANCIAL RELATIONSHIP (I) Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct? Will call you at 9 or so. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Email Securities offered through Deutsche Bank Securities Inc. On Aug 31, 2018, at 7:21 AM, Vijay-A Sawant wrote: Hi Stewart, Please see pending confirmations required in KYC Case#01977698 for Butterfly & Neptune, below - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092537 CONFIDENTIAL SDNY_GM_00238721 EFTA01388784