EFTA Document EFTA01402478

Subject: RE: URGENT- Mort, Inc. Research [I] From: Jj Litchford <MI > Date: Mon, 05 Oct 2015 10:14:43 -0400 To: Akshay Davera ‹ > Classification: For internal use only Thank you fcid:[email protected] JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} From: Akshay Davera Sent: Monday, October 05, 2015 10:14 AM To: Jj Litchford; Anshu Parashar Cc: PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Sent. Kind regards, EFTA01402478 fcid:[email protected] Akshay Davera Operations Analyst I Transaction Approval Group Business Information Search DBOI Global Services Private Limited Private Wealth Management A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile Email fcid:[email protected] From: Jj Litchford Sent: Monday, October 05, 2015 7:43 PM To: Akshay Davera; Anshu Parashar Cc: PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only I haven't received the PCR alert yet... any idea when I should expect that? fcid:[email protected] JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 EFTA01402479 Tel. Mobile Email {cid:[email protected]} From: Akshay Davera Sent: Monday, October 05, 2015 10:12 AM To: Jj Litchford; Anshu Parashar Cc: PWM BIS-Research Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Jj, All the research have been completed and sent back. Kind regards, {cid:[email protected]} Akshay Davera Operations Analyst I Transaction Approval Group Business Information Search DBOI Global Services Private Limited Private Wealth Management A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile Email EFTA01402480 fcid:[email protected] From: Jj Litchford Sent: Monday, October 05, 2015 7:04 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Is there any update on this? fcid:[email protected] JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} From: Anshu Parashar Sent: Friday, October 02, 2015 12:40 PM To: Jj Litchford Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] EFTA01402481 Sure !! Thanks & Regards, fcid:[email protected] Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email {cid:[email protected]} From: Jj Litchford Sent: Friday, October 02, 2015 10:03 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Thank you Anshu, will keep my eye out for it. fcid:[email protected] JJ Litchford Associate Banker Deutsche Bank Trust Company Americas EFTA01402482 Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} From: Anshu Parashar Sent: Friday, October 02, 2015 12:09 PM To: Jj Litchford Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Hi, It takes a day for the PCR result to come. We will send it to you by tomorrow. Thanks & Regards, {cid:[email protected]} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Email {cid:[email protected]} EFTA01402483 From: Jj Litchford Sent: Friday, October 02, 2015 9:30 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: Re: URGENT- Mort, Inc. Research [I] Thank you for the update. We are trying to reopen this account today to meet a closing deadline, is there any way to expedite the PCR investigation? Thanks for your help, 33 On Oct 2, 2015, at 11:37 AM, Anshu Parashar e > wrote: Hi, All the researches have been completed, except for Jeffrey Epstein. It's PCR is under investigation, we will send it to you tomorrow. Thanks & Regards, fcid:[email protected] Anshu Parashar EFTA01402484 DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Email <image004.png> From: 3j Litchford Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Anshu-- Do you have an ETA on when this will be done? Thanks, 33 fcid:[email protected] 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email <image006.gif> EFTA01402485 From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, {cid:[email protected]} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur India Email <image004.png> From: Jj Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only EFTA01402486 Hi-- The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, 33 fcid:[email protected] 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email <image006.gif> EFTA01402487