EFTA Document EFTA01389124

KYC Print Page 1 of 22 KYC Case # DB PWM GLOBAL KYC/NCA PART A One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN. JEFFREY RELATIONSHIP Booking Center New York Relationship Manager: Stewart Oldfield K New PWM Relationship Existing PWM Relationship Relationship to FWM: If existing, please indicate since when the relationship profile: • • • This KYC is a periodic review for high risk Original KYC— ONLY adding signers to account. All signers have already this is a simple update. Darren Indyke was approved in KYC Harry Beller was added in approved KYC exists, provide reason for new profile and attach o'd remediation• • ' been approved in previous KYCs. Please rush as 2 Client Referral K RM Prospect K Intermedlary/FIM K Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally known the client? Please provide details ( .g. name of referral source. how many years RM personalty has known client. etc.): Jeffrey Epstein r ached out to Sew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and dd two new signors to this new acct only. Does Deutsche Bank pay a retrocession or similar K Yes I 2 No compensation to a third party for the introduction of this relationship? of yes, desenbe): List all existing and new accounts Involved In this relationship Legal Entity Account(s) Account Name / Number Coen.ng Date 0ntencleo. an:a i I j Southern Financial. LLC Deposit 9'5,2013 2 2 Southern Trust Company. Inc- Deposit. 8. 27/2013 3 to Jeffrey Epstein - Deposit 3/6/2016 4 Ea .1 Eps,ein Virgin [slant's Foundation, Inc - Brokerage 9/30/2013 Who is the primary contact person for the RSA? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren Indyke Preferred method of contact(indiate phone no., fax no.. e-mail address. etc.): St a: J S 6. Approved https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Dieze... 1/11/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093443 CONFIDENTIAL SDNY GM_00239627 EFTA01389124