EFTA Document EFTA01402348

Subject: Re: Fw: rdc alert [I] From: Amanda Kirby Date: Tue, 08 Oct 2013 10:41:04 -0400 To: Paul Morris Classification: For internal use only Not sure. Will have to confirm with Harry since I only have the name and no other info on her Best, Amanda Kirby (Embedded image moved to file: pic24098.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic19555.gif) From: Paul Morris/ To: Amanda Kirby/ Date: 10/08/2013 10:39 AM Subject: Re: Fw: rdc alert [I] Classification: For internal use only same Paul Morris Managing Director Deutsche Bank Private Bank EFTA01402348 Office Cell: From: To: Date: Amanda Kirby/ Paul Morris/ 10/08/2013 10:26 AM Subject: Fw: rdc alert [I] Classification: For internal use only Paul -- This is an alert for . it says that she is married to a PEP, "Politcally Exposed Person". Her husband is who was the . This could very well not be here but I will have to check with Harry. This also isn't a big deal in terms of alerts. They just like to know if anyone has connections to a PEP Best, Amanda Kirby (Embedded image moved to file: pic00820.gif) Amanda Kirby Associate Deutsche Bank Trust Com.an Americas (Embedded image moved to file: pic03440.gif) Forwarded by Amanda Kirby/ on 10/08/2013 10:13 AM From: PWM BIS-Research/ To: Amanda Kirby/ EFTA01402349 Cc: Date: Subject: PWMUS AMLKYC/ 10/08/2013 10:00 AM rdc alert [I] Classification: Hello For internal use only Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. [attachment per alert.pdf" deleted by Paul Morris/ [attachment per alert_l.pdf" deleted by Paul Morris/ Regards Urvashi EFTA01402350