EFTA Document EFTA01392784

Accou Name of (last nart and Joint Application Information Soot /See Fueo r ortialaupayer k ta r ot 04 v. Address 45T T AgntS ti54 i —Notapplleabls City. State end Z' City. State and Zip Code Nome Telephone Number Business eephone umber Busness Telephone Number Oate of Birth Joint Applicant treat name, lust name, middle Initial) Social Security Number or Taxpayer ICI Number Address Date of Birth Name of Employer Name of Employer Address Address rArlapAysable City, Suite and Zip Code City. State end Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism end money laundering activities. Federal law requires all financial institutions to obtain, verity, and record information that identifies each person who establishes en account, investment or other business relationship with a financial institution. This means that we will ask for your name. address, and other information that will allow us to identify You. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask out customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the Information. Also, enhanced ami.money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these Changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnity and hold harmless DBTCA for any claims. losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorized Verbal Insmictions. You unoerstand that DBTCA may, but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof. without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any eccount(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, end DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may bp required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for eny further payments or deliveries. 2 13-AWM.0101 01395%032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098052 CONFIDENTIAL SDNY_GM_00244236 EFTA01392784