EFTA Document EFTA01392788

AccoAt Title anddoint1 Ape!' Out i4 . %1 Name of Account title past na legal Business tiyn - 44:7 frost 4c(cvnt. Joint Applicant (last name, first name, middle initial) Social iecur rn er w 4axpayer, Number Social Seourity Number or Taxpayer ID Number low/14, Avpk, Address Address / 4" 1, City/State /and Zip Code Not applicable City. Stale and Zip Code H T h rte Nm r Nome Telephone Number at; S Business Telephone Number Date of Binh Name of Employer Date of BIrth Warne of Employer Address Address Not applicable City. State and Zip Code City. State and Tip Code Notice of Customer Identification Policy important Information To help the government right the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that wo will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundering and terrorist financing: those rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change's) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persona purported to be you is your own. Absent the gross negligeoce a willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnity and hold harmless DBTCA for any claims, fosses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorised Vorbal Instructions. You understand that DBTCA ;nay, but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Insbuctions to transfer funds or securities to any aocount(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of oath owner as joint tenants. and DBTCA may release the entire account to any owner derails the lifetime of all owners. DBTCA may honor °necks, crews or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests front the survivor(s) sfter the death of any owner(s) arid may treat the account as the sole property of the survivor(s) alter the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any pint deposit or addition or accrual. DBTCA shall not be liable to any owner for continwng to Minor checks, urders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written autherizationiof any or all pint owners for any further payments or deliveries. 2 13.AWA4-0301 013059 Cd2613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098056 CONFIDENTIAL SDNY_GM_00244240 EFTA01392788