EFTA Document EFTA01398653

Subject: RE: Southern Financial LLC From: Paolo De-Leon Date: Wed, 28 Feb 2018 15 To: Collateral Admin-NY Abhijit Mukherj Cc: Keith Buckholz CRM-PWM Derivatives Hi Collateral Team, Just wanted to follow up on the DDR set up please. Thanks, Paolo From: Paolo De-Leon Sent: Tuesday, February 27. 2018 9:27 AM To: Collateral Admin-NY Abhijit Mukherjee Cc: Keith Buckholz <M a:>; CRM-PWM Derivatives Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. e that there are two accounts for this client: and EFTA01398653 Thanks and regards, Paolo {cid:[email protected]} Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Tel. +1(212) 454-1162 Email EFTA01398654